Purchases and Sales Made in Q1 2021 in Allspring Multi Sector Income Fund (ERC)
This table provides information about the institutional ownership of Allspring Multi Sector Income Fund (ERC) during Q1 2021. The information is specifically focused on institutions that hold shares of ALLSPRING MULTI-SECTOR INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 14, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
BUY
|
- |
729KNew |
$8.82M - $9.24M
|
729K
$6.94M
|
|
May 07, 2021
Q1 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
199KNew |
$2.41M - $2.53M
|
199K
$1.9M
|
|
May 17, 2021
Q1 2021
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
92.5K+ 27.26% |
$1.12M - $1.17M
|
432K
$4.11M
|
|
Apr 26, 2021
Q1 2021
|
Selway Asset Management
Boise, ID |
BUY
|
- |
59.6KNew |
$722K - $756K
|
59.6K
$568K
|
|
May 11, 2021
Q1 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
30.5K+ 211.32% |
$369K - $387K
|
45K
$428K
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
22.2K+ 7.4% |
$268K - $281K
|
322K
$3.06M
|
|
May 14, 2021
Q1 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
12.4K+ 26.16% |
$150K - $157K
|
59.8K
$569K
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11K+ 10.86% |
$133K - $140K
|
113K
$1.07M
|
|
May 14, 2021
Q1 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
5.95K+ 3.59% |
$72K - $75.5K
|
172K
$1.63M
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.87K+ 1.39% |
$34.8K - $36.4K
|
209K
$1.99M
|
|
May 14, 2021
Q1 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.85K+ 6.08% |
$22.4K - $23.5K
|
32.3K
$307K
|
|
Apr 19, 2021
Q1 2021
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.79K+ 21.17% |
$21.7K - $22.7K
|
10.3K
$97.7K
|
|
May 14, 2021
Q1 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
1.39K+ 1.72% |
$16.8K - $17.6K
|
82K
$781K
|
|
May 17, 2021
Q1 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
1.06KNew |
$12.8K - $13.5K
|
1.06K
$10.1K
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
920+ 5.64% |
$11.1K - $11.7K
|
17.2K
$164K
|
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
610New |
$7.38K - $7.73K
|
610
$5.81K
|
|
Jun 17, 2021
Q1 2021
|
Geneos Wealth Management Inc.
|
BUY
|
- |
532New |
$6.44K - $6.75K
|
532
$5.06K
|
|
May 17, 2021
Q1 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
479+ 3.8% |
$5.8K - $6.07K
|
13.1K
$125K
|
|
May 10, 2021
Q1 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
236+ 1.71% |
$2.86K - $2.99K
|
14K
$133K
|
|
May 07, 2021
Q1 2021
|
Fifth Third Bancorp
|
BUY
|
- |
184+ 3680.0% |
$2.23K - $2.33K
|
189
$1.8K
|
|
May 03, 2021
Q1 2021
|
Focused Wealth Management, Inc
|
BUY
|
- |
38+ 2.3% |
$460 - $482
|
1.69K
$16.1K
|
|
May 07, 2021
Q1 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
18+ 0.05% |
$218 - $228
|
34.4K
$328K
|
|
May 03, 2021
Q1 2021
|
Winch Advisory Services, LLC
Appleton, WI |
BUY
|
- |
3+ 2.44% |
$36.3 - $38
|
126
$1.2K
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
1New |
$12.1 - $12.7
|
1
$9.52
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-90Closed |
$1.09K - $1.14K
|
0
$0
|
|
Apr 22, 2021
Q1 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-376- 1.33% |
$4.55K - $4.77K
|
27.9K
$266K
|
|
May 24, 2021
Q1 2021
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
SELL
|
- |
-650- 4.76% |
$7.87K - $8.24K
|
13K
$124K
|
|
Apr 30, 2021
Q1 2021
|
Trustcore Financial Services, LLC
|
SELL
|
- |
-833Closed |
$10.1K - $10.6K
|
0
$0
|
|
Apr 27, 2021
Q1 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.21K- 6.52% |
$14.6K - $15.3K
|
17.3K
$165K
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-2.07KClosed |
$25K - $26.2K
|
0
$0
|
|
May 18, 2021
Q1 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-2.62K- 12.74% |
$31.8K - $33.3K
|
18K
$171K
|
|
Apr 27, 2021
Q1 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-4.09K- 4.82% |
$49.5K - $51.8K
|
80.7K
$768K
|
|
Apr 29, 2021
Q1 2021
|
Merrion Investment Management Co, LLC
|
SELL
|
- |
-5KClosed |
$60.5K - $63.4K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-5.17K- 0.85% |
$62.5K - $65.5K
|
604K
$5.75M
|
|
May 17, 2021
Q1 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-16.7K- 5.35% |
$202K - $212K
|
296K
$2.81M
|
|
May 11, 2021
Q1 2021
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-17.7KClosed |
$214K - $224K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-23.2KClosed |
$281K - $294K
|
0
$0
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-37.5K- 13.35% |
$454K - $476K
|
244K
$2.32M
|
|
May 13, 2021
Q1 2021
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-46.5K- 38.77% |
$563K - $589K
|
73.4K
$699K
|
|
Apr 26, 2021
Q1 2021
|
Selway Asset Management
Boise, ID |
SELL
|
- |
-61.1KClosed |
$739K - $774K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-63K- 32.17% |
$762K - $799K
|
133K
$1.26M
|
|
Apr 23, 2021
Q1 2021
|
Nwam LLC
Mercer Island, WA |
SELL
|
- |
-102K- 44.89% |
$1.23M - $1.29M
|
125K
$1.19M
|
|
May 17, 2021
Q1 2021
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-717K- 98.44% |
$8.68M - $9.09M
|
11.4K
$108K
|