Purchases and Sales Made in Q4 2023 in Ellsworth Growth & Income Fund LTD (ECF)
This table provides information about the institutional ownership of Ellsworth Growth & Income Fund LTD (ECF) during Q4 2023. The information is specifically focused on institutions that hold shares of ELLSWORTH GROWTH & INCOME FUND LTD.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Mar 04, 2024
Q4 2023
|
Vima LLC
Troy, MI |
BUY
|
- |
114K+ 99358.26% |
$831K - $951K
|
114K
$1.09M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
98.6K+ 53.32% |
$717K - $821K
|
284K
$2.71M
|
|
|
Feb 14, 2024
Q4 2023
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
93.6KNew |
$680K - $779K
|
93.6K
$895K
|
|
|
Feb 01, 2024
Q4 2023
|
Wolverine Asset Management LLC
|
BUY
|
- |
87.9KNew |
$639K - $731K
|
87.9K
$841K
|
|
|
Feb 09, 2024
Q4 2023
|
Cornerstone Advisors, LLC
Asheville, NC |
BUY
|
- |
86.1K+ 109.51% |
$626K - $716K
|
165K
$1.57M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
79.8K+ 8.6% |
$580K - $664K
|
1.01M
$9.63M
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
74.9K+ 27.13% |
$544K - $623K
|
351K
$3.35M
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
39.1KNew |
$284K - $325K
|
39.1K
$374K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
24.6K+ 32.2% |
$179K - $205K
|
101K
$966K
|
|
|
Feb 13, 2024
Q4 2023
|
Twin Focus Capital Partners, LLC
Boston, MA |
BUY
|
- |
18.6KNew |
$135K - $155K
|
18.6K
$178K
|
|
|
Jan 25, 2024
Q4 2023
|
Blue Bell Private Wealth Management, LLC
|
BUY
|
- |
13K+ 1203.81% |
$94.2K - $108K
|
14K
$134K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
10.9KNew |
$79K - $90.4K
|
10.9K
$104K
|
|
|
Feb 07, 2024
Q4 2023
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
9.9KNew |
$72K - $82.4K
|
9.9K
$94.6K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
9.15K+ 3.6% |
$66.5K - $76.2K
|
263K
$2.52M
|
|
|
Feb 14, 2024
Q4 2023
|
Bulldog Investors, LLP
Saddle Brook, NJ |
BUY
|
- |
6.79K+ 9.68% |
$49.4K - $56.5K
|
76.9K
$735K
|
|
|
Feb 13, 2024
Q4 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
6.78K+ 10.58% |
$49.3K - $56.4K
|
70.9K
$677K
|
|
|
Feb 14, 2024
Q4 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
6.67K+ 5.43% |
$48.5K - $55.5K
|
130K
$1.24M
|
|
|
Feb 14, 2024
Q4 2023
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
6.33K+ 1.01% |
$46K - $52.6K
|
635K
$6.07M
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
1.73K+ 5.23% |
$12.5K - $14.4K
|
34.7K
$332K
|
|
|
Jan 30, 2024
Q4 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
534+ 32.94% |
$3.88K - $4.44K
|
2.16K
$20.6K
|
|
|
Feb 07, 2024
Q4 2023
|
Principal Securities, Inc.
Des Moines, IA |
BUY
|
- |
330New |
$2.4K - $2.75K
|
330
$3.15K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
319+ 9.32% |
$2.32K - $2.65K
|
3.74K
$35.8K
|
|
|
Feb 14, 2024
Q4 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
241+ 1.6% |
$1.75K - $2.01K
|
15.3K
$146K
|
|
|
Feb 09, 2024
Q4 2023
|
Us Bancorp \De\
|
BUY
|
- |
200New |
$1.45K - $1.66K
|
200
$1.91K
|
|
|
Feb 16, 2024
Q4 2023
|
Vima LLC
Troy, MI |
BUY
|
- |
115New |
$836 - $957
|
115
$1.1K
|
|
|
Feb 06, 2024
Q4 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
51+ 0.24% |
$371 - $424
|
21.5K
$206K
|
|
|
Jan 12, 2024
Q4 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
5+ 1.34% |
$36.3 - $41.6
|
377
$3.6K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-9- 0.02% |
$65.4 - $74.9
|
52.3K
$500K
|
|
|
Feb 06, 2024
Q4 2023
|
Four Thought Financial Partners, LLC
Venice, FL |
SELL
|
- |
-615- 0.54% |
$4.47K - $5.12K
|
114K
$1.09M
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-630- 2.61% |
$4.58K - $5.24K
|
23.5K
$224K
|
|
|
Feb 14, 2024
Q4 2023
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.81K- 84.34% |
$13.2K - $15.1K
|
336
$3.21K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-1.9K- 4.85% |
$13.8K - $15.8K
|
37.3K
$357K
|
|
|
Jan 31, 2024
Q4 2023
|
Institute For Wealth Management, Llc.
|
SELL
|
- |
-2.02K- 3.22% |
$14.7K - $16.8K
|
60.7K
$580K
|
|
|
Jan 18, 2024
Q4 2023
|
Altfest L J & CO Inc
|
SELL
|
- |
-2.42K- 17.19% |
$17.6K - $20.1K
|
11.6K
$111K
|
|
|
Feb 12, 2024
Q4 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-4.62K- 81.07% |
$33.6K - $38.4K
|
1.08K
$10.3K
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-4.66K- 15.04% |
$33.9K - $38.8K
|
26.3K
$252K
|
|
|
Jun 26, 2024
Q4 2023
|
Old Port Advisors
|
SELL
|
- |
-5.18K- 13.72% |
$37.7K - $43.1K
|
32.6K
$312K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-7.27K- 2.28% |
$52.8K - $60.5K
|
311K
$2.98M
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-7.48K- 18.33% |
$54.4K - $62.2K
|
33.3K
$318K
|
|
|
Feb 06, 2024
Q4 2023
|
9258 Wealth Management, LLC
|
SELL
|
- |
-7.56K- 13.78% |
$54.9K - $62.9K
|
47.3K
$452K
|
|
|
Feb 09, 2024
Q4 2023
|
Oak Harbor Wealth Partners, LLC
|
SELL
|
- |
-8.22K- 35.99% |
$59.8K - $68.4K
|
14.6K
$140K
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.2K- 24.61% |
$74.1K - $84.8K
|
31.2K
$298K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-12.1K- 16.1% |
$87.7K - $100K
|
62.9K
$601K
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-38K- 21.36% |
$276K - $316K
|
140K
$1.34M
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-48.9K- 18.16% |
$356K - $407K
|
220K
$2.11M
|
|
|
Feb 06, 2024
Q4 2023
|
Aviance Capital Partners, LLC
Naples, FL |
SELL
|
- |
-114K- 78.47% |
$829K - $949K
|
31.3K
$299K
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-144K- 39.55% |
$1.05M - $1.2M
|
220K
$2.11M
|