Purchases and Sales Made in Q3 2023 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q3 2023. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
374K+ 67.51% |
$3.01M - $3.31M
|
927K
$8.87M
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
318KNew |
$2.56M - $2.82M
|
318K
$3.04M
|
|
|
Oct 26, 2023
Q3 2023
|
Advisor Partners Ii, LLC
Walnut Creek, CA |
BUY
|
- |
40.9KNew |
$329K - $362K
|
40.9K
$391K
|
|
|
Nov 13, 2023
Q3 2023
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
22.4KNew |
$180K - $198K
|
22.4K
$214K
|
|
|
Nov 13, 2023
Q3 2023
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
18.1K+ 11.34% |
$146K - $160K
|
178K
$1.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
17.6K+ 74.26% |
$142K - $156K
|
41.4K
$396K
|
|
|
Nov 09, 2023
Q3 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
12.1K+ 18.22% |
$97.4K - $107K
|
78.6K
$752K
|
|
|
Nov 13, 2023
Q3 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
9.4K+ 8.91% |
$75.6K - $83.2K
|
115K
$1.1M
|
|
|
Nov 14, 2023
Q3 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
7.12K+ 2.88% |
$57.3K - $63K
|
254K
$2.43M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
6.92K+ 10.17% |
$55.6K - $61.2K
|
74.9K
$716K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
4.91K+ 48.34% |
$39.4K - $43.4K
|
15.1K
$144K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
3.66K+ 1.34% |
$29.4K - $32.4K
|
276K
$2.64M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
3.42KNew |
$27.5K - $30.3K
|
3.42K
$32.7K
|
|
|
Nov 13, 2023
Q3 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.81K+ 2.34% |
$22.6K - $24.9K
|
123K
$1.17M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.4K+ 4.73% |
$11.2K - $12.4K
|
31K
$296K
|
|
|
Oct 26, 2023
Q3 2023
|
Altfest L J & CO Inc
|
BUY
|
- |
37+ 0.26% |
$297 - $327
|
14.1K
$134K
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
25+ 1.57% |
$201 - $221
|
1.62K
$15.5K
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2023
Q3 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-10- 0.02% |
$80.4 - $88.5
|
52.3K
$500K
|
|
|
Oct 13, 2023
Q3 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-1.05K- 1.65% |
$8.46K - $9.31K
|
62.7K
$600K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.14K- 3.35% |
$9.2K - $10.1K
|
33K
$315K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-2K- 15.85% |
$16K - $17.7K
|
10.6K
$101K
|
|
|
Dec 14, 2023
Q3 2023
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-2.74K- 1.55% |
$22K - $24.2K
|
174K
$1.66M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-3.02K- 6.89% |
$24.2K - $26.7K
|
40.8K
$390K
|
|
|
Nov 08, 2023
Q3 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-3.22K- 5.54% |
$25.9K - $28.5K
|
54.9K
$524K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.38K- 12.28% |
$27.1K - $29.9K
|
24.1K
$230K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-3.96K- 40.98% |
$31.8K - $35K
|
5.7K
$54.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Old Port Advisors
|
SELL
|
- |
-4.99K- 11.67% |
$40.1K - $44.2K
|
37.8K
$361K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-8.73K- 11.99% |
$70.2K - $77.3K
|
64.1K
$613K
|
|
|
Oct 19, 2023
Q3 2023
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-8.89K- 28.0% |
$71.4K - $78.6K
|
22.8K
$218K
|
|
|
Oct 30, 2023
Q3 2023
|
Blue Bell Private Wealth Management, LLC
|
SELL
|
- |
-11.1K- 91.19% |
$89.6K - $98.6K
|
1.08K
$10.3K
|
|
|
Nov 06, 2023
Q3 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-22.1K- 13.2% |
$178K - $196K
|
145K
$1.39M
|
|
|
Nov 13, 2023
Q3 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-26.9K- 27.75% |
$217K - $238K
|
70.1K
$671K
|
|
|
Nov 14, 2023
Q3 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-27.6K- 26.5% |
$222K - $244K
|
76.4K
$730K
|
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-75.3K- 10.69% |
$605K - $666K
|
629K
$6.01M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-84.8K- 18.86% |
$682K - $750K
|
365K
$3.49M
|