Purchases and Sales Made in Q3 2023 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-3.27K- 4.51% |
$476K - $516K
|
69.2K
$12.4M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-4.73K- 18.67% |
$688K - $746K
|
20.6K
$3.68M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-5.12K- 11.03% |
$746K - $809K
|
41.3K
$7.38M
|
|
|
Nov 16, 2023
Q3 2023
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-5.35K- 51.1% |
$779K - $844K
|
5.12K
$914K
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-5.56K- 2.44% |
$810K - $878K
|
222K
$39.6M
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-5.67K- 15.02% |
$825K - $894K
|
32K
$5.73M
|
|
|
Oct 19, 2023
Q3 2023
|
Kovack Advisors, Inc.
|
SELL
|
- |
-5.85K- 71.91% |
$852K - $924K
|
2.29K
$408K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-6.33K- 4.8% |
$922K - $999K
|
126K
$22.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Oxbow Advisors, LLC
Corpus Christi, TX |
SELL
|
- |
-6.6K- 56.86% |
$962K - $1.04M
|
5.01K
$895K
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-8.91K- 3.22% |
$1.3M - $1.41M
|
268K
$47.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-10.8K- 34.39% |
$1.58M - $1.71M
|
20.7K
$3.69M
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-11.3K- 20.44% |
$1.64M - $1.78M
|
43.9K
$7.85M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.1K- 6.66% |
$1.91M - $2.07M
|
184K
$32.8M
|
|
|
Nov 09, 2023
Q3 2023
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-16.1K- 94.03% |
$2.35M - $2.55M
|
1.03K
$183K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-36.7K- 47.38% |
$5.35M - $5.8M
|
40.8K
$7.29M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-72.9K- 29.78% |
$10.6M - $11.5M
|
172K
$30.7M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
SELL
|
- |
-199K- 23.49% |
$28.9M - $31.4M
|
647K
$116M
|