Purchases and Sales Made in Q4 2023 in First Trust China Alphadex Fun (FCA)
This table provides information about the institutional ownership of First Trust China Alphadex Fun (FCA) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST CHINA ALPHADEX FUN.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
17.9KNew |
$313K - $339K
|
17.9K
$346K
|
|
|
Feb 14, 2024
Q4 2023
|
Old Mission Capital LLC
|
BUY
|
- |
9.06K+ 27.31% |
$159K - $172K
|
42.3K
$818K
|
|
|
Feb 14, 2024
Q4 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
6.44K+ 19.71% |
$113K - $122K
|
39.1K
$757K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
2.5KNew |
$43.7K - $47.3K
|
2.5K
$48.3K
|
|
|
Jul 31, 2024
Q4 2023
|
Rothschild Investment LLC
Chicago, IL |
BUY
|
- |
550New |
$9.64K - $10.4K
|
550
$10.7K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
250New |
$4.38K - $4.74K
|
250
$4.84K
|
|
|
Feb 09, 2024
Q4 2023
|
Ubs Group Ag
|
BUY
|
- |
18New |
$315 - $341
|
18
$349
|
|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
2New |
$35 - $37.9
|
2
$38.7
|
|
|
Aug 16, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1+ 100.0% |
$17.5 - $18.9
|
2
$38.7
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2024
Q4 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-508- 1.44% |
$8.9K - $9.62K
|
34.9K
$676K
|
|
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-2.89K- 22.44% |
$50.7K - $54.8K
|
10K
$194K
|
|
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-41.8K- 80.13% |
$732K - $791K
|
10.4K
$201K
|