Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
11.3K+ 6.09% |
$103K - $115K
|
197K
$1.99M
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-20.7K- 20.22% |
$188K - $210K
|
81.6K
$822K
|
|
|
Aug 13, 2025
Q2 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-3K- 6.47% |
$27.2K - $30.5K
|
43.3K
$436K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.7K+ 8.61% |
$33.6K - $37.6K
|
46.6K
$469K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
137K+ 36.64% |
$1.25M - $1.4M
|
512K
$5.16M
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-106K- 16.79% |
$959K - $1.07M
|
523K
$5.27M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
786+ 1.29% |
$7.14K - $7.99K
|
61.7K
$621K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
431+ 121.75% |
$3.91K - $4.38K
|
785
$7.9K
|
|
|
Aug 13, 2025
Q2 2025
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
312New |
$2.83K - $3.17K
|
312
$3.14K
|
|
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
11.2KNew |
$101K - $113K
|
11.2K
$112K
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
37.2K+ 5.93% |
$338K - $378K
|
664K
$6.69M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-16.2K- 3.26% |
$147K - $165K
|
481K
$4.85M
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
125+ 3.74% |
$1.14K - $1.27K
|
3.47K
$34.9K
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-147K- 34.2% |
$1.34M - $1.5M
|
284K
$2.86M
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
34New |
$309 - $345
|
34
$342
|
|
|
Aug 11, 2025
Q2 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.23K- 6.37% |
$11.1K - $12.5K
|
18K
$182K
|
|
|
Aug 11, 2025
Q2 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-67- 5.76% |
$608 - $681
|
1.1K
$11K
|
|
|
Aug 11, 2025
Q2 2025
|
Shufro Rose & CO LLC
|
SELL
|
- |
-1.5K- 1.83% |
$13.6K - $15.2K
|
80.6K
$812K
|
|
|
Aug 11, 2025
Q2 2025
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-10.4K- 1.62% |
$94.1K - $105K
|
629K
$6.33M
|
|
|
Aug 08, 2025
Q2 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
86+ 0.16% |
$781 - $874
|
54.8K
$552K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.98K- 20.23% |
$81.5K - $91.2K
|
35.4K
$356K
|
|
|
Aug 06, 2025
Q2 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
10.9K+ 3.05% |
$99.3K - $111K
|
370K
$3.72M
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.7K+ 3.21% |
$106K - $119K
|
376K
$3.78M
|
|
|
Aug 06, 2025
Q2 2025
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-4.03K- 18.21% |
$36.6K - $41K
|
18.1K
$182K
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-1.51K- 0.9% |
$13.7K - $15.3K
|
166K
$1.67M
|
|
|
Aug 05, 2025
Q2 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
3.6K+ 9.35% |
$32.7K - $36.6K
|
42.1K
$424K
|
|
|
Aug 05, 2025
Q2 2025
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
696+ 4.63% |
$6.32K - $7.07K
|
15.7K
$158K
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
373+ 1.35% |
$3.39K - $3.79K
|
28K
$282K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.23K+ 17.79% |
$74.7K - $83.6K
|
54.5K
$549K
|
|
|
Jul 30, 2025
Q2 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
14.6K+ 6.56% |
$132K - $148K
|
237K
$2.39M
|
|
|
Jul 29, 2025
Q2 2025
|
Salomon & Ludwin, LLC
|
BUY
|
- |
112New |
$1.02K - $1.14K
|
112
$1.13K
|
|
|
Jul 29, 2025
Q2 2025
|
Princeton Global Asset Management LLC
|
BUY
|
- |
900New |
$8.17K - $9.14K
|
900
$9.06K
|
|
|
Jul 28, 2025
Q2 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
1.73K+ 5.41% |
$15.7K - $17.6K
|
33.7K
$340K
|
|
|
Jul 24, 2025
Q2 2025
|
Accredited Investor Services, LLC
St. Cloud, MN |
BUY
|
- |
10.1KNew |
$92.1K - $103K
|
10.1K
$102K
|
|
|
Jul 24, 2025
Q2 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
900+ 0.5% |
$8.17K - $9.14K
|
180K
$1.81M
|
|
|
Jul 21, 2025
Q2 2025
|
Tfg Advisers LLC
|
BUY
|
- |
3.3K+ 1.5% |
$29.9K - $33.5K
|
223K
$2.24M
|
|
|
Jul 21, 2025
Q2 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
SELL
|
- |
-100- 0.56% |
$908 - $1.02K
|
17.6K
$178K
|
|
|
Jul 18, 2025
Q2 2025
|
Truist Financial Corp
|
BUY
|
- |
373+ 1.25% |
$3.39K - $3.79K
|
30.3K
$305K
|
|
|
Jul 17, 2025
Q2 2025
|
Moss Adams Wealth Advisors LLC
Seattle, WA |
BUY
|
- |
100+ 0.61% |
$908 - $1.02K
|
16.6K
$167K
|
|
|
Jul 17, 2025
Q2 2025
|
Granite Shares Advisors LLC
|
BUY
|
- |
16.9K+ 6.67% |
$153K - $171K
|
270K
$2.72M
|
|
|
Jul 11, 2025
Q2 2025
|
Sea Crest Wealth Management, LLC
Purchase, NY |
SELL
|
- |
-220- 1.2% |
$2K - $2.24K
|
18.1K
$182K
|
|
|
Jul 09, 2025
Q2 2025
|
Sunpointe, LLC
St. Louis, MO |
BUY
|
- |
17.7KNew |
$161K - $180K
|
17.7K
$178K
|
|
| Q1 2025 | |||||||
|
Aug 12, 2025
Q1 2025
|
Nwf Advisory Services Inc.
Los Angeles, CA |
BUY
|
- |
22.8KNew |
$231K - $239K
|
22.8K
$230K
|
|
|
May 21, 2025
Q1 2025
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-744- 1.83% |
$7.54K - $7.79K
|
39.9K
$401K
|
|
|
May 15, 2025
Q1 2025
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-40.6K- 6.05% |
$412K - $425K
|
631K
$6.35M
|
|
|
May 15, 2025
Q1 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
86.9K+ 4.88% |
$882K - $910K
|
1.87M
$18.8M
|
|
|
May 15, 2025
Q1 2025
|
Mai Capital Management
|
SELL
|
- |
-100- 3.39% |
$1.01K - $1.05K
|
2.85K
$28.7K
|
|
|
May 15, 2025
Q1 2025
|
Hrt Financial LP
New York, NY |
BUY
|
- |
14.1KNew |
$143K - $148K
|
14.1K
$142K
|
|
|
May 15, 2025
Q1 2025
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
18.5K+ 12.42% |
$188K - $194K
|
168K
$1.69M
|
|