Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 06, 2024
Q1 2024
|
Assetmark, Inc
|
BUY
|
- |
14New |
$136 - $145
|
14
$143
|
|
|
Apr 23, 2024
Q1 2024
|
Gradient Investments LLC
|
SELL
|
- |
-1.71K- 48.7% |
$16.6K - $17.7K
|
1.8K
$18.3K
|
|
|
Apr 15, 2024
Q1 2024
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-1.96K- 16.02% |
$19.1K - $20.3K
|
10.3K
$105K
|
|
| Q4 2023 | |||||||
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
26.8KNew |
$256K - $271K
|
26.8K
$273K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
16.6KNew |
$159K - $168K
|
16.6K
$170K
|
|
|
Feb 14, 2024
Q4 2023
|
Thrivent Financial For Lutherans
Minneapolis, MN |
SELL
|
- |
-26.1K- 63.01% |
$249K - $263K
|
15.3K
$156K
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.7KNew |
$25.8K - $27.2K
|
2.7K
$27.5K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
4.59KNew |
$43.8K - $46.3K
|
4.59K
$46.7K
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
653New |
$6.23K - $6.59K
|
653
$6.65K
|
|
|
Feb 08, 2024
Q4 2023
|
Matisse Capital
|
SELL
|
- |
-33.8K- 48.4% |
$322K - $341K
|
36K
$367K
|
|
|
Jan 23, 2024
Q4 2023
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-140- 48.44% |
$1.34K - $1.41K
|
149
$1.52K
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-14.6K- 4.77% |
$140K - $148K
|
292K
$2.98M
|
|
| Q3 2023 | |||||||
|
Nov 15, 2023
Q3 2023
|
Stonebridge Capital Advisors LLC
St Paul, MN |
BUY
|
- |
3.18KNew |
$31K - $32.6K
|
3.18K
$32.4K
|
|
|
Nov 14, 2023
Q3 2023
|
Quarry LP
New York, NY |
SELL
|
- |
-8.24K- 59.25% |
$80.3K - $84.3K
|
5.66K
$57.7K
|
|
|
Nov 14, 2023
Q3 2023
|
Clough Capital Partners L P
Boston, MA |
SELL
|
- |
-49.6K- 74.95% |
$484K - $508K
|
16.6K
$169K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
9.79KNew |
$95.4K - $100K
|
9.79K
$99.7K
|
|
| Q2 2023 | |||||||
|
Aug 26, 2024
Q2 2023
|
World Equity Group, Inc.
Schaumburg, IL |
SELL
|
- |
-5.71KClosed |
$54.1K - $56.6K
|
0
$0
|
|
|
May 14, 2024
Q2 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
1K+ 5.08% |
$9.47K - $9.9K
|
20.7K
$211K
|
|
|
Aug 18, 2023
Q2 2023
|
Sfi Advisors, LLC
Montclair, NJ |
BUY
|
- |
1.1K+ 9.54% |
$10.4K - $10.9K
|
12.6K
$129K
|
|
|
Aug 15, 2023
Q2 2023
|
Prevail Innovative Wealth Advisors, LLC
Leawood, KS |
BUY
|
- |
28.6KNew |
$271K - $283K
|
28.6K
$292K
|
|
|
Aug 14, 2023
Q2 2023
|
Logan Stone Capital, LLC
Chicago, IL |
SELL
|
- |
-58.7K- 21.99% |
$556K - $581K
|
208K
$2.12M
|
|
|
Aug 14, 2023
Q2 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
166New |
$1.57K - $1.64K
|
166
$1.69K
|
|
|
Aug 11, 2023
Q2 2023
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-53K- 98.06% |
$502K - $525K
|
1.05K
$10.7K
|
|
|
Aug 08, 2023
Q2 2023
|
Pekin Hardy Strauss, Inc.
|
SELL
|
- |
-103- 0.88% |
$975 - $1.02K
|
11.7K
$119K
|
|
|
Jul 17, 2023
Q2 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
150New |
$1.42K - $1.49K
|
150
$1.53K
|
|
|
Jul 06, 2023
Q2 2023
|
Glassy Mountain Advisors, Inc.
|
BUY
|
- |
16.3KNew |
$154K - $161K
|
16.3K
$166K
|
|
| Q1 2023 | |||||||
|
May 25, 2023
Q1 2023
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
3K+ 11.1% |
$28K - $30.3K
|
30K
$306K
|
|
|
May 15, 2023
Q1 2023
|
Almitas Capital LLC
Santa Monica, CA |
BUY
|
- |
88.2KNew |
$822K - $890K
|
88.2K
$899K
|
|
|
May 15, 2023
Q1 2023
|
Cohen & Steers, Inc.
New York, NY |
BUY
|
- |
25KNew |
$233K - $252K
|
25K
$255K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
31.5KNew |
$293K - $318K
|
31.5K
$321K
|
|
|
May 10, 2023
Q1 2023
|
Bessemer Group Inc
Woodbridge, NJ |
BUY
|
- |
635New |
$5.92K - $6.41K
|
635
$6.47K
|
|
|
May 04, 2023
Q1 2023
|
Ota Financial Group L.P.
|
BUY
|
- |
20.2KNew |
$188K - $204K
|
20.2K
$206K
|
|
|
May 04, 2023
Q1 2023
|
Alpha Mark Advisors, LLC
Ft. Wright, KY |
BUY
|
- |
1KNew |
$9.32K - $10.1K
|
1K
$10.2K
|
|
|
May 04, 2023
Q1 2023
|
Wealth Effects LLC
|
SELL
|
- |
-483- 4.5% |
$4.5K - $4.87K
|
10.2K
$104K
|
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
SELL
|
- |
-1.17K- 9.79% |
$10.9K - $11.8K
|
10.8K
$110K
|
|
|
Apr 21, 2023
Q1 2023
|
Ahrens Investment Partners LLC
|
BUY
|
- |
2.22KNew |
$20.7K - $22.4K
|
2.22K
$22.6K
|
|
|
Apr 21, 2023
Q1 2023
|
Whittier Trust CO
|
BUY
|
- |
1.36KNew |
$12.7K - $13.7K
|
1.36K
$13.8K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-3.52K- 24.35% |
$32.8K - $35.5K
|
10.9K
$111K
|
|
|
Apr 13, 2023
Q1 2023
|
Financial Management Professionals, Inc.
|
BUY
|
- |
2.5KNew |
$23.3K - $25.2K
|
2.5K
$25.5K
|
|
|
Apr 12, 2023
Q1 2023
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
231+ 2.15% |
$2.15K - $2.33K
|
11K
$112K
|
|
| Q4 2022 | |||||||
|
Feb 14, 2023
Q4 2022
|
Tfb Advisors LLC
Overland Park, KS |
BUY
|
- |
18.1KNew |
$172K - $184K
|
18.1K
$184K
|
|
|
Feb 14, 2023
Q4 2022
|
Colonial Trust CO / Sc
Spartanburg, SC |
BUY
|
- |
1.1KNew |
$10.5K - $11.2K
|
1.1K
$11.2K
|
|
|
Feb 14, 2023
Q4 2022
|
Cary Street Partners Investment Advisory LLC
Richmond, VA |
BUY
|
- |
300New |
$2.86K - $3.05K
|
300
$3.06K
|
|
|
Feb 13, 2023
Q4 2022
|
Townsquare Capital LLC
|
BUY
|
- |
11K+ 48.64% |
$105K - $112K
|
33.6K
$342K
|
|
|
Feb 10, 2023
Q4 2022
|
Stone X Group Inc.
|
BUY
|
- |
61KNew |
$581K - $621K
|
61K
$621K
|
|
|
Feb 06, 2023
Q4 2022
|
New Square Capital LLC
|
BUY
|
- |
232New |
$2.21K - $2.36K
|
232
$2.36K
|
|
|
Feb 03, 2023
Q4 2022
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
270+ 2.13% |
$2.57K - $2.75K
|
13K
$132K
|
|
|
Jan 17, 2023
Q4 2022
|
Romano Brothers And Company
Evanston, IL |
BUY
|
- |
509New |
$4.85K - $5.18K
|
509
$5.19K
|
|
|
Jan 10, 2023
Q4 2022
|
Ewg Elevate Inc.
|
BUY
|
- |
6.64K+ 5.85% |
$63.3K - $67.6K
|
120K
$1.22M
|
|
| Q3 2022 | |||||||
|
Nov 14, 2022
Q3 2022
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
588K+ 265.78% |
$5.62M - $6.41M
|
809K
$8.24M
|
|