Purchases and Sales Made in Q3 2021 in First Tr Multi Cap Value Alpha (FAB)
This table provides information about the institutional ownership of First Tr Multi Cap Value Alpha (FAB) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR MULTI CAP VALUE ALPHA.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
105KNew |
$7.16M - $7.68M
|
105K
$8.63M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
24.2KNew |
$1.65M - $1.77M
|
24.2K
$1.99M
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
17.9K+ 52.2% |
$1.22M - $1.31M
|
52.2K
$4.29M
|
|
|
Nov 15, 2021
Q3 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
17.7KNew |
$1.21M - $1.29M
|
17.7K
$1.45M
|
|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
15.6KNew |
$1.07M - $1.14M
|
15.6K
$1.28M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
14.6K+ 120.31% |
$996K - $1.07M
|
26.8K
$2.2M
|
|
|
Nov 15, 2021
Q3 2021
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
12.6K+ 40.36% |
$857K - $919K
|
43.7K
$3.59M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
3.55K+ 116.84% |
$242K - $259K
|
6.58K
$541K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
2.98K+ 25.15% |
$203K - $218K
|
14.8K
$1.22M
|
|
|
Dec 27, 2021
Q3 2021
|
Financial Advisors Network, Inc.
|
BUY
|
- |
2.75KNew |
$187K - $201K
|
2.75K
$226K
|
|
|
Oct 28, 2021
Q3 2021
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
1.46K+ 18.58% |
$99.5K - $107K
|
9.32K
$766K
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.32K+ 3.26% |
$90.1K - $96.6K
|
41.9K
$3.44M
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
917+ 1.94% |
$62.5K - $67K
|
48.2K
$3.96M
|
|
|
Nov 15, 2021
Q3 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
382+ 6.76% |
$26K - $27.9K
|
6.03K
$495K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
248+ 2.41% |
$16.9K - $18.1K
|
10.6K
$867K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
232+ 2.94% |
$15.8K - $17K
|
8.13K
$668K
|
|
|
Nov 16, 2021
Q3 2021
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
200New |
$13.6K - $14.6K
|
200
$16.4K
|
|
|
Nov 10, 2021
Q3 2021
|
Avidian Wealth Solutions, LLC
|
BUY
|
- |
21+ 0.31% |
$1.43K - $1.54K
|
6.84K
$562K
|
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
4+ 0.4% |
$273 - $292
|
1K
$82.5K
|
|
|
Nov 04, 2021
Q3 2021
|
Accel Wealth Management
|
BUY
|
- |
1+ 0.35% |
$68.2 - $73.1
|
286
$23.5K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-21- 4.87% |
$1.43K - $1.54K
|
410
$33.7K
|
|
|
Nov 05, 2021
Q3 2021
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-70- 12.03% |
$4.77K - $5.12K
|
512
$42.1K
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-100Closed |
$6.82K - $7.31K
|
0
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-185Closed |
$12.6K - $13.5K
|
0
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-307- 4.21% |
$20.9K - $22.4K
|
6.99K
$574K
|
|
|
Nov 12, 2021
Q3 2021
|
Pacific Sun Financial Corp
|
SELL
|
- |
-500- 9.92% |
$34.1K - $36.6K
|
4.54K
$373K
|
|
|
Nov 01, 2021
Q3 2021
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
SELL
|
- |
-600- 7.55% |
$40.9K - $43.9K
|
7.35K
$604K
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-981- 0.85% |
$66.9K - $71.7K
|
114K
$9.39M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.12K- 8.27% |
$76.5K - $82K
|
12.4K
$1.02M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-2.58K- 1.8% |
$176K - $188K
|
141K
$11.5M
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-2.63K- 26.89% |
$179K - $192K
|
7.14K
$587K
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-3.05K- 21.23% |
$208K - $223K
|
11.3K
$929K
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-3.23KClosed |
$220K - $236K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-5.66K- 34.91% |
$386K - $414K
|
10.6K
$867K
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-7.45KClosed |
$508K - $545K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-15.1K- 37.39% |
$1.03M - $1.1M
|
25.3K
$2.08M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-17.9K- 62.56% |
$1.22M - $1.31M
|
10.7K
$882K
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-35K- 63.68% |
$2.39M - $2.56M
|
20K
$1.64M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-51K- 45.39% |
$3.48M - $3.73M
|
61.4K
$5.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-91.7K- 60.55% |
$6.25M - $6.7M
|
59.7K
$4.91M
|