Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 15, 2025
Q2 2025
|
Morgan Stanley
New York, NY |
BUY
|
- |
140K+ 7.48% |
$1.27M - $1.42M
|
2.01M
$20.2M
|
|
|
Aug 15, 2025
Q2 2025
|
Equitable Holdings, Inc.
New York, NY |
SELL
|
- |
-4.25K- 11.24% |
$38.6K - $43.2K
|
33.6K
$338K
|
|
|
Aug 14, 2025
Q2 2025
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.48K- 1.46% |
$13.5K - $15.1K
|
99.7K
$1M
|
|
|
Aug 14, 2025
Q2 2025
|
Ubs Group Ag
|
BUY
|
- |
11.3K+ 6.09% |
$103K - $115K
|
197K
$1.99M
|
|
|
Aug 14, 2025
Q2 2025
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
17.3K+ 16.47% |
$157K - $176K
|
122K
$1.23M
|
|
|
Aug 14, 2025
Q2 2025
|
Kovitz Investment Group Partners, LLC
|
SELL
|
- |
-17.8K- 5.34% |
$161K - $181K
|
315K
$3.18M
|
|
|
Aug 14, 2025
Q2 2025
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
40.9K+ 27.81% |
$371K - $416K
|
188K
$1.89M
|
|
|
Aug 14, 2025
Q2 2025
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
12.8K+ 2.04% |
$117K - $130K
|
643K
$6.48M
|
|
|
Aug 14, 2025
Q2 2025
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-591- 0.35% |
$5.37K - $6K
|
167K
$1.68M
|
|
|
Aug 14, 2025
Q2 2025
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
253+ 0.16% |
$2.3K - $2.57K
|
158K
$1.59M
|
|
|
Aug 14, 2025
Q2 2025
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
14.2KNew |
$129K - $144K
|
14.2K
$143K
|
|
|
Aug 14, 2025
Q2 2025
|
Raymond James Financial Inc
St. Petersburg, FL |
SELL
|
- |
-534- 1.16% |
$4.85K - $5.43K
|
45.3K
$456K
|
|
|
Aug 14, 2025
Q2 2025
|
Helium Advisors LLC
Everett, WA |
SELL
|
- |
-35.5K- 28.51% |
$322K - $360K
|
88.9K
$896K
|
|
|
Aug 14, 2025
Q2 2025
|
Kestra Advisory Services, LLC
|
BUY
|
- |
18K+ 110.84% |
$163K - $183K
|
34.2K
$345K
|
|
|
Aug 13, 2025
Q2 2025
|
Virtus Investment Advisers, Inc.
Hartford, CT |
SELL
|
- |
-20.7K- 20.22% |
$188K - $210K
|
81.6K
$822K
|
|
|
Aug 13, 2025
Q2 2025
|
Everstar Asset Management, LLC
Mooresville, NC |
SELL
|
- |
-3K- 6.47% |
$27.2K - $30.5K
|
43.3K
$436K
|
|
|
Aug 13, 2025
Q2 2025
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.7K+ 8.61% |
$33.6K - $37.6K
|
46.6K
$469K
|
|
|
Aug 13, 2025
Q2 2025
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-106K- 16.79% |
$959K - $1.07M
|
523K
$5.27M
|
|
|
Aug 13, 2025
Q2 2025
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
786+ 1.29% |
$7.14K - $7.99K
|
61.7K
$621K
|
|
|
Aug 13, 2025
Q2 2025
|
Comerica Bank
|
BUY
|
- |
431+ 121.75% |
$3.91K - $4.38K
|
785
$7.9K
|
|
|
Aug 13, 2025
Q2 2025
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
312New |
$2.83K - $3.17K
|
312
$3.14K
|
|
|
Aug 13, 2025
Q2 2025
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
137K+ 36.64% |
$1.25M - $1.4M
|
512K
$5.16M
|
|
|
Aug 12, 2025
Q2 2025
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
11.2KNew |
$101K - $113K
|
11.2K
$112K
|
|
|
Aug 12, 2025
Q2 2025
|
Global Retirement Partners, LLC
|
BUY
|
- |
125+ 3.74% |
$1.14K - $1.27K
|
3.47K
$34.9K
|
|
|
Aug 12, 2025
Q2 2025
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
34New |
$309 - $345
|
34
$342
|
|
|
Aug 12, 2025
Q2 2025
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 12, 2025
Q2 2025
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
37.2K+ 5.93% |
$338K - $378K
|
664K
$6.69M
|
|
|
Aug 12, 2025
Q2 2025
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-16.2K- 3.26% |
$147K - $165K
|
481K
$4.85M
|
|
|
Aug 12, 2025
Q2 2025
|
Pathstone Holdings, LLC
Englewood, NJ |
SELL
|
- |
-147K- 34.2% |
$1.34M - $1.5M
|
284K
$2.86M
|
|
|
Aug 11, 2025
Q2 2025
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.23K- 6.37% |
$11.1K - $12.5K
|
18K
$182K
|
|
|
Aug 11, 2025
Q2 2025
|
Wpg Advisers, LLC
Baltimore, MD |
SELL
|
- |
-67- 5.76% |
$608 - $681
|
1.1K
$11K
|
|
|
Aug 11, 2025
Q2 2025
|
Shufro Rose & CO LLC
|
SELL
|
- |
-1.5K- 1.83% |
$13.6K - $15.2K
|
80.6K
$812K
|
|
|
Aug 11, 2025
Q2 2025
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-10.4K- 1.62% |
$94.1K - $105K
|
629K
$6.33M
|
|
|
Aug 08, 2025
Q2 2025
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
86+ 0.16% |
$781 - $874
|
54.8K
$552K
|
|
|
Aug 08, 2025
Q2 2025
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-8.98K- 20.23% |
$81.5K - $91.2K
|
35.4K
$356K
|
|
|
Aug 06, 2025
Q2 2025
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-4.03K- 18.21% |
$36.6K - $41K
|
18.1K
$182K
|
|
|
Aug 06, 2025
Q2 2025
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
11.7K+ 3.21% |
$106K - $119K
|
376K
$3.78M
|
|
|
Aug 06, 2025
Q2 2025
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
10.9K+ 3.05% |
$99.3K - $111K
|
370K
$3.72M
|
|
|
Aug 05, 2025
Q2 2025
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
696+ 4.63% |
$6.32K - $7.07K
|
15.7K
$158K
|
|
|
Aug 05, 2025
Q2 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
3.6K+ 9.35% |
$32.7K - $36.6K
|
42.1K
$424K
|
|
|
Aug 05, 2025
Q2 2025
|
Shaker Financial Services, LLC
|
SELL
|
- |
-1.51K- 0.9% |
$13.7K - $15.3K
|
166K
$1.67M
|
|
|
Jul 31, 2025
Q2 2025
|
Envestnet Asset Management Inc
|
BUY
|
- |
373+ 1.35% |
$3.39K - $3.79K
|
28K
$282K
|
|
|
Jul 31, 2025
Q2 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
8.23K+ 17.79% |
$74.7K - $83.6K
|
54.5K
$549K
|
|
|
Jul 30, 2025
Q2 2025
|
D.A. Davidson & Co.
|
BUY
|
- |
14.6K+ 6.56% |
$132K - $148K
|
237K
$2.39M
|
|
|
Jul 29, 2025
Q2 2025
|
Salomon & Ludwin, LLC
|
BUY
|
- |
112New |
$1.02K - $1.14K
|
112
$1.13K
|
|
|
Jul 29, 2025
Q2 2025
|
Princeton Global Asset Management LLC
|
BUY
|
- |
900New |
$8.17K - $9.14K
|
900
$9.06K
|
|
|
Jul 28, 2025
Q2 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
1.73K+ 5.41% |
$15.7K - $17.6K
|
33.7K
$340K
|
|
|
Jul 24, 2025
Q2 2025
|
Accredited Investor Services, LLC
St. Cloud, MN |
BUY
|
- |
10.1KNew |
$92.1K - $103K
|
10.1K
$102K
|
|
|
Jul 24, 2025
Q2 2025
|
Ifp Advisors, Inc
|
BUY
|
- |
900+ 0.5% |
$8.17K - $9.14K
|
180K
$1.81M
|
|
|
Jul 21, 2025
Q2 2025
|
Ameriflex Group, Inc.
Las Vegas, NV |
SELL
|
- |
-100- 0.56% |
$908 - $1.02K
|
17.6K
$178K
|