Purchases and Sales Made in Q4 2021 in First Trust/Aberdeen Global Opportunity Income Fund (FAM)
This table provides information about the institutional ownership of First Trust/Aberdeen Global Opportunity Income Fund (FAM) during Q4 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN GLOBAL OPPORTUNITY INCOME FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2022
Q4 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
160K+ 329.43% |
$1.54M - $1.63M
|
208K
$1.4M
|
|
|
Feb 17, 2022
Q4 2021
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
149KNew |
$1.43M - $1.52M
|
149K
$1M
|
|
|
Feb 15, 2022
Q4 2021
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
24KNew |
$231K - $245K
|
24K
$162K
|
|
|
Feb 14, 2022
Q4 2021
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
11.4K+ 6.4% |
$110K - $116K
|
190K
$1.28M
|
|
|
Feb 09, 2022
Q4 2021
|
Oxbow Advisors, LLC
Corpus Christi, TX |
BUY
|
- |
10.9K+ 5.66% |
$105K - $111K
|
204K
$1.37M
|
|
|
Feb 10, 2022
Q4 2021
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
8.44KNew |
$81.2K - $86.1K
|
8.44K
$56.9K
|
|
|
Feb 07, 2022
Q4 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
3.85K+ 16.54% |
$37.1K - $39.3K
|
27.1K
$183K
|
|
|
Feb 14, 2022
Q4 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
3.63K+ 26.29% |
$34.9K - $37K
|
17.4K
$118K
|
|
|
Feb 08, 2022
Q4 2021
|
Fiera Capital Corp
Montreal, A8 |
BUY
|
- |
2.78K+ 2.89% |
$26.7K - $28.3K
|
98.9K
$667K
|
|
|
Feb 14, 2022
Q4 2021
|
Ubs Group Ag
|
BUY
|
- |
2.49K+ 2.31% |
$24K - $25.4K
|
110K
$744K
|
|
|
Feb 24, 2022
Q4 2021
|
Rise Advisors, LLC
|
BUY
|
- |
2.11KNew |
$20.3K - $21.6K
|
2.11K
$14.2K
|
|
|
Jan 26, 2022
Q4 2021
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
1.76K+ 7.37% |
$16.9K - $17.9K
|
25.6K
$173K
|
|
|
Feb 14, 2022
Q4 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.6K+ 0.42% |
$15.4K - $16.3K
|
379K
$2.56M
|
|
|
Feb 14, 2022
Q4 2021
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
449+ 2.4% |
$4.32K - $4.58K
|
19.2K
$129K
|
|
|
Jan 14, 2022
Q4 2021
|
Spire Wealth Management
|
BUY
|
- |
391+ 2.27% |
$3.76K - $3.99K
|
17.6K
$119K
|
|
|
Feb 08, 2022
Q4 2021
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
375+ 2.74% |
$3.61K - $3.82K
|
14.1K
$94.8K
|
|
|
Feb 08, 2022
Q4 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
16+ 0.11% |
$154 - $163
|
14.8K
$99.9K
|
|
|
Feb 14, 2022
Q4 2021
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
6+ 2.34% |
$57.7 - $61.2
|
262
$1.77K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-5Closed |
$48.1 - $51
|
0
$0
|
|
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-50- 1.91% |
$481 - $510
|
2.57K
$17.3K
|
|
|
Jan 19, 2022
Q4 2021
|
Pinnacle Bancorp, Inc.
|
SELL
|
- |
-302Closed |
$2.91K - $3.08K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-547- 4.78% |
$5.26K - $5.58K
|
10.9K
$73.4K
|
|
|
Feb 14, 2022
Q4 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-694- 4.85% |
$6.68K - $7.08K
|
13.6K
$91.8K
|
|
|
Jan 10, 2022
Q4 2021
|
Capital Investment Advisors, LLC
|
SELL
|
- |
-1.3K- 5.4% |
$12.5K - $13.3K
|
22.8K
$154K
|
|
|
Feb 14, 2022
Q4 2021
|
Morgan Stanley
New York, NY |
SELL
|
- |
-1.76K- 5.36% |
$17K - $18K
|
31.1K
$210K
|
|
|
Feb 04, 2022
Q4 2021
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-1.78K- 13.46% |
$17.1K - $18.2K
|
11.4K
$77.1K
|
|
|
Feb 14, 2022
Q4 2021
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-3.57K- 3.33% |
$34.3K - $36.4K
|
103K
$697K
|
|
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-8.64K- 13.63% |
$83.1K - $88.1K
|
54.8K
$369K
|
|
|
Feb 03, 2022
Q4 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-11.3KClosed |
$108K - $115K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Moneco Advisors, LLC
Fairfield, CT |
SELL
|
- |
-11.3KClosed |
$109K - $115K
|
0
$0
|
|
|
Feb 15, 2022
Q4 2021
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-21.2KClosed |
$204K - $216K
|
0
$0
|
|
|
Feb 11, 2022
Q4 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-26.6KClosed |
$256K - $272K
|
0
$0
|
|
|
Feb 02, 2022
Q4 2021
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-31.1K- 57.46% |
$299K - $317K
|
23K
$155K
|
|
|
Feb 08, 2022
Q4 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-35.1KClosed |
$337K - $358K
|
0
$0
|
|
|
Feb 07, 2022
Q4 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-246KClosed |
$2.36M - $2.51M
|
0
$0
|