Purchases and Sales Made in Q3 2023 in First Trust/Aberdeen Global Opportunity Income Fund (FAM)
This table provides information about the institutional ownership of First Trust/Aberdeen Global Opportunity Income Fund (FAM) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 14, 2023
Q3 2023
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
BUY
|
- |
54.7KNew |
$308K - $357K
|
54.7K
$369K
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
46.9K+ 77.95% |
$264K - $306K
|
107K
$721K
|
|
Nov 02, 2023
Q3 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
39.4KNew |
$222K - $257K
|
39.4K
$266K
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
22.3KNew |
$126K - $145K
|
22.3K
$150K
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
18.7K+ 76.47% |
$105K - $122K
|
43.1K
$291K
|
|
Nov 09, 2023
Q3 2023
|
Karpus Management, Inc.
Pittsford, NY |
BUY
|
- |
17K+ 1.27% |
$95.4K - $111K
|
1.35M
$9.12M
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.61K+ 5.43% |
$9.08K - $10.5K
|
31.3K
$211K
|
|
Nov 14, 2023
Q3 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
110+ 0.53% |
$619 - $717
|
20.7K
$140K
|
|
Nov 13, 2023
Q3 2023
|
Founders Financial Alliance, LLC
Raleigh, NC |
BUY
|
- |
79+ 0.51% |
$445 - $515
|
15.5K
$104K
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
9+ 2.95% |
$50.7 - $58.7
|
314
$2.12K
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-47- 15.77% |
$265 - $306
|
251
$1.69K
|
|
Nov 03, 2023
Q3 2023
|
Us Bancorp \De\
|
SELL
|
- |
-219- 33.38% |
$1.23K - $1.43K
|
437
$2.95K
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-257- 0.27% |
$1.45K - $1.68K
|
94.8K
$639K
|
|
Nov 09, 2023
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-345- 0.17% |
$1.94K - $2.25K
|
204K
$1.38M
|
|
Oct 16, 2023
Q3 2023
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-655- 5.04% |
$3.69K - $4.27K
|
12.3K
$83.1K
|
|
Oct 10, 2023
Q3 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-766- 2.48% |
$4.31K - $4.99K
|
30.1K
$203K
|
|
Nov 14, 2023
Q3 2023
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-1.2K- 7.76% |
$6.76K - $7.82K
|
14.3K
$96.1K
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.59K- 1.9% |
$8.96K - $10.4K
|
82.2K
$554K
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-2.38K- 83.21% |
$13.4K - $15.5K
|
481
$3.24K
|
|
Aug 22, 2024
Q3 2023
|
Fiera Capital Corp
Montreal, A8 |
SELL
|
- |
-3.53K- 1.7% |
$19.9K - $23K
|
204K
$1.38M
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-5.09K- 3.35% |
$28.6K - $33.2K
|
147K
$989K
|
|
Nov 03, 2023
Q3 2023
|
Org Partners LLC
Roanoke, IN |
SELL
|
- |
-5.2K- 56.5% |
$29.3K - $33.9K
|
4K
$27K
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.99K- 5.74% |
$39.3K - $45.6K
|
115K
$773K
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-26.4K- 16.0% |
$148K - $172K
|
138K
$933K
|
|
Nov 14, 2023
Q3 2023
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-36.6K- 64.37% |
$206K - $239K
|
20.3K
$137K
|
|
Oct 13, 2023
Q3 2023
|
Matisse Capital
|
SELL
|
- |
-51.3K- 40.93% |
$289K - $334K
|
74K
$499K
|
|
Nov 14, 2023
Q3 2023
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-64K- 54.92% |
$360K - $417K
|
52.5K
$354K
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-150K- 35.45% |
$843K - $977K
|
273K
$1.84M
|