Purchases and Sales Made in Q3 2024 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q3 2024. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2024
Q3 2024
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
320K+ 29.52% |
$2.62M - $2.88M
|
1.4M
$13.4M
|
|
|
Nov 13, 2024
Q3 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
122KNew |
$998K - $1.1M
|
122K
$1.16M
|
|
|
Oct 28, 2024
Q3 2024
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
62.7K+ 96.36% |
$514K - $564K
|
128K
$1.22M
|
|
|
Nov 14, 2024
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
34.8K+ 12.91% |
$285K - $313K
|
304K
$2.91M
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
32.5K+ 37.41% |
$267K - $293K
|
119K
$1.14M
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
32KNew |
$262K - $288K
|
32K
$306K
|
|
|
Nov 14, 2024
Q3 2024
|
Capstone Investment Advisors, LLC
New York, NY |
BUY
|
- |
28.5KNew |
$234K - $257K
|
28.5K
$273K
|
|
|
Nov 14, 2024
Q3 2024
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
18.6KNew |
$153K - $167K
|
18.6K
$178K
|
|
|
Nov 01, 2024
Q3 2024
|
Beckerman Institutional, LLC
Ocean Grove, NJ |
BUY
|
- |
12.7KNew |
$104K - $114K
|
12.7K
$121K
|
|
|
Nov 14, 2024
Q3 2024
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
9.8K+ 11.78% |
$80.4K - $88.2K
|
93K
$889K
|
|
|
Nov 08, 2024
Q3 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
7.24K+ 33.31% |
$59.4K - $65.2K
|
29K
$277K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
3.92K+ 2.82% |
$32.2K - $35.3K
|
143K
$1.37M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
3.48K+ 3.47% |
$28.5K - $31.3K
|
104K
$993K
|
|
|
Nov 08, 2024
Q3 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
3.43KNew |
$28.1K - $30.8K
|
3.43K
$32.8K
|
|
|
Nov 04, 2024
Q3 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
2.04K+ 16.41% |
$16.7K - $18.3K
|
14.4K
$138K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
1.69K+ 2.56% |
$13.9K - $15.2K
|
67.8K
$648K
|
|
|
Nov 14, 2024
Q3 2024
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
800+ 5.14% |
$6.56K - $7.2K
|
16.4K
$156K
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
535+ 5.13% |
$4.39K - $4.82K
|
11K
$105K
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
247+ 0.22% |
$2.03K - $2.22K
|
111K
$1.06M
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
234+ 1.08% |
$1.92K - $2.11K
|
21.8K
$209K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
106+ 0.51% |
$869 - $954
|
21.1K
$201K
|
|
|
Nov 07, 2024
Q3 2024
|
Aviance Capital Partners, LLC
Naples, FL |
BUY
|
- |
77+ 0.26% |
$631 - $693
|
29.7K
$284K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
54+ 0.26% |
$443 - $486
|
21K
$200K
|
|
|
Nov 12, 2024
Q3 2024
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
42+ 9.98% |
$344 - $378
|
463
$4.43K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-281- 83.63% |
$2.3K - $2.53K
|
55
$526
|
|
|
Nov 12, 2024
Q3 2024
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-914- 1.52% |
$7.49K - $8.23K
|
59.1K
$565K
|
|
|
Oct 24, 2024
Q3 2024
|
Old Port Advisors
|
SELL
|
- |
-994- 4.56% |
$8.15K - $8.95K
|
20.8K
$199K
|
|
|
Nov 12, 2024
Q3 2024
|
9258 Wealth Management, LLC
|
SELL
|
- |
-1.27K- 2.88% |
$10.4K - $11.4K
|
42.7K
$408K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.29K- 34.55% |
$10.6K - $11.6K
|
2.44K
$23.4K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-1.75K- 6.44% |
$14.4K - $15.8K
|
25.5K
$243K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.83K- 5.37% |
$15K - $16.5K
|
32.3K
$309K
|
|
|
Oct 17, 2024
Q3 2024
|
Matisse Capital
|
SELL
|
- |
-3.82K- 14.59% |
$31.3K - $34.4K
|
22.4K
$214K
|
|
|
Nov 14, 2024
Q3 2024
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-5.13K- 8.3% |
$42.1K - $46.2K
|
56.7K
$542K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-9.19K- 27.97% |
$75.3K - $82.7K
|
23.7K
$226K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-9.8K- 2.7% |
$80.4K - $88.2K
|
353K
$3.37M
|
|
|
Nov 12, 2024
Q3 2024
|
Wny Asset Management, LLC
Williamsville, NY |
SELL
|
- |
-10.2K- 6.16% |
$84K - $92.2K
|
156K
$1.49M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-15.6K- 1.49% |
$128K - $141K
|
1.03M
$9.89M
|
|
|
Oct 24, 2024
Q3 2024
|
Vima LLC
Troy, MI |
SELL
|
- |
-16.8K- 14.53% |
$138K - $151K
|
98.8K
$944K
|
|
|
Oct 23, 2024
Q3 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-19.4K- 6.84% |
$159K - $175K
|
264K
$2.53M
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-19.9K- 8.03% |
$163K - $179K
|
228K
$2.18M
|
|
|
Nov 14, 2024
Q3 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-38.1K- 22.24% |
$312K - $343K
|
133K
$1.27M
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-67.7K- 78.87% |
$555K - $609K
|
18.1K
$173K
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-75.2K- 33.22% |
$617K - $677K
|
151K
$1.45M
|
|
|
Nov 08, 2024
Q3 2024
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-256K- 73.83% |
$2.1M - $2.3M
|
90.7K
$867K
|