Purchases and Sales Made in Q3 2023 in First Trust Nyse Arca Biotechn (FBT)
This table provides information about the institutional ownership of First Trust Nyse Arca Biotechn (FBT) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST NYSE ARCA BIOTECHN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2023
Q3 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
SELL
|
- |
-82- 7.47% |
$11.9K - $12.9K
|
1.02K
$181K
|
|
|
Nov 09, 2023
Q3 2023
|
First Heartland Consultants, Inc.
|
SELL
|
- |
-85- 1.59% |
$12.4K - $13.4K
|
5.27K
$942K
|
|
|
Nov 01, 2023
Q3 2023
|
Bank Of Montreal
Toronto, A6 |
SELL
|
- |
-95- 16.46% |
$13.8K - $15K
|
482
$86.1K
|
|
|
Nov 13, 2023
Q3 2023
|
Cerity Partners LLC
New York, NY |
SELL
|
- |
-100- 1.83% |
$14.6K - $15.8K
|
5.36K
$957K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-109- 0.31% |
$15.9K - $17.2K
|
34.9K
$6.23M
|
|
|
Nov 01, 2023
Q3 2023
|
Stock Yards Bank & Trust CO
Louisville, KY |
SELL
|
- |
-125- 4.92% |
$18.2K - $19.7K
|
2.42K
$432K
|
|
|
Oct 20, 2023
Q3 2023
|
Lake Street Financial LLC
|
SELL
|
- |
-125- 3.12% |
$18.2K - $19.7K
|
3.88K
$693K
|
|
|
Oct 27, 2023
Q3 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-127- 3.89% |
$18.5K - $20.1K
|
3.14K
$561K
|
|
|
Nov 02, 2023
Q3 2023
|
Cozad Asset Management Inc
Champaign, IL |
SELL
|
- |
-135- 5.64% |
$19.7K - $21.3K
|
2.26K
$404K
|
|
|
Oct 16, 2023
Q3 2023
|
Wealth Effects LLC
|
SELL
|
- |
-148- 4.03% |
$21.6K - $23.4K
|
3.52K
$630K
|
|
|
Nov 13, 2023
Q3 2023
|
Mutual Advisors, LLC
Casper, WY |
SELL
|
- |
-166- 2.9% |
$24.2K - $26.2K
|
5.56K
$993K
|
|
|
Nov 07, 2023
Q3 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-177- 6.66% |
$25.8K - $27.9K
|
2.48K
$443K
|
|
|
Nov 14, 2023
Q3 2023
|
Stephens Inc
|
SELL
|
- |
-200- 6.01% |
$29.1K - $31.6K
|
3.13K
$559K
|
|
|
Oct 19, 2023
Q3 2023
|
Good Life Advisors, LLC
|
SELL
|
- |
-229- 7.47% |
$33.4K - $36.2K
|
2.84K
$507K
|
|
|
Nov 14, 2023
Q3 2023
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-231- 6.11% |
$33.7K - $36.5K
|
3.55K
$635K
|
|
|
Oct 05, 2023
Q3 2023
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-232- 3.12% |
$33.8K - $36.6K
|
7.21K
$1.29M
|
|
|
Oct 23, 2023
Q3 2023
|
Pinnacle Associates LTD
|
SELL
|
- |
-239- 2.98% |
$34.8K - $37.7K
|
7.78K
$1.39M
|
|
|
Jan 11, 2024
Q3 2023
|
Pacific Sun Financial Corp
|
SELL
|
- |
-240- 2.12% |
$35K - $37.9K
|
11.1K
$1.98M
|
|
|
Oct 24, 2023
Q3 2023
|
Brown Advisory Inc
|
SELL
|
- |
-270- 2.15% |
$39.3K - $42.6K
|
12.3K
$2.2M
|
|
|
Oct 24, 2023
Q3 2023
|
Hartford Financial Management Inc.
|
SELL
|
- |
-275- 0.81% |
$40.1K - $43.4K
|
33.5K
$5.99M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-298- 3.44% |
$43.4K - $47.1K
|
8.36K
$1.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
SELL
|
- |
-327- 11.7% |
$47.6K - $51.6K
|
2.47K
$441K
|
|
|
Oct 13, 2023
Q3 2023
|
Arkadios Wealth Advisors
|
SELL
|
- |
-333- 9.86% |
$48.5K - $52.6K
|
3.05K
$544K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-335- 14.67% |
$48.8K - $52.9K
|
1.95K
$348K
|
|
|
Nov 08, 2023
Q3 2023
|
Rpg Investment Advisory, LLC
|
SELL
|
- |
-350- 1.29% |
$51K - $55.3K
|
26.9K
$4.8M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-406- 6.67% |
$59.2K - $64.1K
|
5.68K
$1.01M
|
|
|
Oct 13, 2023
Q3 2023
|
Mc Kinley Carter Wealth Services, Inc.
|
SELL
|
- |
-406- 3.94% |
$59.2K - $64.1K
|
9.91K
$1.77M
|
|
|
Oct 19, 2023
Q3 2023
|
Tfg Advisers LLC
|
SELL
|
- |
-468- 15.65% |
$68.2K - $73.9K
|
2.52K
$451K
|
|
|
Nov 14, 2023
Q3 2023
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-508- 9.08% |
$74K - $80.2K
|
5.09K
$909K
|
|
|
Oct 11, 2023
Q3 2023
|
Adviser Investments LLC
|
SELL
|
- |
-605- 4.14% |
$88.1K - $95.5K
|
14K
$2.51M
|
|
|
Nov 14, 2023
Q3 2023
|
Mai Capital Management
|
SELL
|
- |
-620- 5.97% |
$90.3K - $97.9K
|
9.77K
$1.75M
|
|
|
Nov 13, 2023
Q3 2023
|
Fulcrum Equity Management
|
SELL
|
- |
-810- 30.98% |
$118K - $128K
|
1.81K
$323K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-943- 4.98% |
$137K - $149K
|
18K
$3.21M
|
|
|
Nov 06, 2023
Q3 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-943- 15.74% |
$137K - $149K
|
5.05K
$902K
|
|
|
Nov 14, 2023
Q3 2023
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-958- 3.54% |
$140K - $151K
|
26.1K
$4.66M
|
|
|
Oct 10, 2023
Q3 2023
|
Daymark Wealth Partners, LLC
Cincinnati, OH |
SELL
|
- |
-1K- 15.57% |
$146K - $158K
|
5.44K
$972K
|
|
|
Nov 14, 2023
Q3 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-1.07K- 28.15% |
$156K - $170K
|
2.74K
$490K
|
|
|
Nov 14, 2023
Q3 2023
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-1.33K- 9.0% |
$193K - $210K
|
13.4K
$2.4M
|
|
|
Nov 16, 2023
Q3 2023
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.39K- 18.17% |
$203K - $220K
|
6.28K
$1.12M
|
|
|
Nov 13, 2023
Q3 2023
|
Robertson Stephens Wealth Management, LLC
San Francisco, CA |
SELL
|
- |
-1.41K- 23.88% |
$205K - $222K
|
4.49K
$803K
|
|
|
Oct 18, 2023
Q3 2023
|
Cambridge Advisors Inc.
|
SELL
|
- |
-1.47K- 51.1% |
$214K - $232K
|
1.41K
$251K
|
|
|
Nov 02, 2023
Q3 2023
|
Private Advisor Group, LLC
|
SELL
|
- |
-1.53K- 11.09% |
$223K - $242K
|
12.3K
$2.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-1.71K- 19.52% |
$250K - $270K
|
7.06K
$1.26M
|
|
|
Nov 13, 2023
Q3 2023
|
Capital Analysts, LLC
Fort Washington, PA |
SELL
|
- |
-1.76K- 51.46% |
$256K - $277K
|
1.66K
$296K
|
|
|
Oct 18, 2023
Q3 2023
|
Measured Wealth Private Client Group, LLC
|
SELL
|
- |
-2.32K- 62.31% |
$339K - $367K
|
1.41K
$251K
|
|
|
Nov 13, 2023
Q3 2023
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-2.52K- 19.84% |
$368K - $399K
|
10.2K
$1.82M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-2.6K- 8.13% |
$379K - $410K
|
29.4K
$5.25M
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
SELL
|
- |
-2.71K- 91.27% |
$394K - $427K
|
259
$46.3K
|
|
|
Nov 13, 2023
Q3 2023
|
Prospera Financial Services Inc
|
SELL
|
- |
-2.76K- 7.38% |
$403K - $436K
|
34.7K
$6.2M
|
|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
SELL
|
- |
-2.8K- 27.45% |
$408K - $442K
|
7.4K
$1.32M
|