Latest Institutional Transactions on First Trust China Alphadex Fun (FCA)
This table provides information on the latest institutional transactions involving First Trust China Alphadex Fun (FCA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
| Q2 2024 | |||||||
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-250- 99.6% |
$4.71K - $5.42K
|
1
$20.3
|
|
|
Aug 15, 2024
Q2 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-5.82K- 20.89% |
$110K - $126K
|
22K
$448K
|
|
|
Aug 14, 2024
Q2 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-5.64K- 21.16% |
$106K - $122K
|
21K
$427K
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-42- 76.36% |
$791 - $911
|
13
$264
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.11KNew |
$20.9K - $24K
|
1.11K
$22.5K
|
|
| Q1 2024 | |||||||
|
Jul 31, 2024
Q1 2024
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-550Closed |
$9.25K - $11K
|
0
$0
|
|
|
May 15, 2024
Q1 2024
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-28.2K- 72.1% |
$474K - $566K
|
10.9K
$222K
|
|
|
May 14, 2024
Q1 2024
|
Old Mission Capital LLC
|
SELL
|
- |
-8.88K- 21.02% |
$149K - $178K
|
33.4K
$678K
|
|
|
May 10, 2024
Q1 2024
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
55.9KNew |
$941K - $1.12M
|
55.9K
$1.14M
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-41.8K- 80.13% |
$732K - $791K
|
10.4K
$211K
|
|
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-2.89K- 22.44% |
$50.7K - $54.8K
|
10K
$203K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
2.5KNew |
$43.7K - $47.3K
|
2.5K
$50.7K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
250New |
$4.38K - $4.74K
|
250
$5.08K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.6KNew |
$199K - $225K
|
10.6K
$216K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.11K- 84.9% |
$41.5K - $49.5K
|
376
$7.64K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-3K- 96.74% |
$58.9K - $70.2K
|
101
$2.05K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Delos Wealth Advisors, LLC
Dallas, TX |
BUY
|
- |
865New |
$18.6K - $20.6K
|
865
$17.6K
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-110- 0.3% |
$2.36K - $2.62K
|
36.1K
$734K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
260New |
$5.59K - $6.19K
|
260
$5.29K
|
|
| Q4 2022 | |||||||
|
Feb 02, 2023
Q4 2022
|
Waverton Investment Management LTD
|
SELL
|
- |
-4.13K- 6.52% |
$75.1K - $97.1K
|
59.3K
$1.2M
|
|
| Q3 2022 | |||||||
|
Oct 20, 2022
Q3 2022
|
Tsfg, LLC
|
SELL
|
- |
-510Closed |
$10.8K - $13.3K
|
0
$0
|
|
| Q2 2022 | |||||||
|
Aug 15, 2022
Q2 2022
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
BUY
|
- |
6New |
$136 - $160
|
6
$122
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-25.3KClosed |
$566K - $717K
|
0
$0
|
|
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-2.6KClosed |
$58.3K - $73.8K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-200Closed |
$5.36K - $6.03K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-23.1KClosed |
$662K - $777K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
3New |
$88.7 - $96.1
|
3
$61
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1Closed |
$27.5 - $31.9
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.3KClosed |
$395K - $458K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-1.51KClosed |
$41.6K - $48.2K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 02, 2021
Q4 2020
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.46MClosed |
$37.8M - $42M
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 17, 2020
Q2 2020
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-1.5KClosed |
$31.5K - $38K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-1.07KClosed |
$22.5K - $27.1K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 25, 2019
Q3 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-740Closed |
$16.6K - $20K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.9KClosed |
$46K - $54.9K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-350Closed |
$8.08K - $9.61K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 07, 2018
Q3 2018
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-15.6KClosed |
$403K - $456K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Old Mission Capital LLC
|
BUY
|
CALL |
41.6KNew |
$1.17M - $1.21M
|
41.6K
$845K
|
|