Purchases and Sales Made in Q4 2021 in First Tr Multi Cap Growth Alph (FAD)
This table provides information about the institutional ownership of First Tr Multi Cap Growth Alph (FAD) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TR MULTI CAP GROWTH ALPH.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 20, 2022
Q4 2021
|
Kestra Advisory Services, LLC
|
BUY
|
- |
62.3K+ 191.37% |
$7.27M - $8.19M
|
94.9K
$13.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
20.3K+ 17.06% |
$2.36M - $2.66M
|
139K
$20.1M
|
|
|
Feb 14, 2022
Q4 2021
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
20K+ 15.39% |
$2.34M - $2.63M
|
150K
$21.7M
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
11.2K+ 55.97% |
$1.31M - $1.47M
|
31.3K
$4.51M
|
|
|
Feb 15, 2022
Q4 2021
|
Apeiron Ria LLC
|
BUY
|
- |
5.44KNew |
$635K - $715K
|
5.44K
$786K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3.44K+ 39.87% |
$402K - $452K
|
12.1K
$1.74M
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
3.32K+ 10.05% |
$388K - $436K
|
36.4K
$5.25M
|
|
|
May 26, 2022
Q4 2021
|
Quantum Private Wealth, LLC
Lake Forest, IL |
BUY
|
- |
2.38KNew |
$278K - $313K
|
2.38K
$343K
|
|
|
Feb 10, 2022
Q4 2021
|
Nwam LLC
Mercer Island, WA |
BUY
|
- |
1.75KNew |
$205K - $230K
|
1.75K
$253K
|
|
|
Feb 14, 2022
Q4 2021
|
Truist Financial Corp
|
BUY
|
- |
807+ 1.71% |
$94.2K - $106K
|
48.1K
$6.94M
|
|
|
Feb 14, 2022
Q4 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
690+ 17.25% |
$80.5K - $90.7K
|
4.69K
$677K
|
|
|
Feb 02, 2022
Q4 2021
|
Stonebridge Financial Planning Group, LLC
|
BUY
|
- |
676+ 3.7% |
$78.9K - $88.8K
|
19K
$2.74M
|
|
|
Jan 31, 2022
Q4 2021
|
Cwm, LLC
|
BUY
|
- |
397+ 19.4% |
$46.3K - $52.2K
|
2.44K
$353K
|
|
|
Jan 31, 2022
Q4 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
385+ 1.09% |
$44.9K - $50.6K
|
35.8K
$5.17M
|
|
|
Feb 10, 2022
Q4 2021
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
BUY
|
- |
238New |
$27.8K - $31.3K
|
238
$34.4K
|
|
|
Feb 07, 2022
Q4 2021
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
150+ 129.31% |
$17.5K - $19.7K
|
266
$38.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Leelyn Smith, LLC
Geneva, IL |
SELL
|
- |
-13- 0.33% |
$1.52K - $1.71K
|
3.92K
$566K
|
|
|
Feb 01, 2022
Q4 2021
|
Wealth Plan Partners, LLC
Omaha, NE |
SELL
|
- |
-17- 0.35% |
$1.98K - $2.23K
|
4.79K
$691K
|
|
|
Feb 22, 2022
Q4 2021
|
Ibex Wealth Advisors
Lebanon, NJ |
SELL
|
- |
-40Closed |
$4.67K - $5.26K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
626 Financial, LLC
|
SELL
|
- |
-73- 0.63% |
$8.52K - $9.59K
|
11.6K
$1.67M
|
|
|
Jan 18, 2022
Q4 2021
|
Kovack Advisors, Inc.
|
SELL
|
- |
-82- 4.26% |
$9.57K - $10.8K
|
1.84K
$266K
|
|
|
Jan 12, 2022
Q4 2021
|
Ifp Advisors, Inc
|
SELL
|
- |
-108- 1.24% |
$12.6K - $14.2K
|
8.59K
$1.24M
|
|
|
Feb 11, 2022
Q4 2021
|
Kowal Investment Group, LLC
Waukesha, WI |
SELL
|
- |
-352- 2.17% |
$41.1K - $46.2K
|
15.9K
$2.29M
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
SELL
|
- |
-430- 50.0% |
$50.2K - $56.5K
|
430
$62.1K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-451- 1.7% |
$52.6K - $59.3K
|
26.1K
$3.77M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-555- 20.56% |
$64.8K - $72.9K
|
2.15K
$310K
|
|
|
Feb 14, 2022
Q4 2021
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-596Closed |
$69.6K - $78.3K
|
0
$0
|
|
|
Jan 27, 2022
Q4 2021
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-720- 15.03% |
$84K - $94.6K
|
4.07K
$588K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-912- 3.62% |
$106K - $120K
|
24.3K
$3.51M
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.47K- 17.14% |
$171K - $192K
|
7.08K
$1.02M
|
|
|
Feb 15, 2022
Q4 2021
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-1.69K- 26.06% |
$198K - $222K
|
4.8K
$693K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-1.75K- 19.69% |
$204K - $230K
|
7.14K
$1.03M
|
|
|
Nov 14, 2024
Q4 2021
|
Plotkin Financial Advisors, LLC
Chevy Chase, MD |
SELL
|
- |
-1.91K- 3.15% |
$223K - $251K
|
58.8K
$8.49M
|
|
|
Feb 14, 2022
Q4 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.03K- 37.66% |
$354K - $398K
|
5.02K
$724K
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-3.15K- 27.21% |
$367K - $413K
|
8.42K
$1.21M
|
|
|
Feb 04, 2022
Q4 2021
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.16K- 43.48% |
$369K - $416K
|
4.11K
$594K
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-3.58K- 95.24% |
$418K - $470K
|
179
$25.8K
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-4.86K- 18.98% |
$567K - $638K
|
20.7K
$2.99M
|
|
|
Feb 15, 2022
Q4 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-5.14KClosed |
$600K - $675K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-7.54K- 14.37% |
$880K - $990K
|
44.9K
$6.48M
|
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-18.3K- 60.89% |
$2.13M - $2.4M
|
11.7K
$1.69M
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-19.3K- 15.25% |
$2.26M - $2.54M
|
108K
$15.5M
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-21K- 31.3% |
$2.46M - $2.76M
|
46.2K
$6.66M
|