Purchases and Sales Made in Q2 2024 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q2 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 06, 2024
Q2 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
243K+ 1095.82% |
$2.45M - $2.57M
|
265K
$2.75M
|
|
|
Aug 14, 2024
Q2 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
76.6K+ 25.83% |
$773K - $809K
|
373K
$3.87M
|
|
|
Aug 13, 2024
Q2 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
58.3KNew |
$588K - $615K
|
58.3K
$604K
|
|
|
Jul 31, 2024
Q2 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
45.2K+ 17.35% |
$455K - $476K
|
305K
$3.16M
|
|
|
Aug 14, 2024
Q2 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
37.8K+ 11.86% |
$381K - $399K
|
357K
$3.7M
|
|
|
Aug 13, 2024
Q2 2024
|
Shufro Rose & CO LLC
|
BUY
|
- |
32.5K+ 66.19% |
$328K - $343K
|
81.6K
$845K
|
|
|
Aug 14, 2024
Q2 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
27.8K+ 53.81% |
$280K - $293K
|
79.5K
$823K
|
|
|
Aug 01, 2024
Q2 2024
|
Granite Shares Advisors LLC
|
BUY
|
- |
24.4K+ 14.25% |
$246K - $257K
|
196K
$2.03M
|
|
|
Jul 09, 2024
Q2 2024
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
23.5K+ 148.78% |
$237K - $248K
|
39.3K
$407K
|
|
|
Jul 25, 2024
Q2 2024
|
Tfg Advisers LLC
|
BUY
|
- |
21.2K+ 10.87% |
$214K - $224K
|
216K
$2.24M
|
|
|
Aug 14, 2024
Q2 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
19.8K+ 30.26% |
$199K - $209K
|
85.1K
$882K
|
|
|
Aug 14, 2024
Q2 2024
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
18.9KNew |
$191K - $200K
|
18.9K
$196K
|
|
|
Jul 10, 2024
Q2 2024
|
Simplicity Wealth,Llc
|
BUY
|
- |
17.8KNew |
$180K - $188K
|
17.8K
$185K
|
|
|
Jul 31, 2024
Q2 2024
|
D.A. Davidson & Co.
|
BUY
|
- |
13.7K+ 6.01% |
$138K - $144K
|
241K
$2.5M
|
|
|
Aug 13, 2024
Q2 2024
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
10K+ 2.43% |
$101K - $106K
|
422K
$4.37M
|
|
|
Aug 14, 2024
Q2 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
7.95K+ 7.65% |
$80.1K - $83.9K
|
112K
$1.16M
|
|
|
Aug 01, 2024
Q2 2024
|
Wolverine Asset Management LLC
|
BUY
|
- |
7.88KNew |
$79.5K - $83.2K
|
7.88K
$81.7K
|
|
|
Aug 02, 2024
Q2 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
5.82K+ 9.81% |
$58.7K - $61.4K
|
65.2K
$675K
|
|
|
Aug 14, 2024
Q2 2024
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
3.8K+ 23.46% |
$38.3K - $40.1K
|
20K
$207K
|
|
|
Jul 26, 2024
Q2 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
1.85K+ 5.29% |
$18.7K - $19.6K
|
36.9K
$382K
|
|
|
Aug 22, 2024
Q2 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
1.64K+ 4.65% |
$16.6K - $17.3K
|
36.9K
$383K
|
|
|
Jul 31, 2024
Q2 2024
|
Castleview Partners, LLC
Dallas, TX |
BUY
|
- |
1.53KNew |
$15.4K - $16.1K
|
1.53K
$15.8K
|
|
|
Jul 30, 2024
Q2 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
1.15K+ 11.5% |
$11.6K - $12.1K
|
11.2K
$116K
|
|
|
Aug 14, 2024
Q2 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
472+ 4.33% |
$4.76K - $4.98K
|
11.4K
$118K
|
|
|
Aug 07, 2024
Q2 2024
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
423+ 2.4% |
$4.26K - $4.46K
|
18K
$187K
|
|
|
Jul 15, 2024
Q2 2024
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
397+ 2.86% |
$4K - $4.19K
|
14.3K
$148K
|
|
|
Aug 08, 2024
Q2 2024
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
371New |
$3.74K - $3.91K
|
371
$3.84K
|
|
|
Jul 30, 2024
Q2 2024
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
339New |
$3.42K - $3.58K
|
339
$3.51K
|
|
|
Jul 15, 2024
Q2 2024
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
274+ 2.18% |
$2.76K - $2.89K
|
12.9K
$133K
|
|
|
Aug 13, 2024
Q2 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
260+ 44.14% |
$2.62K - $2.74K
|
849
$8.8K
|
|
|
Aug 06, 2024
Q2 2024
|
Chris Bulman Inc
Roseville, CA |
BUY
|
- |
250New |
$2.52K - $2.64K
|
250
$2.59K
|
|
|
Jul 19, 2024
Q2 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
136+ 0.99% |
$1.37K - $1.43K
|
13.9K
$144K
|
|
|
Aug 14, 2024
Q2 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
63+ 2.85% |
$635 - $665
|
2.28K
$23.6K
|
|
|
Jul 23, 2024
Q2 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.08% |
$10.1 - $10.6
|
1.28K
$13.3K
|
|
|
Jul 23, 2024
Q2 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 15, 2024
Q2 2024
|
Comerica Bank
|
SELL
|
- |
-88- 3.95% |
$887 - $928
|
2.14K
$22.2K
|
|
|
Jul 19, 2024
Q2 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-970- 6.8% |
$9.78K - $10.2K
|
13.3K
$138K
|
|
|
Aug 12, 2024
Q2 2024
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-1.11K- 2.26% |
$11.2K - $11.7K
|
48K
$498K
|
|
|
Jul 23, 2024
Q2 2024
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-1.19K- 12.33% |
$12K - $12.6K
|
8.48K
$87.9K
|
|
|
Aug 14, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.55K- 0.1% |
$25.7K - $26.9K
|
2.48M
$25.7M
|
|
|
Oct 17, 2024
Q2 2024
|
Morgan Stanley
New York, NY |
SELL
|
- |
-2.55K- 0.1% |
$25.7K - $26.9K
|
2.48M
$25.7M
|
|
|
Jul 12, 2024
Q2 2024
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-2.8K- 85.67% |
$28.3K - $29.6K
|
469
$4.86K
|
|
|
Jul 17, 2024
Q2 2024
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-3.11K- 23.47% |
$31.3K - $32.8K
|
10.1K
$105K
|
|
|
Aug 13, 2024
Q2 2024
|
Ubs Group Ag
|
SELL
|
- |
-4.65K- 2.28% |
$46.8K - $49K
|
199K
$2.07M
|
|
|
Aug 13, 2024
Q2 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-7.99K- 8.79% |
$80.5K - $84.2K
|
82.9K
$859K
|
|
|
Aug 13, 2024
Q2 2024
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-9.72K- 14.45% |
$97.9K - $102K
|
57.5K
$596K
|
|
|
Aug 14, 2024
Q2 2024
|
Westchester Capital Management, LLC
Valhalla, NY |
SELL
|
- |
-9.88K- 22.83% |
$99.6K - $104K
|
33.4K
$346K
|
|
|
Aug 14, 2024
Q2 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-10.2K- 8.27% |
$103K - $108K
|
113K
$1.17M
|
|
|
Aug 14, 2024
Q2 2024
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-15.6K- 8.65% |
$157K - $164K
|
164K
$1.7M
|
|
|
Aug 07, 2024
Q2 2024
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-18.5K- 2.5% |
$186K - $195K
|
719K
$7.45M
|