Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Feb 14, 2022
Q4 2021
|
Barclays PLC
London, X0 |
SELL
|
- |
-9.79KClosed |
$114K - $120K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Citigroup Inc
|
SELL
|
- |
-1.7KClosed |
$19.9K - $20.8K
|
0
$0
|
|
Feb 10, 2022
Q4 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-48.7K- 59.72% |
$569K - $596K
|
32.8K
$342K
|
|
Feb 08, 2022
Q4 2021
|
Ranch Capital Advisors Inc.
Sarasota, FL |
SELL
|
- |
-1KClosed |
$11.7K - $12.2K
|
0
$0
|
|
Jan 10, 2022
Q4 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-5KClosed |
$58.5K - $61.2K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 10, 2021
Q3 2021
|
Panagora Asset Management Inc
Boston, MA |
SELL
|
- |
-40Closed |
$478 - $507
|
0
$0
|
|
Nov 08, 2021
Q3 2021
|
Princeton Global Asset Management LLC
|
BUY
|
- |
395+ 7900.0% |
$4.72K - $5K
|
400
$4.16K
|
|
Q2 2021 | |||||||
Aug 10, 2021
Q2 2021
|
Financial Enhancement Group LLC
Anderson, IN |
SELL
|
- |
-1.18KClosed |
$14.2K - $15.1K
|
0
$0
|
|
Q1 2021 | |||||||
May 17, 2021
Q1 2021
|
Saba Capital Management, L.P.
New York, NY |
SELL
|
- |
-1.38MClosed |
$15.8M - $17M
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Integrated Advisors Network LLC
Palos Verdes Estates, CA |
SELL
|
- |
-22.7KClosed |
$261K - $280K
|
0
$0
|
|
May 17, 2021
Q1 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
SELL
|
- |
-19KClosed |
$218K - $234K
|
0
$0
|
|
May 14, 2021
Q1 2021
|
Bulldog Investors, LLP
Saddle Brook, NJ |
SELL
|
- |
-13.6KClosed |
$156K - $168K
|
0
$0
|
|
May 13, 2021
Q1 2021
|
Axiom Investment Management LLC
New York, NY |
BUY
|
- |
11.7KNew |
$134K - $144K
|
11.7K
$121K
|
|
May 10, 2021
Q1 2021
|
Pender Fund Capital Management Ltd.
Vancouver, A1 |
SELL
|
- |
-50KClosed |
$574K - $617K
|
0
$0
|
|
Apr 30, 2021
Q1 2021
|
Cornerstone Wealth Management, LLC
|
SELL
|
- |
-13.5KClosed |
$155K - $167K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Park Avenue Securities LLC
|
SELL
|
- |
-65.3KClosed |
$750K - $806K
|
0
$0
|
|
Apr 28, 2021
Q1 2021
|
Integrated Capital Management, Inc.
|
SELL
|
- |
-10.2KClosed |
$117K - $126K
|
0
$0
|
|
Q4 2020 | |||||||
Feb 16, 2021
Q4 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1KClosed |
$10.5K - $11.7K
|
0
$0
|
|
Feb 16, 2021
Q4 2020
|
Core First Bank & Trust
Topeka, KS |
BUY
|
- |
312New |
$3.27K - $3.64K
|
312
$3.25K
|
|
Feb 16, 2021
Q4 2020
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
SELL
|
- |
-261KClosed |
$2.73M - $3.04M
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Disciplined Investments, LLC
Tulsa, OK |
SELL
|
- |
-191Closed |
$2K - $2.23K
|
0
$0
|
|
Feb 11, 2021
Q4 2020
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-365Closed |
$3.82K - $4.26K
|
0
$0
|
|
Feb 08, 2021
Q4 2020
|
Lumature Wealth Partners, LLC
Alpharetta, GA |
BUY
|
- |
10KNew |
$105K - $117K
|
10K
$104K
|
|
Feb 04, 2021
Q4 2020
|
Founders Financial Alliance, LLC
Raleigh, NC |
SELL
|
- |
-2.07KClosed |
$21.7K - $24.1K
|
0
$0
|
|
Jan 29, 2021
Q4 2020
|
Key F Inancial Inc
|
BUY
|
- |
267New |
$2.8K - $3.11K
|
267
$2.78K
|
|
Q3 2020 | |||||||
Nov 16, 2020
Q3 2020
|
Walleye Trading LLC
Plymouth, MN |
SELL
|
- |
-11KClosed |
$117K - $123K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Oct 28, 2020
Q3 2020
|
Valeo Financial Advisors, LLC
|
SELL
|
- |
-1.43KClosed |
$15.3K - $16.1K
|
0
$0
|
|
Q2 2020 | |||||||
Aug 14, 2020
Q2 2020
|
Ares Management LLC
Los Angeles, CA |
SELL
|
- |
-19.1KClosed |
$176K - $217K
|
0
$0
|
|
Aug 13, 2020
Q2 2020
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-11.9KClosed |
$109K - $135K
|
0
$0
|
|
Aug 10, 2020
Q2 2020
|
Doliver Advisors, LP
Houston, TX |
SELL
|
- |
-13.1KClosed |
$121K - $149K
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Us Bancorp \De\
|
SELL
|
- |
-334Closed |
$3.08K - $3.8K
|
0
$0
|
|
Aug 07, 2020
Q2 2020
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-35.6KClosed |
$328K - $405K
|
0
$0
|
|
Jul 21, 2020
Q2 2020
|
Busey Wealth Management
|
SELL
|
- |
-10.4KClosed |
$95.6K - $118K
|
0
$0
|
|
Q1 2020 | |||||||
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-26.7K- 98.84% |
$203K - $342K
|
313
$3.26K
|
|
May 26, 2020
Q1 2020
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-855Closed |
$6.48K - $10.9K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-62.3KClosed |
$472K - $796K
|
0
$0
|
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-77.2KClosed |
$585K - $986K
|
0
$0
|
|
May 07, 2020
Q1 2020
|
Concentric Wealth Management, LLC
Lafayette, CA |
SELL
|
- |
-14.2KClosed |
$108K - $182K
|
0
$0
|
|
Q4 2019 | |||||||
Feb 12, 2020
Q4 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
-800Closed |
$9.41K - $10K
|
0
$0
|
|
Jan 29, 2020
Q4 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-1KClosed |
$11.8K - $12.6K
|
0
$0
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.61KClosed |
$30.7K - $32.8K
|
0
$0
|
|
Jan 23, 2020
Q4 2019
|
Round Table Services, LLC
|
SELL
|
- |
-10.4KClosed |
$122K - $131K
|
0
$0
|
|
Q2 2019 | |||||||
Jul 23, 2019
Q2 2019
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1New |
$11.9 - $12.2
|
1
$10.4
|
|
Q1 2019 | |||||||
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.4KClosed |
$163K - $177K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-40.4KClosed |
$458K - $499K
|
0
$0
|
|
May 15, 2019
Q1 2019
|
Basso Capital Management, L.P.
Stamford, CT |
SELL
|
- |
-10KClosed |
$113K - $124K
|
0
$0
|
|
May 14, 2019
Q1 2019
|
Israel Englander
Millennium Management LLC | New York, Ny
|
SELL
|
- |
-41.3KClosed |
$468K - $510K
|
0
$0
|
|
Q4 2018 | |||||||
Feb 14, 2019
Q4 2018
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-11.1KClosed |
$121K - $140K
|
0
$0
|
|
Feb 12, 2019
Q4 2018
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-12.4KClosed |
$136K - $157K
|
0
$0
|