Latest Institutional Transactions on First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information on the latest institutional transactions involving First Trust Senior Floating Rate Income Fund Ii (FCT) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 07, 2020
Q2 2020
|
Virtu Financial LLC
New York, NY |
SELL
|
- |
-35.6KClosed |
$328K - $405K
|
0
$0
|
|
|
Jul 21, 2020
Q2 2020
|
Busey Wealth Management
|
SELL
|
- |
-10.4KClosed |
$95.6K - $118K
|
0
$0
|
|
| Q1 2020 | |||||||
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-26.7K- 98.84% |
$203K - $342K
|
313
$3.19K
|
|
|
May 26, 2020
Q1 2020
|
Verus Capital Partners, LLC
Scottsdale, AZ |
SELL
|
- |
-855Closed |
$6.48K - $10.9K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Mariner Investment Group LLC
Harrison, NY |
SELL
|
- |
-62.3KClosed |
$472K - $796K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Q Global Advisors, LLC
Fort Worth, TX |
SELL
|
- |
-77.2KClosed |
$585K - $986K
|
0
$0
|
|
|
May 07, 2020
Q1 2020
|
Concentric Wealth Management, LLC
Lafayette, CA |
SELL
|
- |
-14.2KClosed |
$108K - $182K
|
0
$0
|
|
| Q4 2019 | |||||||
|
Feb 12, 2020
Q4 2019
|
Advisor Net Financial, Inc
|
SELL
|
- |
-800Closed |
$9.41K - $10K
|
0
$0
|
|
|
Jan 29, 2020
Q4 2019
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-1KClosed |
$11.8K - $12.6K
|
0
$0
|
|
|
Jan 28, 2020
Q4 2019
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-2.61KClosed |
$30.7K - $32.8K
|
0
$0
|
|
|
Jan 23, 2020
Q4 2019
|
Round Table Services, LLC
|
SELL
|
- |
-10.4KClosed |
$122K - $131K
|
0
$0
|
|
| Q2 2019 | |||||||
|
Jul 23, 2019
Q2 2019
|
Huntington National Bank
Columbus, OH |
BUY
|
- |
1New |
$11.9 - $12.2
|
1
$10.2
|
|
| Q1 2019 | |||||||
|
May 15, 2019
Q1 2019
|
Basso Capital Management, L.P.
Stamford, CT |
SELL
|
- |
-10KClosed |
$113K - $124K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Two Sigma Securities, LLC
New York, NY |
SELL
|
- |
-14.4KClosed |
$163K - $177K
|
0
$0
|
|
|
May 15, 2019
Q1 2019
|
Weiss Asset Management LP
Boston, MA |
SELL
|
- |
-40.4KClosed |
$458K - $499K
|
0
$0
|
|
| Q4 2018 | |||||||
|
Feb 14, 2019
Q4 2018
|
Hilltop Holdings Inc.
Dallas, TX |
SELL
|
- |
-11.1KClosed |
$121K - $140K
|
0
$0
|
|
|
Feb 12, 2019
Q4 2018
|
Atria Investments LLC
Charlotte, NC |
SELL
|
- |
-12.4KClosed |
$136K - $157K
|
0
$0
|
|
|
Feb 11, 2019
Q4 2018
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-94.4KClosed |
$1.03M - $1.2M
|
0
$0
|
|
|
Feb 08, 2019
Q4 2018
|
Stratos Wealth Partners, Ltd.
|
SELL
|
- |
-7.16KClosed |
$78.5K - $90.7K
|
0
$0
|
|
|
Jan 28, 2019
Q4 2018
|
Klingman & Associates, LLC
|
SELL
|
- |
-72.3KClosed |
$793K - $916K
|
0
$0
|
|
|
Jan 11, 2019
Q4 2018
|
Chicago Partners Investment Group LLC
|
SELL
|
- |
-3.66KClosed |
$40.2K - $46.4K
|
0
$0
|
|
| Q3 2018 | |||||||
|
Nov 16, 2018
Q3 2018
|
Nine Masts Capital LTD
|
SELL
|
- |
-43.1KClosed |
$542K - $556K
|
0
$0
|
|
|
Nov 14, 2018
Q3 2018
|
Cibc Private Wealth Group, LLC
|
SELL
|
- |
-1.03KClosed |
$13K - $13.3K
|
0
$0
|
|
|
Nov 07, 2018
Q3 2018
|
Mml Investors Services, LLC
Springfield, MA |
SELL
|
- |
-10.9KClosed |
$137K - $140K
|
0
$0
|
|
|
Oct 18, 2018
Q3 2018
|
Ima Wealth, Inc.
Wichita, KS |
SELL
|
- |
-1.91KClosed |
$24.1K - $24.7K
|
0
$0
|
|
| Q2 2018 | |||||||
|
Aug 09, 2018
Q2 2018
|
Glassman Wealth Services
|
SELL
|
- |
-3.8KClosed |
$48.6K - $50.7K
|
0
$0
|
|
|
Aug 08, 2018
Q2 2018
|
Accuvest Global Advisors
Provo, UT |
SELL
|
- |
-58.3KClosed |
$746K - $778K
|
0
$0
|
|
|
Jul 17, 2018
Q2 2018
|
Baillie Gifford & CO
|
SELL
|
- |
-184KClosed |
$2.35M - $2.45M
|
0
$0
|
|
| Q1 2018 | |||||||
|
May 15, 2018
Q1 2018
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-12KClosed |
$152K - $158K
|
0
$0
|
|
|
May 15, 2018
Q1 2018
|
Squarepoint Ops LLC
New York, NY |
SELL
|
- |
-20.6KClosed |
$262K - $272K
|
0
$0
|
|
|
May 14, 2018
Q1 2018
|
Corient Capital Partners, LLC
Newport Beach, CA |
SELL
|
- |
-10.3KClosed |
$132K - $137K
|
0
$0
|
|
|
Apr 19, 2018
Q1 2018
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-11KClosed |
$140K - $145K
|
0
$0
|
|
| Q4 2017 | |||||||
|
Feb 14, 2018
Q4 2017
|
Robinson Capital Management, LLC
|
SELL
|
- |
-90.7KClosed |
$1.15M - $1.22M
|
0
$0
|
|
|
Jan 25, 2018
Q4 2017
|
Moloney Securities Asset Management, LLC
|
SELL
|
- |
-12.1KClosed |
$153K - $162K
|
0
$0
|
|
| Q3 2017 | |||||||
|
Oct 19, 2017
Q3 2017
|
Cordasco Financial Network
|
BUY
|
- |
1.1KNew |
$14.5K - $14.9K
|
1.1K
$11.2K
|
|
| Q2 2017 | |||||||
|
Jan 08, 2024
Q2 2017
|
Snowden Capital Advisors LLC
New York, NY |
SELL
|
- |
-10.3KClosed |
N/A
|
0
$0
|
|