Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-800- 5.75% |
$7.65K - $8.73K
|
13.1K
$134K
|
|
|
Nov 07, 2022
Q3 2022
|
Evoke Wealth, LLC
|
BUY
|
- |
45+ 0.06% |
$430 - $491
|
75K
$764K
|
|
|
Nov 02, 2022
Q3 2022
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-8.46K- 27.64% |
$80.8K - $92.3K
|
22.1K
$226K
|
|
| Q2 2022 | |||||||
|
Nov 09, 2022
Q2 2022
|
Titus Wealth Management
Larskpur, CA |
SELL
|
- |
-4K- 4.81% |
$40K - $51.9K
|
79.2K
$807K
|
|
|
Aug 16, 2022
Q2 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
1.75KNew |
$17.5K - $22.7K
|
1.75K
$17.8K
|
|
|
Aug 15, 2022
Q2 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-11.2KClosed |
$111K - $145K
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Jaffetilchin Investment Partners, LLC
Tampa, FL |
SELL
|
- |
-2.72K- 21.16% |
$27.2K - $35.3K
|
10.1K
$103K
|
|
|
Aug 10, 2022
Q2 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-12.7K- 29.53% |
$127K - $165K
|
30.3K
$309K
|
|
|
Aug 09, 2022
Q2 2022
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-18.6KClosed |
$186K - $241K
|
0
$0
|
|
|
Aug 01, 2022
Q2 2022
|
Narwhal Capital Management
|
SELL
|
- |
-16.2KClosed |
$162K - $211K
|
0
$0
|
|
|
Jul 29, 2022
Q2 2022
|
Patriot Financial Group Insurance Agency, LLC
|
BUY
|
- |
1.6KNew |
$16K - $20.8K
|
1.6K
$16.3K
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
1.56KNew |
$15.6K - $20.3K
|
1.56K
$15.9K
|
|
|
Jul 13, 2022
Q2 2022
|
Midwest Heritage Bank, Fsb
|
BUY
|
- |
13.6KNew |
$136K - $177K
|
13.6K
$139K
|
|
| Q1 2022 | |||||||
|
May 16, 2022
Q1 2022
|
Beacon Capital Management, LLC
|
BUY
|
- |
383New |
$4.37K - $4.81K
|
383
$3.9K
|
|
|
May 16, 2022
Q1 2022
|
Bluefin Capital Management, LLC
New York, NY |
SELL
|
- |
-46.4KClosed |
$530K - $584K
|
0
$0
|
|
|
May 03, 2022
Q1 2022
|
Sandy Spring Bank
|
SELL
|
- |
-2KClosed |
$22.8K - $25.1K
|
0
$0
|
|
|
Apr 26, 2022
Q1 2022
|
Confluence Wealth Services, Inc.
Mcmurray, PA |
SELL
|
- |
-945Closed |
$10.8K - $11.9K
|
0
$0
|
|
| Q4 2021 | |||||||
|
Feb 16, 2022
Q4 2021
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.17KClosed |
$13.7K - $14.3K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
First Foundation Advisors
Irvine, CA |
SELL
|
- |
-10.1KClosed |
$118K - $123K
|
0
$0
|
|
|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-9.79KClosed |
$114K - $120K
|
0
$0
|
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-48.7K- 59.72% |
$569K - $596K
|
32.8K
$334K
|
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.7KClosed |
$19.9K - $20.8K
|
0
$0
|
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-1KClosed |
$11.7K - $12.2K
|
0
$0
|
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$58.5K - $61.2K
|
0
$0
|
|
| Q3 2021 | |||||||
|
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-40Closed |
$478 - $507
|
0
$0
|
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
395+ 7900.0% |
$4.72K - $5K
|
400
$4.08K
|
|
| Q2 2021 | |||||||
|
Aug 10, 2021
Q2 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-1.18KClosed |
$14.2K - $15.1K
|
0
$0
|
|
| Q1 2021 | |||||||
|
May 17, 2021
Q1 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-19KClosed |
$218K - $234K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-22.7KClosed |
$261K - $280K
|
0
$0
|
|
|
May 17, 2021
Q1 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.38MClosed |
$15.8M - $17M
|
0
$0
|
|
|
May 14, 2021
Q1 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-13.6KClosed |
$156K - $168K
|
0
$0
|
|
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
11.7KNew |
$134K - $144K
|
11.7K
$119K
|
|
|
May 10, 2021
Q1 2021
|
Pender Fund Capital Management Ltd.
Vancouver, A1 |
SELL
|
- |
-50KClosed |
$574K - $617K
|
0
$0
|
|
|
Apr 30, 2021
Q1 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-13.5KClosed |
$155K - $167K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-10.2KClosed |
$117K - $126K
|
0
$0
|
|
|
Apr 28, 2021
Q1 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-65.3KClosed |
$750K - $806K
|
0
$0
|
|
| Q4 2020 | |||||||
|
Feb 16, 2021
Q4 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-261KClosed |
$2.73M - $3.04M
|
0
$0
|
|
|
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1KClosed |
$10.5K - $11.7K
|
0
$0
|
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-191Closed |
$2K - $2.23K
|
0
$0
|
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-365Closed |
$3.82K - $4.26K
|
0
$0
|
|
|
Feb 08, 2021
Q4 2020
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
BUY
|
- |
10KNew |
$105K - $117K
|
10K
$102K
|
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-2.07KClosed |
$21.7K - $24.1K
|
0
$0
|
|
|
Jan 29, 2021
Q4 2020
|
Key F Inancial Inc
|
BUY
|
- |
267New |
$2.8K - $3.11K
|
267
$2.72K
|
|
| Q3 2020 | |||||||
|
Nov 16, 2020
Q3 2020
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-11KClosed |
$117K - $123K
|
0
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.43KClosed |
$15.3K - $16.1K
|
0
$0
|
|
| Q2 2020 | |||||||
|
Aug 14, 2020
Q2 2020
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-19.1KClosed |
$176K - $217K
|
0
$0
|
|
|
Aug 13, 2020
Q2 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-11.9KClosed |
$109K - $135K
|
0
$0
|
|
|
Aug 10, 2020
Q2 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-13.1KClosed |
$121K - $149K
|
0
$0
|
|
|
Aug 07, 2020
Q2 2020
|
Us Bancorp \De\
|
SELL
|
- |
-334Closed |
$3.08K - $3.8K
|
0
$0
|
|