Latest Institutional Transactions on First Trust China Alphadex Fun (FCA)
This table provides information on the latest institutional transactions involving First Trust China Alphadex Fun (FCA) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-303- 1.07% |
$5.38K - $7.34K
|
28K
$763K
|
|
|
Aug 14, 2025
Q2 2025
|
Transamerica Financial Advisors, Inc.
Clearwater, FL |
SELL
|
- |
-972- 8.77% |
$17.3K - $23.6K
|
10.1K
$275K
|
|
|
Aug 14, 2025
Q2 2025
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-11.5K- 23.87% |
$204K - $278K
|
36.6K
$995K
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
2.17K+ 108.61% |
$38.5K - $52.6K
|
4.17K
$113K
|
|
|
Aug 14, 2025
Q2 2025
|
Old Mission Capital LLC
|
SELL
|
- |
-21K- 16.42% |
$372K - $508K
|
107K
$2.9M
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-13.1K- 63.62% |
$233K - $318K
|
7.49K
$204K
|
|
|
Aug 13, 2025
Q2 2025
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
68.4K+ 6.7% |
$1.22M - $1.66M
|
1.09M
$29.6M
|
|
|
Aug 13, 2025
Q2 2025
|
Stone X Group Inc.
|
BUY
|
- |
8.46KNew |
$150K - $205K
|
8.46K
$230K
|
|
|
Aug 13, 2025
Q2 2025
|
Flow Traders U.S. LLC
New York, NY |
SELL
|
- |
-11.7K- 30.13% |
$208K - $283K
|
27.1K
$737K
|
|
|
Aug 13, 2025
Q2 2025
|
Twin Peaks Wealth Advisors, LLC
Burlingame, CA |
BUY
|
- |
224New |
$3.98K - $5.43K
|
224
$6.09K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 21, 2025
Q2 2025
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
260New |
$4.62K - $6.3K
|
260
$7.07K
|
|
| Q1 2025 | |||||||
|
May 15, 2025
Q1 2025
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-32K- 100.0% |
$611K - $725K
|
1
$27.2
|
|
|
May 15, 2025
Q1 2025
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-51.3K- 81.28% |
$978K - $1.16M
|
11.8K
$321K
|
|
|
May 14, 2025
Q1 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
145KNew |
$2.78M - $3.29M
|
145K
$3.96M
|
|
|
May 07, 2025
Q1 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.02K- 8.38% |
$19.5K - $23.1K
|
11.1K
$303K
|
|
|
May 06, 2025
Q1 2025
|
Ae Wealth Management LLC
|
SELL
|
- |
-45- 62.5% |
$859 - $1.02K
|
27
$734
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
488+ 1.35% |
$9.31K - $11.1K
|
36.7K
$998K
|
|
|
Apr 08, 2025
Q1 2025
|
Rothschild Investment LLC
Chicago, IL |
SELL
|
- |
-860- 77.13% |
$16.4K - $19.5K
|
255
$6.93K
|
|
| Q4 2024 | |||||||
|
Feb 14, 2025
Q4 2024
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
97.8KNew |
$1.87M - $2.36M
|
97.8K
$2.66M
|
|
|
Feb 14, 2025
Q4 2024
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-2.46K- 18.72% |
$46.9K - $59.2K
|
10.7K
$290K
|
|
|
Feb 11, 2025
Q4 2024
|
Simplex Trading, LLC
|
SELL
|
- |
-107- 21.53% |
$2.04K - $2.58K
|
390
$10.6K
|
|
|
Jan 29, 2025
Q4 2024
|
Avestar Capital, LLC
|
BUY
|
- |
15.4KNew |
$293K - $370K
|
15.4K
$418K
|
|
| Q3 2024 | |||||||
|
May 14, 2025
Q3 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
1+ 100.0% |
$17.3 - $21
|
2
$54.4
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-10.2K- 48.37% |
$175K - $213K
|
10.8K
$295K
|
|
| Q2 2024 | |||||||
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
1.11KNew |
$20.9K - $24K
|
1.11K
$30.1K
|
|
| Q4 2023 | |||||||
|
Feb 09, 2024
Q4 2023
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-2.89K- 22.44% |
$50.7K - $54.8K
|
10K
$272K
|
|
|
Feb 08, 2024
Q4 2023
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
2.5KNew |
$43.7K - $47.3K
|
2.5K
$67.9K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
250New |
$4.38K - $4.74K
|
250
$6.8K
|
|
| Q3 2023 | |||||||
|
Nov 14, 2023
Q3 2023
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
10.6KNew |
$199K - $225K
|
10.6K
$289K
|
|
| Q2 2023 | |||||||
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-2.11K- 84.9% |
$41.5K - $49.5K
|
376
$10.2K
|
|
| Q1 2023 | |||||||
|
May 15, 2023
Q1 2023
|
Delos Wealth Advisors, LLC
Dallas, TX |
BUY
|
- |
865New |
$18.6K - $20.6K
|
865
$23.5K
|
|
| Q4 2022 | |||||||
|
Feb 02, 2023
Q4 2022
|
Waverton Investment Management LTD
|
SELL
|
- |
-4.13K- 6.52% |
$75.1K - $97.1K
|
59.3K
$1.61M
|
|
| Q3 2022 | |||||||
|
Oct 20, 2022
Q3 2022
|
Tsfg, LLC
|
SELL
|
- |
-510Closed |
$10.8K - $13.3K
|
0
$0
|
|
| Q1 2022 | |||||||
|
Apr 14, 2022
Q1 2022
|
Advisor Net Financial, Inc
|
SELL
|
- |
-2.6KClosed |
$58.3K - $73.8K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 14, 2022
Q4 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-200Closed |
$5.36K - $6.03K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-23.1KClosed |
$662K - $777K
|
0
$0
|
|
| Q2 2021 | |||||||
|
Aug 13, 2021
Q2 2021
|
Advisor Resource Council
|
BUY
|
- |
3New |
$88.7 - $96.1
|
3
$81.6
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-1Closed |
$27.5 - $31.9
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-14.3KClosed |
$395K - $458K
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Macquarie Group LTD
Australia, C3 |
SELL
|
- |
-1.51KClosed |
$41.6K - $48.2K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 17, 2020
Q2 2020
|
Northern Oak Wealth Management Inc
Milwaukee, WI |
SELL
|
- |
-1.5KClosed |
$31.5K - $38K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Claraphi Advisory Network, LLC
|
SELL
|
- |
-1.07KClosed |
$22.5K - $27.1K
|
0
$0
|
|
| Q3 2019 | |||||||
|
Oct 25, 2019
Q3 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-740Closed |
$16.6K - $20K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 19, 2019
Q2 2019
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-1.9KClosed |
$46K - $54.9K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-350Closed |
$8.08K - $9.61K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 07, 2018
Q3 2018
|
Private Advisory Group LLC
Redmond, WA |
SELL
|
- |
-15.6KClosed |
$403K - $456K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Nov 14, 2017
Q3 2017
|
Old Mission Capital LLC
|
BUY
|
CALL |
41.6KNew |
$1.17M - $1.21M
|
41.6K
$1.13M
|
|