Gradient Investments LLC First Trust Senior Floating Rate Income Fund Ii Transaction History

Gradient Investments LLC

$3.79 Billion
Q3 2024

26 transactions

Quarter	Operation	Price Per share	shares change	shares Held
Q1 2024 Apr 23, 2024	SELL	$9.74 - $10.37 $16,645 - $17,722	-1,709 Reduced 48.7%	1,800 $18,000
Q3 2023 Oct 27, 2023	SELL	$9.75 - $10.24 $1,686 - $1,771	-173 Reduced 4.7%	3,509 $35,000
Q2 2023 Jul 11, 2023	SELL	$9.47 - $9.9 $2,234 - $2,336	-236 Reduced 6.02%	3,682 $36,000
Q1 2023 Apr 17, 2023	SELL	$9.32 - $10.09 $3.95 Million - $4.28 Million	-424,223 Reduced 99.08%	3,918 $38,000
Q4 2022 Jan 10, 2023	BUY	$9.53 - $10.18 $61,001 - $65,162	6,401 Added 1.52%	428,141 $0
Q3 2022 Oct 14, 2022	SELL	$9.56 - $10.91 $3.19 Million - $3.64 Million	-333,454 Reduced 44.15%	421,740 $4.21 Million
Q2 2022 Jul 11, 2022	SELL	$9.99 - $12.98 $105,314 - $136,835	-10,542 Reduced 1.38%	755,194 $7.54 Million
Q1 2022 May 26, 2022	SELL	$11.41 - $12.57 $2.3 Million - $2.54 Million	-201,990 Reduced 20.87%	765,736 $9.63 Million
Q4 2021 Jan 12, 2022	BUY	$11.7 - $12.24 $167,579 - $175,313	14,323 Added 1.5%	967,726 $11.7 Million
Q3 2021 Oct 18, 2021	BUY	$11.95 - $12.67 $481,788 - $510,816	40,317 Added 4.42%	953,403 $11.7 Million
Q2 2021 Jul 12, 2021	BUY	$12.07 - $12.78 $5.85 Million - $6.2 Million	484,972 Added 113.28%	913,086 $11.6 Million
Q1 2021 Apr 21, 2021	SELL	$11.48 - $12.34 $5.88 Million - $6.32 Million	-511,979 Reduced 54.46%	428,114 $5.25 Million
Q4 2020 Jan 08, 2021	SELL	$10.47 - $11.66 $129,335 - $144,035	-12,353 Reduced 1.3%	940,093 $10.3 Million
Q3 2020 Oct 06, 2020	BUY	$10.67 - $11.23 $91,111 - $95,892	8,539 Added 0.9%	952,446 $10.4 Million
Q2 2020 Jul 10, 2020	BUY	$9.21 - $11.37 $4.06 Million - $5.01 Million	440,382 Added 87.46%	943,907 $10.3 Million
Q1 2020 Apr 07, 2020	SELL	$7.58 - $12.78 $208,116 - $350,887	-27,456 Reduced 5.17%	503,525 $4.79 Million
Q4 2019 Jan 15, 2020	BUY	$11.76 - $12.55 $909,059 - $970,127	77,301 Added 17.04%	530,981 $6.66 Million
Q3 2019 Oct 10, 2019	BUY	$11.63 - $12.19 $948,914 - $994,606	81,592 Added 21.93%	453,680 $5.44 Million
Q2 2019 Jul 16, 2019	BUY	$11.85 - $12.18 $818,289 - $841,077	69,054 Added 22.79%	372,088 $4.48 Million
Q1 2019 Apr 11, 2019	SELL	$11.34 - $12.36 $316,953 - $345,462	-27,950 Reduced 8.44%	303,034 $3.58 Million
Q4 2018 Jan 18, 2019	SELL	$10.96 - $12.66 $61,463 - $70,997	-5,608 Reduced 1.67%	330,984 $3.71 Million
Q3 2018 Oct 11, 2018	SELL	$12.58 - $12.91 $230,390 - $236,433	-18,314 Reduced 5.16%	336,592 $4.28 Million
Q2 2018 Aug 09, 2018	SELL	$12.8 - $13.35 $427,699 - $446,076	-33,414 Reduced 8.6%	354,906 $4.56 Million
Q1 2018 Apr 11, 2018	SELL	$12.74 - $13.23 $494,146 - $513,152	-38,787 Reduced 9.08%	388,320 $5.14 Million
Q4 2017 Feb 07, 2018	SELL	$12.72 - $13.43 $270,872 - $285,991	-21,295 Reduced 4.75%	427,107 $5.51 Million
Q3 2017 Oct 16, 2017	BUY	$13.17 - $13.5 $5.91 Million - $6.05 Million	448,402	448,402 $6.05 Million

Others Institutions Holding FCT

# of Institutions

Shares Held

10.6M

Call Options Held

Put Options Held

Morgan Stanley New York, NY

1.67M
Shares

$17.4 Million
0.0% of portfolio
Lpl Financial LLC Fort Mill, SC

884K
Shares

$9.23 Million
0.0% of portfolio
Penserra Capital Management LLC Orinda, CA

737K
Shares

$7.7 Million
0.17% of portfolio
Bank Of America Corp Charlotte, NC

724K
Shares

$7.56 Million
0.0% of portfolio
Edgemoor Investment Advisors, Inc.

704K
Shares

$7.35 Million
0.64% of portfolio

View Full List

About FIRST TRUST SENIOR FLOATING RATE INCOME FUND II

Ticker FCT
Exchange NYSE
Sector Financial Services
Industry Asset Management
Description
First Trust Senior Floating Rate Income Fund II is a closed-ended fixed income mutual fund launched and managed by First Trust Advisors L.P. The fund invests in the fixed income markets of the United States. It seeks to invest in a portfolio of senior secured floating rate corporate loans. The fund benchmarks the performance of its portfolio aga...

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