Purchases and Sales Made in Q1 2025 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q1 2025. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2025
Q1 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
BUY
|
- |
102KNew |
$1.04M - $1.07M
|
102K
$1.04M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
86.9K+ 4.88% |
$882K - $910K
|
1.87M
$19M
|
|
|
May 15, 2025
Q1 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
61.9K+ 10.97% |
$628K - $648K
|
627K
$6.39M
|
|
|
May 05, 2025
Q1 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
31.6K+ 21.39% |
$320K - $330K
|
179K
$1.82M
|
|
|
May 13, 2025
Q1 2025
|
Gentry Private Wealth, LLC
Wichita, KS |
BUY
|
- |
29KNew |
$294K - $304K
|
29K
$296K
|
|
|
May 12, 2025
Q1 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
23.7K+ 123.43% |
$240K - $248K
|
42.9K
$437K
|
|
|
May 09, 2025
Q1 2025
|
Shaker Financial Services, LLC
|
BUY
|
- |
23.1K+ 16.01% |
$235K - $242K
|
168K
$1.71M
|
|
|
May 13, 2025
Q1 2025
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
23K+ 29.39% |
$233K - $241K
|
101K
$1.03M
|
|
|
May 15, 2025
Q1 2025
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
22.8KNew |
$231K - $239K
|
22.8K
$232K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
18.5K+ 12.42% |
$188K - $194K
|
168K
$1.71M
|
|
|
May 13, 2025
Q1 2025
|
Ubs Group Ag
|
BUY
|
- |
16.4K+ 9.66% |
$166K - $171K
|
186K
$1.89M
|
|
|
Apr 16, 2025
Q1 2025
|
Granite Shares Advisors LLC
|
BUY
|
- |
15.3K+ 6.45% |
$155K - $160K
|
253K
$2.58M
|
|
|
Apr 25, 2025
Q1 2025
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
15KNew |
$152K - $157K
|
15K
$153K
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
14.1KNew |
$143K - $148K
|
14.1K
$144K
|
|
|
May 14, 2025
Q1 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
10.7K+ 7.86% |
$109K - $112K
|
147K
$1.5M
|
|
|
May 13, 2025
Q1 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
7.46K+ 19.44% |
$75.7K - $78.1K
|
45.8K
$467K
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
6.7K+ 21.07% |
$67.9K - $70.1K
|
38.5K
$392K
|
|
|
May 13, 2025
Q1 2025
|
Elequin Capital LP
New York, NY |
BUY
|
- |
6.29KNew |
$63.8K - $65.9K
|
6.29K
$64.1K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.03K+ 14.98% |
$61.1K - $63.1K
|
46.2K
$471K
|
|
|
Apr 09, 2025
Q1 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
5.69K+ 21.64% |
$57.7K - $59.6K
|
32K
$326K
|
|
|
May 08, 2025
Q1 2025
|
Helium Advisors LLC
Everett, WA |
BUY
|
- |
5.45K+ 4.58% |
$55.3K - $57.1K
|
124K
$1.27M
|
|
|
May 07, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
BUY
|
- |
5.13K+ 14.47% |
$52.1K - $53.8K
|
40.6K
$414K
|
|
|
Apr 07, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
4.73K+ 913.93% |
$47.9K - $49.5K
|
5.24K
$53.4K
|
|
|
May 15, 2025
Q1 2025
|
Tfg Advisers LLC
|
BUY
|
- |
4.03K+ 1.87% |
$40.9K - $42.2K
|
219K
$2.23M
|
|
|
May 08, 2025
Q1 2025
|
Shufro Rose & CO LLC
|
BUY
|
- |
4K+ 5.12% |
$40.6K - $41.9K
|
82.1K
$837K
|
|
|
May 02, 2025
Q1 2025
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
3K+ 30.0% |
$30.4K - $31.4K
|
13K
$132K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.81K+ 140400.0% |
$28.5K - $29.4K
|
2.81K
$28.6K
|
|
|
Apr 22, 2025
Q1 2025
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
1.45KNew |
$14.7K - $15.2K
|
1.45K
$14.8K
|
|
|
Apr 11, 2025
Q1 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.13K+ 6.58% |
$11.4K - $11.8K
|
18.3K
$186K
|
|
|
May 13, 2025
Q1 2025
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
950+ 2.58% |
$9.63K - $9.95K
|
37.8K
$385K
|
|
|
May 14, 2025
Q1 2025
|
Srs Capital Advisors, Inc.
Denver, CO |
BUY
|
- |
500New |
$5.07K - $5.24K
|
500
$5.1K
|
|
|
Jul 16, 2025
Q1 2025
|
Uhlmann Price Securities, LLC
Skokie, IL |
BUY
|
- |
494+ 2.82% |
$5.01K - $5.17K
|
18K
$184K
|
|
|
Apr 29, 2025
Q1 2025
|
Truist Financial Corp
|
BUY
|
- |
310+ 1.05% |
$3.14K - $3.25K
|
29.9K
$305K
|
|
|
May 13, 2025
Q1 2025
|
Coldstream Capital Management Inc
|
BUY
|
- |
254New |
$2.58K - $2.66K
|
254
$2.59K
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
133New |
$1.35K - $1.39K
|
133
$1.36K
|
|
|
May 15, 2025
Q1 2025
|
Wpg Advisers, LLC
Baltimore, MD |
BUY
|
- |
78+ 7.19% |
$791 - $817
|
1.16K
$11.9K
|
|
|
May 13, 2025
Q1 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
77+ 0.4% |
$781 - $806
|
19.3K
$196K
|
|
|
May 15, 2025
Q1 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
64+ 0.11% |
$649 - $670
|
60.9K
$621K
|
|
|
May 14, 2025
Q1 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
38+ 0.23% |
$385 - $398
|
16.2K
$165K
|
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
BUY
|
- |
14+ 2.83% |
$142 - $147
|
509
$5.19K
|
|
|
May 14, 2025
Q1 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-100- 3.39% |
$1.01K - $1.05K
|
2.85K
$29K
|
|
|
May 14, 2025
Q1 2025
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-731- 1.32% |
$7.41K - $7.65K
|
54.8K
$558K
|
|
|
May 09, 2025
Q1 2025
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
SELL
|
- |
-733- 99.05% |
$7.43K - $7.67K
|
7
$71.3
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-744- 1.83% |
$7.54K - $7.79K
|
39.9K
$406K
|
|
|
May 14, 2025
Q1 2025
|
Comerica Bank
|
SELL
|
- |
-745- 67.79% |
$7.55K - $7.8K
|
354
$3.61K
|
|
|
Apr 29, 2025
Q1 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.55K- 10.88% |
$15.7K - $16.2K
|
12.7K
$129K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.59K- 8.56% |
$26.2K - $27.1K
|
27.7K
$282K
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-4.73K- 90.14% |
$47.9K - $49.5K
|
517
$5.27K
|
|
|
May 06, 2025
Q1 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-4.92K- 9.99% |
$49.9K - $51.5K
|
44.4K
$452K
|