Purchases and Sales Made in Q4 2022 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q4 2022. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
BUY
|
- |
231K+ 1309.54% |
$1.82M - $2.03M
|
248K
$2.41M
|
|
|
Feb 07, 2023
Q4 2022
|
Four Thought Financial Partners, LLC
Venice, FL |
BUY
|
- |
90KNew |
$711K - $794K
|
90K
$876K
|
|
|
Jan 25, 2023
Q4 2022
|
Wny Asset Management, LLC
Williamsville, NY |
BUY
|
- |
88.8K+ 151.59% |
$701K - $783K
|
147K
$1.43M
|
|
|
Feb 14, 2023
Q4 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
76.7K+ 11.63% |
$606K - $676K
|
736K
$7.16M
|
|
|
Feb 14, 2023
Q4 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
70.8K+ 65.95% |
$559K - $624K
|
178K
$1.73M
|
|
|
Jan 11, 2023
Q4 2022
|
Foundations Investment Advisors, LLC
|
BUY
|
- |
62.9K+ 43.27% |
$497K - $554K
|
208K
$2.03M
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
61.9KNew |
$489K - $546K
|
61.9K
$602K
|
|
|
Feb 14, 2023
Q4 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
60.2K+ 140.19% |
$476K - $531K
|
103K
$1M
|
|
|
Feb 14, 2023
Q4 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
54.9KNew |
$433K - $484K
|
54.9K
$534K
|
|
|
Feb 01, 2023
Q4 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
48.8K+ 1935.49% |
$386K - $431K
|
51.3K
$499K
|
|
|
Feb 13, 2023
Q4 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
45.5K+ 93.51% |
$360K - $401K
|
94.2K
$917K
|
|
|
Feb 14, 2023
Q4 2022
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
37.4K+ 47.76% |
$296K - $330K
|
116K
$1.13M
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
16.9KNew |
$134K - $149K
|
16.9K
$165K
|
|
|
Jan 17, 2023
Q4 2022
|
Vanguard Capital Wealth Advisors
|
BUY
|
- |
14.6KNew |
$115K - $128K
|
14.6K
$142K
|
|
|
Feb 14, 2023
Q4 2022
|
Woodline Partners LP
San Francisco, CA |
BUY
|
- |
12.5KNew |
$98.5K - $110K
|
12.5K
$121K
|
|
|
Feb 09, 2023
Q4 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
12.2KNew |
$96.1K - $107K
|
12.2K
$118K
|
|
|
Feb 14, 2023
Q4 2022
|
Perigon Wealth Management, LLC
San Francisco, CA |
BUY
|
- |
11.9KNew |
$94K - $105K
|
11.9K
$116K
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
10.7KNew |
$84.9K - $94.8K
|
10.7K
$105K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.1KNew |
$79.7K - $89K
|
10.1K
$98.2K
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
8.92K+ 72.29% |
$70.5K - $78.7K
|
21.3K
$207K
|
|
|
Feb 14, 2023
Q4 2022
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
7.8K+ 12.33% |
$61.6K - $68.8K
|
71.1K
$692K
|
|
|
Jan 18, 2023
Q4 2022
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
2.6K+ 8.24% |
$20.5K - $22.9K
|
34.1K
$332K
|
|
|
Feb 13, 2023
Q4 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
2.44K+ 7.61% |
$19.3K - $21.5K
|
34.4K
$335K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.09K+ 7.54% |
$8.59K - $9.59K
|
15.5K
$151K
|
|
|
Jan 13, 2023
Q4 2022
|
Baldrige Asset Management LLC
|
BUY
|
- |
949New |
$7.5K - $8.37K
|
949
$9.23K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
429New |
$3.39K - $3.78K
|
429
$4.17K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
327+ 1.55% |
$2.58K - $2.88K
|
21.5K
$209K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
278+ 1.06% |
$2.2K - $2.45K
|
26.6K
$259K
|
|
|
Feb 02, 2023
Q4 2022
|
Altfest L J & CO Inc
|
BUY
|
- |
114+ 0.83% |
$901 - $1.01K
|
13.8K
$134K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
25+ 3.94% |
$198 - $221
|
659
$6.41K
|
|
|
Feb 14, 2023
Q4 2022
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
24+ 1.58% |
$190 - $212
|
1.55K
$15K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 03, 2023
Q4 2022
|
Parallel Advisors, LLC
|
SELL
|
- |
-127- 98.45% |
$1K - $1.12K
|
2
$19.5
|
|
|
Feb 06, 2023
Q4 2022
|
Bogart Wealth, LLC
|
SELL
|
- |
-134Closed |
$1.06K - $1.18K
|
0
$0
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-278- 0.36% |
$2.2K - $2.45K
|
77.1K
$750K
|
|
|
Feb 02, 2023
Q4 2022
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-625- 0.95% |
$4.94K - $5.51K
|
65K
$633K
|
|
|
Feb 03, 2023
Q4 2022
|
Shaker Financial Services, LLC
|
SELL
|
- |
-1.43K- 5.92% |
$11.3K - $12.6K
|
22.8K
$222K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3.53K- 12.06% |
$27.9K - $31.2K
|
25.8K
$251K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-4.12K- 6.89% |
$32.5K - $36.3K
|
55.6K
$541K
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.19K- 1.29% |
$33.1K - $36.9K
|
321K
$3.12M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-4.34K- 9.95% |
$34.3K - $38.2K
|
39.2K
$382K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.75K- 40.27% |
$61.2K - $68.4K
|
11.5K
$112K
|
|
|
Jan 11, 2023
Q4 2022
|
Old Port Advisors
|
SELL
|
- |
-7.87K- 14.0% |
$62.2K - $69.4K
|
48.3K
$470K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-8.27K- 37.82% |
$65.3K - $72.9K
|
13.6K
$132K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-9.58K- 18.6% |
$75.7K - $84.5K
|
41.9K
$408K
|
|
|
Feb 03, 2023
Q4 2022
|
9258 Wealth Management, LLC
|
SELL
|
- |
-19.1K- 23.63% |
$151K - $169K
|
61.8K
$602K
|
|
|
Feb 14, 2023
Q4 2022
|
Icon Advisers Inc
Greenwood Village, CO |
SELL
|
- |
-34.6K- 47.84% |
$273K - $305K
|
37.7K
$367K
|
|
|
Feb 06, 2023
Q4 2022
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-41.6K- 20.09% |
$328K - $367K
|
165K
$1.61M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-52.1K- 11.56% |
$411K - $459K
|
398K
$3.88M
|
|
|
Feb 14, 2023
Q4 2022
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-217K- 87.47% |
$1.71M - $1.91M
|
31.1K
$303K
|