Purchases and Sales Made in Q3 2021 in First Tr Multi Cap Growth Alph (FAD)
This table provides information about the institutional ownership of First Tr Multi Cap Growth Alph (FAD) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TR MULTI CAP GROWTH ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 10, 2021
Q3 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
130KNew |
$14.8M - $16.3M
|
130K
$18M
|
|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
127KNew |
$14.5M - $15.9M
|
127K
$17.6M
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
47.5K+ 66.79% |
$5.42M - $5.97M
|
119K
$16.4M
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
47.2K+ 235.19% |
$5.38M - $5.92M
|
67.2K
$9.31M
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
18.1K+ 151.78% |
$2.06M - $2.27M
|
30K
$4.15M
|
|
|
Oct 19, 2021
Q3 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
11.4K+ 53.58% |
$1.3M - $1.43M
|
32.6K
$4.51M
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
10.5K+ 69.35% |
$1.19M - $1.31M
|
25.6K
$3.54M
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
5.14KNew |
$586K - $645K
|
5.14K
$712K
|
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
BUY
|
- |
4.93K+ 11.62% |
$562K - $618K
|
47.3K
$6.55M
|
|
|
Nov 12, 2021
Q3 2021
|
Leelyn Smith, LLC
Geneva, IL |
BUY
|
- |
3.74K+ 1916.92% |
$426K - $469K
|
3.93K
$545K
|
|
|
Oct 07, 2021
Q3 2021
|
Envestnet Asset Management Inc
|
BUY
|
- |
3.25K+ 80.88% |
$371K - $408K
|
7.28K
$1.01M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
2.35K+ 7.66% |
$268K - $295K
|
33.1K
$4.58M
|
|
|
Nov 03, 2021
Q3 2021
|
Kovack Advisors, Inc.
|
BUY
|
- |
1.92KNew |
$219K - $241K
|
1.92K
$266K
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.68K+ 7.16% |
$192K - $211K
|
25.2K
$3.49M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
621+ 7.84% |
$70.8K - $77.9K
|
8.55K
$1.18M
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
401+ 1.53% |
$45.7K - $50.3K
|
26.6K
$3.68M
|
|
|
Oct 21, 2021
Q3 2021
|
Total Clarity Wealth Management, Inc.
|
BUY
|
- |
215New |
$24.5K - $27K
|
215
$29.8K
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
99+ 1.25% |
$11.3K - $12.4K
|
8.05K
$1.11M
|
|
|
Nov 12, 2021
Q3 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
BUY
|
- |
40New |
$4.56K - $5.02K
|
40
$5.54K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
22+ 0.55% |
$2.51K - $2.76K
|
4K
$554K
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-5- 1.26% |
$570 - $627
|
393
$54.4K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-10- 0.11% |
$1.14K - $1.25K
|
8.89K
$1.23M
|
|
|
Oct 06, 2021
Q3 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-83- 0.95% |
$9.47K - $10.4K
|
8.69K
$1.2M
|
|
|
Nov 08, 2021
Q3 2021
|
Stonebridge Financial Planning Group, LLC
|
SELL
|
- |
-255- 1.37% |
$29.1K - $32K
|
18.3K
$2.53M
|
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-256- 5.07% |
$29.2K - $32.1K
|
4.79K
$663K
|
|
|
Nov 05, 2021
Q3 2021
|
1 St Source Bank
|
SELL
|
- |
-262- 10.43% |
$29.9K - $32.9K
|
2.25K
$312K
|
|
|
Nov 09, 2021
Q3 2021
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-320- 48.27% |
$36.5K - $40.2K
|
343
$47.5K
|
|
|
Dec 09, 2021
Q3 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-399- 7.66% |
$45.5K - $50.1K
|
4.81K
$666K
|
|
|
Nov 12, 2021
Q3 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-578- 3.44% |
$65.9K - $72.5K
|
16.2K
$2.25M
|
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-881- 9.26% |
$100K - $111K
|
8.63K
$1.2M
|
|
|
Nov 14, 2024
Q3 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-943- 1.53% |
$108K - $118K
|
60.7K
$8.41M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-976- 13.52% |
$111K - $122K
|
6.24K
$865K
|
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-993- 7.91% |
$113K - $125K
|
11.6K
$1.6M
|
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.33K- 3.6% |
$151K - $166K
|
35.4K
$4.91M
|
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-1.68KClosed |
$192K - $211K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-2.7K- 29.37% |
$308K - $339K
|
6.5K
$900K
|
|
|
Nov 15, 2021
Q3 2021
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-8.01KClosed |
$914K - $1.01M
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-8.26K- 13.6% |
$942K - $1.04M
|
52.5K
$7.26M
|
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-23.8K- 54.26% |
$2.71M - $2.99M
|
20.1K
$2.78M
|