Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 25, 2025
Q4 2024
|
Shufro Rose & CO LLC
|
SELL
|
- |
-3.5K- 4.29% |
$35.7K - $36.8K
|
78.1K
$798K
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
17.7KNew |
$181K - $186K
|
17.7K
$181K
|
|
|
Feb 18, 2025
Q4 2024
|
Helium Advisors LLC
Everett, WA |
BUY
|
- |
119KNew |
$1.21M - $1.25M
|
119K
$1.22M
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
11.7K+ 3.27% |
$119K - $123K
|
369K
$3.77M
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
2.95KNew |
$30.1K - $31K
|
2.95K
$30.1K
|
|
|
Feb 14, 2025
Q4 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-52.9K- 7.31% |
$540K - $556K
|
671K
$6.86M
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12KNew |
$122K - $126K
|
12K
$123K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3K+ 8.06% |
$30.6K - $31.5K
|
40.2K
$411K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
9.56K+ 13.6% |
$97.5K - $100K
|
79.9K
$816K
|
|
|
Feb 14, 2025
Q4 2024
|
Ubs Group Ag
|
SELL
|
- |
-27K- 13.74% |
$275K - $284K
|
170K
$1.73M
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
477+ 0.79% |
$4.87K - $5.01K
|
60.9K
$622K
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
190K+ 38.37% |
$1.94M - $1.99M
|
684K
$6.99M
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
BUY
|
- |
91+ 9.03% |
$928 - $956
|
1.1K
$11.2K
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
114K+ 6.81% |
$1.16M - $1.19M
|
1.78M
$18.2M
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
6.28K+ 4.83% |
$64.1K - $66K
|
136K
$1.39M
|
|
|
Feb 14, 2025
Q4 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-18.1K- 10.8% |
$184K - $190K
|
149K
$1.53M
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-130- 35.04% |
$1.33K - $1.37K
|
241
$2.46K
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-2.38K- 2.11% |
$24.3K - $25K
|
111K
$1.13M
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.56K+ 0.68% |
$26.1K - $26.9K
|
381K
$3.89M
|
|
|
Feb 13, 2025
Q4 2024
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
1.4KNew |
$14.3K - $14.7K
|
1.4K
$14.3K
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
87.2K+ 152.1% |
$889K - $916K
|
144K
$1.48M
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 13, 2025
Q4 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7.38K+ 15.34% |
$75.3K - $77.5K
|
55.5K
$567K
|
|
|
Feb 13, 2025
Q4 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
30.9K+ 4.18% |
$315K - $324K
|
768K
$7.85M
|
|
|
Feb 13, 2025
Q4 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-4.46K- 5.4% |
$45.5K - $46.9K
|
78.2K
$799K
|
|
|
Feb 13, 2025
Q4 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-100K- 33.25% |
$1.02M - $1.05M
|
201K
$2.06M
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
83.1K+ 14.39% |
$848K - $873K
|
661K
$6.75M
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.67K+ 5.73% |
$27.3K - $28.1K
|
49.3K
$504K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
32.6K+ 40.6% |
$333K - $343K
|
113K
$1.16M
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
36.9KNew |
$376K - $388K
|
36.9K
$377K
|
|
|
Feb 12, 2025
Q4 2024
|
National Bank Of Canada
|
BUY
|
- |
1K+ 100.0% |
$10.2K - $10.5K
|
2K
$20.4K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.9K+ 10.6% |
$29.6K - $30.5K
|
30.2K
$309K
|
|
|
Feb 11, 2025
Q4 2024
|
True Mark Investments, LLC
Chicago, IL |
SELL
|
- |
-15.6K- 17.32% |
$159K - $164K
|
74.5K
$762K
|
|
|
Feb 11, 2025
Q4 2024
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-301K- 34.09% |
$3.07M - $3.17M
|
583K
$5.95M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
26.5K+ 7.7% |
$270K - $278K
|
370K
$3.78M
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.77K+ 41.7% |
$48.6K - $50.1K
|
16.2K
$165K
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
115K+ 25.62% |
$1.18M - $1.21M
|
565K
$5.77M
|
|
|
Feb 10, 2025
Q4 2024
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-52.5K- 7.46% |
$536K - $552K
|
651K
$6.65M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
25.9KNew |
$264K - $272K
|
25.9K
$265K
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
13+ 2.7% |
$133 - $137
|
495
$5.06K
|
|
|
Feb 07, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-27.5K- 58.87% |
$280K - $289K
|
19.2K
$196K
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
18+ 2.49% |
$184 - $189
|
740
$7.56K
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
38.4KNew |
$391K - $403K
|
38.4K
$392K
|
|
|
Feb 04, 2025
Q4 2024
|
Granite Shares Advisors LLC
|
BUY
|
- |
4.03K+ 1.73% |
$41.1K - $42.4K
|
237K
$2.43M
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
147K+ 26719.45% |
$1.5M - $1.54M
|
148K
$1.51M
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
3.1K+ 27.8% |
$31.6K - $32.6K
|
14.3K
$146K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-4.05K- 10.11% |
$41.3K - $42.6K
|
36K
$368K
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
BUY
|
- |
835+ 2.91% |
$8.52K - $8.78K
|
29.6K
$302K
|
|
|
Jan 31, 2025
Q4 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-5.36K- 2.29% |
$54.6K - $56.3K
|
229K
$2.34M
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
58+ 1.77% |
$592 - $610
|
3.34K
$34.1K
|