Latest Institutional Transactions on Ellsworth Growth & Income Fund LTD (ECF)
This table provides information on the latest institutional transactions involving Ellsworth Growth & Income Fund LTD (ECF) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 11, 2022
Q4 2021
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-11.6KClosed |
$137K - $170K
|
0
$0
|
|
|
Jan 31, 2022
Q4 2021
|
Raymond James Trust N.A.
|
SELL
|
- |
-17.7KClosed |
$209K - $260K
|
0
$0
|
|
|
Jan 18, 2022
Q4 2021
|
David J Yvars Group
|
BUY
|
- |
82.3K+ 466.41% |
$973K - $1.21M
|
100K
$956K
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.5KClosed |
$29.6K - $36.8K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
1.84KNew |
$24.3K - $28.2K
|
1.84K
$17.5K
|
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
129New |
$1.71K - $1.98K
|
129
$1.23K
|
|
| Q2 2021 | |||||||
|
Aug 16, 2021
Q2 2021
|
Wealthcare Advisory Partners LLC
West Chester, PA |
SELL
|
- |
-890Closed |
$12.1K - $13.4K
|
0
$0
|
|
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
6New |
$81.7 - $90
|
6
$57.4
|
|
|
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-1.14KClosed |
$15.5K - $17.1K
|
0
$0
|
|
|
Jul 29, 2021
Q2 2021
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-10.7KClosed |
$146K - $160K
|
0
$0
|
|
|
Jul 08, 2021
Q2 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-762Closed |
$10.4K - $11.4K
|
0
$0
|
|
| Q1 2021 | |||||||
|
Apr 19, 2024
Q1 2021
|
Ashton Thomas Private Wealth, LLC
Scottsdale, AZ |
SELL
|
- |
-84.9KClosed |
$1.12M - $1.45M
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Cohen & Steers, Inc.
New York, NY |
SELL
|
- |
-26.2KClosed |
$344K - $446K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-2KClosed |
$26.3K - $34.1K
|
0
$0
|
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
SELL
|
- |
-85Closed |
$1.12K - $1.45K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 11, 2021
Q4 2020
|
Rmb Capital Management, LLC
|
SELL
|
- |
-15.7KClosed |
$176K - $225K
|
0
$0
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-300Closed |
$3.38K - $3.83K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Iht Wealth Management, LLC
Chicago, IL |
SELL
|
- |
-18.4KClosed |
$147K - $216K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Mufg Americas Holdings Corp
|
SELL
|
- |
-22.9KClosed |
$184K - $268K
|
0
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Royal Fund Management, LLC
|
SELL
|
- |
-1.37KClosed |
$11K - $16K
|
0
$0
|
|
| Q1 2020 | |||||||
|
May 15, 2020
Q1 2020
|
Laurel Wealth Advisors, Inc.
Solana Beach, CA |
SELL
|
- |
-27KClosed |
$189K - $332K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-507Closed |
$5.12K - $6K
|
0
$0
|
|
|
Jan 15, 2020
Q4 2019
|
Kcs Wealth Advisory
|
SELL
|
- |
-11.1KClosed |
$112K - $132K
|
0
$0
|
|
|
Jan 14, 2020
Q4 2019
|
Corbenic Partners LLC
|
SELL
|
- |
-800Closed |
$8.07K - $9.46K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 17, 2019
Q3 2019
|
Capital Investment Advisory Services, LLC
|
SELL
|
- |
-4.48KClosed |
$46K - $49.9K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 15, 2019
Q2 2019
|
First Hawaiian Bank
|
SELL
|
- |
-1.03KClosed |
$9.62K - $10.6K
|
0
$0
|
|
| Q1 2019 | |||||||
|
May 01, 2019
Q1 2019
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-20.5KClosed |
$171K - $200K
|
0
$0
|
|
|
Apr 22, 2019
Q1 2019
|
Cwm, LLC
|
SELL
|
- |
-10.6KClosed |
$88.6K - $104K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 13, 2019
Q4 2018
|
Signaturefd, LLC
Atlanta, GA |
SELL
|
- |
-760Closed |
$6.05K - $7.82K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Jul 20, 2018
Q2 2018
|
North Star Investment Management Corp.
Chicago, IL |
SELL
|
- |
-1.15KClosed |
$10.3K - $11.1K
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-11.5KClosed |
$101K - $113K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Bdo Wealth Advisors, LLC
Jacksonville, FL |
SELL
|
- |
-115Closed |
$1.05K - $1.11K
|
0
$0
|
|