Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 02, 2025
Q1 2025
|
Cullen/Frost Bankers, Inc.
|
BUY
|
- |
3K+ 30.0% |
$30.4K - $31.4K
|
13K
$132K
|
|
|
Apr 29, 2025
Q1 2025
|
Penserra Capital Management LLC
Orinda, CA |
SELL
|
- |
-409K- 53.26% |
$4.15M - $4.28M
|
359K
$3.66M
|
|
|
Apr 29, 2025
Q1 2025
|
Concurrent Investment Advisors, LLC
Tampa, FL |
SELL
|
- |
-1.55K- 10.88% |
$15.7K - $16.2K
|
12.7K
$129K
|
|
|
Apr 29, 2025
Q1 2025
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.59K- 8.56% |
$26.2K - $27.1K
|
27.7K
$282K
|
|
|
Apr 29, 2025
Q1 2025
|
Hexagon Capital Partners LLC
|
BUY
|
- |
14+ 2.83% |
$142 - $147
|
509
$5.19K
|
|
|
Apr 28, 2025
Q1 2025
|
D.A. Davidson & Co.
|
SELL
|
- |
-6.22K- 2.72% |
$63K - $65.1K
|
222K
$2.27M
|
|
|
Apr 28, 2025
Q1 2025
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
6.7K+ 21.07% |
$67.9K - $70.1K
|
38.5K
$392K
|
|
|
Apr 25, 2025
Q1 2025
|
Verity Asset Management, Inc.
Durham, NC |
BUY
|
- |
15KNew |
$152K - $157K
|
15K
$153K
|
|
|
Apr 22, 2025
Q1 2025
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.03K+ 14.98% |
$61.1K - $63.1K
|
46.2K
$471K
|
|
|
Apr 22, 2025
Q1 2025
|
Center For Financial Planning, Inc.
Southfied, MI |
BUY
|
- |
1.45KNew |
$14.7K - $15.2K
|
1.45K
$14.8K
|
|
|
Apr 21, 2025
Q1 2025
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-14.9K- 46.47% |
$151K - $155K
|
17.1K
$174K
|
|
|
Apr 14, 2025
Q1 2025
|
Gamma Investing LLC
Foster City, CA |
SELL
|
- |
-4.73K- 90.14% |
$47.9K - $49.5K
|
517
$5.27K
|
|
|
Apr 14, 2025
Q1 2025
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
133New |
$1.35K - $1.39K
|
133
$1.36K
|
|
|
Apr 09, 2025
Q1 2025
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
2.81K+ 140400.0% |
$28.5K - $29.4K
|
2.81K
$28.6K
|
|
|
Apr 09, 2025
Q1 2025
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
5.69K+ 21.64% |
$57.7K - $59.6K
|
32K
$326K
|
|
| Q4 2024 | |||||||
|
Jun 06, 2025
Q4 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
3.85K+ 8.96% |
$39.2K - $40.4K
|
46.8K
$476K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12KNew |
$122K - $126K
|
12K
$122K
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-130- 35.04% |
$1.33K - $1.37K
|
241
$2.46K
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
9.56K+ 13.6% |
$97.5K - $100K
|
79.9K
$814K
|
|
|
Feb 13, 2025
Q4 2024
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
1.4KNew |
$14.3K - $14.7K
|
1.4K
$14.3K
|
|
|
Feb 12, 2025
Q4 2024
|
National Bank Of Canada
|
BUY
|
- |
1K+ 100.0% |
$10.2K - $10.5K
|
2K
$20.4K
|
|
|
Feb 11, 2025
Q4 2024
|
True Mark Investments, LLC
Chicago, IL |
SELL
|
- |
-15.6K- 17.32% |
$159K - $164K
|
74.5K
$759K
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
25.9KNew |
$264K - $272K
|
25.9K
$264K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
58+ 1.77% |
$592 - $610
|
3.34K
$34K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-4.05K- 10.11% |
$41.3K - $42.6K
|
36K
$367K
|
|
|
Jan 17, 2025
Q4 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.4K+ 22.05% |
$14.3K - $14.7K
|
7.75K
$79K
|
|
| Q3 2024 | |||||||
|
Feb 11, 2025
Q3 2024
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
312New |
$3.06K - $3.26K
|
312
$3.18K
|
|
|
Nov 14, 2024
Q3 2024
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
1K+ 5.0% |
$9.82K - $10.5K
|
21K
$214K
|
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
46.3KNew |
$455K - $485K
|
46.3K
$472K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13.7K- 34.21% |
$134K - $143K
|
26.3K
$268K
|
|
|
Nov 08, 2024
Q3 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
65+ 2.86% |
$638 - $680
|
2.34K
$23.8K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.54K- 19.13% |
$25K - $26.6K
|
10.8K
$110K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
193+ 0.91% |
$1.9K - $2.02K
|
21.4K
$218K
|
|
| Q2 2024 | |||||||
|
Aug 14, 2024
Q2 2024
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-9.88K- 22.83% |
$99.6K - $104K
|
33.4K
$340K
|
|
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
18.9KNew |
$191K - $200K
|
18.9K
$193K
|
|
|
Aug 07, 2024
Q2 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
423+ 2.4% |
$4.26K - $4.46K
|
18K
$184K
|
|
|
Aug 06, 2024
Q2 2024
|
Chris Bulman Inc
Roseville, CA |
BUY
|
- |
250New |
$2.52K - $2.64K
|
250
$2.55K
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
7.88KNew |
$79.5K - $83.2K
|
7.88K
$80.3K
|
|
|
Jul 31, 2024
Q2 2024
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
1.53KNew |
$15.4K - $16.1K
|
1.53K
$15.5K
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
339New |
$3.42K - $3.58K
|
339
$3.45K
|
|
|
Jul 17, 2024
Q2 2024
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-3.11K- 23.47% |
$31.3K - $32.8K
|
10.1K
$103K
|
|
|
Jul 15, 2024
Q2 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
397+ 2.86% |
$4K - $4.19K
|
14.3K
$146K
|
|
|
Jul 10, 2024
Q2 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
17.8KNew |
$180K - $188K
|
17.8K
$182K
|
|
| Q1 2024 | |||||||
|
May 16, 2024
Q1 2024
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
11.2K+ 40.07% |
$109K - $116K
|
39.2K
$399K
|
|
|
May 15, 2024
Q1 2024
|
Aqr Arbitrage LLC
Greenwich, CT |
SELL
|
- |
-57.6K- 44.76% |
$561K - $598K
|
71.1K
$725K
|
|
|
May 15, 2024
Q1 2024
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
3.14KNew |
$30.5K - $32.5K
|
3.14K
$31.9K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
19.4KNew |
$189K - $201K
|
19.4K
$197K
|
|
|
May 14, 2024
Q1 2024
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
832+ 6.17% |
$8.1K - $8.63K
|
14.3K
$146K
|
|
|
May 13, 2024
Q1 2024
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
9.79K+ 1.75% |
$95.4K - $102K
|
570K
$5.81M
|
|
|
May 10, 2024
Q1 2024
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
37.3K+ 10.06% |
$363K - $386K
|
408K
$4.16M
|
|