Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
13+ 2.77% |
$128 - $136
|
482
$5.02K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
193+ 0.91% |
$1.9K - $2.02K
|
21.4K
$223K
|
|
|
Oct 04, 2024
Q3 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
517New |
$5.08K - $5.41K
|
517
$5.38K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
18.9KNew |
$191K - $200K
|
18.9K
$197K
|
|
|
Aug 14, 2024
Q2 2024
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-9.88K- 22.83% |
$99.6K - $104K
|
33.4K
$348K
|
|
|
Aug 14, 2024
Q2 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-10.2K- 8.27% |
$103K - $108K
|
113K
$1.18M
|
|
|
Aug 13, 2024
Q2 2024
|
Shufro Rose & CO LLC
|
BUY
|
- |
32.5K+ 66.19% |
$328K - $343K
|
81.6K
$849K
|
|
|
Aug 08, 2024
Q2 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
371New |
$3.74K - $3.91K
|
371
$3.86K
|
|
|
Aug 07, 2024
Q2 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
423+ 2.4% |
$4.26K - $4.46K
|
18K
$188K
|
|
|
Aug 06, 2024
Q2 2024
|
Chris Bulman Inc
Roseville, CA |
BUY
|
- |
250New |
$2.52K - $2.64K
|
250
$2.6K
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
7.88KNew |
$79.5K - $83.2K
|
7.88K
$82.1K
|
|
|
Jul 31, 2024
Q2 2024
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
1.53KNew |
$15.4K - $16.1K
|
1.53K
$15.9K
|
|
|
Jul 30, 2024
Q2 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
1.15K+ 11.5% |
$11.6K - $12.1K
|
11.2K
$116K
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
339New |
$3.42K - $3.58K
|
339
$3.53K
|
|
|
Jul 17, 2024
Q2 2024
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-3.11K- 23.47% |
$31.3K - $32.8K
|
10.1K
$106K
|
|
|
Jul 15, 2024
Q2 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
397+ 2.86% |
$4K - $4.19K
|
14.3K
$149K
|
|
|
Jul 10, 2024
Q2 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
17.8KNew |
$180K - $188K
|
17.8K
$186K
|
|
| Q1 2024 | |||||||
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.2K+ 40.07% |
$109K - $116K
|
39.2K
$408K
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-57.6K- 44.76% |
$561K - $598K
|
71.1K
$740K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.14KNew |
$30.5K - $32.5K
|
3.14K
$32.6K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
832+ 6.17% |
$8.1K - $8.63K
|
14.3K
$149K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
19.4KNew |
$189K - $201K
|
19.4K
$202K
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
9.79K+ 1.75% |
$95.4K - $102K
|
570K
$5.94M
|
|
|
May 10, 2024
Q1 2024
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
37.3K+ 10.06% |
$363K - $386K
|
408K
$4.25M
|
|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
14New |
$136 - $145
|
14
$146
|
|
|
Apr 23, 2024
Q1 2024
|
Gradient Investments LLC
|
SELL
|
- |
-1.71K- 48.7% |
$16.6K - $17.7K
|
1.8K
$18.7K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.96K- 16.02% |
$19.1K - $20.3K
|
10.3K
$107K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-26.1K- 63.01% |
$249K - $263K
|
15.3K
$160K
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
26.8KNew |
$256K - $271K
|
26.8K
$279K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
16.6KNew |
$159K - $168K
|
16.6K
$173K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
20.8KNew |
$199K - $210K
|
20.8K
$217K
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.7KNew |
$25.8K - $27.2K
|
2.7K
$28.1K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
4.59KNew |
$43.8K - $46.3K
|
4.59K
$47.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
653New |
$6.23K - $6.59K
|
653
$6.8K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
SELL
|
- |
-33.8K- 48.4% |
$322K - $341K
|
36K
$375K
|
|
|
Jan 23, 2024
Q4 2023
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-140- 48.44% |
$1.34K - $1.41K
|
149
$1.55K
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-14.6K- 4.77% |
$140K - $148K
|
292K
$3.04M
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-565- 50.67% |
$5.39K - $5.7K
|
550
$5.73K
|
|
| Q3 2023 | |||||||
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
3.18KNew |
$31K - $32.6K
|
3.18K
$33.1K
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-49.6K- 74.95% |
$484K - $508K
|
16.6K
$173K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
SELL
|
- |
-8.24K- 59.25% |
$80.3K - $84.3K
|
5.66K
$59K
|
|
|
Nov 13, 2023
Q3 2023
|
Hrt Financial LP
New York, NY |
BUY
|
- |
12.6KNew |
$123K - $129K
|
12.6K
$131K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
9.79KNew |
$95.4K - $100K
|
9.79K
$102K
|
|
|
Nov 02, 2023
Q3 2023
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
3K+ 42.86% |
$29.3K - $30.7K
|
10K
$104K
|
|
| Q2 2023 | |||||||
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-5.71KClosed |
$54.1K - $56.6K
|
0
$0
|
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1K+ 5.08% |
$9.47K - $9.9K
|
20.7K
$215K
|
|
|
Aug 18, 2023
Q2 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
1.1K+ 9.54% |
$10.4K - $10.9K
|
12.6K
$132K
|
|
|
Aug 15, 2023
Q2 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
28.6KNew |
$271K - $283K
|
28.6K
$298K
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-58.7K- 21.99% |
$556K - $581K
|
208K
$2.17M
|
|