Purchases and Sales Made in Q3 2022 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Howard Marks
Oaktree Capital Management LP | Los Angeles, Ca
|
BUY
|
- |
588K+ 265.78% |
$5.62M - $6.41M
|
809K
$8.45M
|
|
|
Nov 14, 2022
Q3 2022
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
148K+ 40.27% |
$1.41M - $1.61M
|
515K
$5.38M
|
|
|
Nov 08, 2022
Q3 2022
|
Matisse Capital
|
BUY
|
- |
74.3KNew |
$710K - $810K
|
74.3K
$775K
|
|
|
Nov 10, 2022
Q3 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
65.9K+ 3659.66% |
$630K - $719K
|
67.7K
$707K
|
|
|
Nov 14, 2022
Q3 2022
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
62K+ 10.46% |
$593K - $676K
|
654K
$6.83M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
55.7K+ 5.98% |
$532K - $607K
|
986K
$10.3M
|
|
|
Nov 10, 2022
Q3 2022
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
28.5KNew |
$273K - $311K
|
28.5K
$298K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
27KNew |
$258K - $295K
|
27K
$282K
|
|
|
Nov 07, 2022
Q3 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
24.1K+ 9.29% |
$231K - $263K
|
284K
$2.97M
|
|
|
Nov 14, 2022
Q3 2022
|
Logan Stone Capital, LLC
Chicago, IL |
BUY
|
- |
20.3KNew |
$194K - $222K
|
20.3K
$212K
|
|
|
Nov 02, 2022
Q3 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
18.7K+ 68.39% |
$179K - $204K
|
46K
$480K
|
|
|
Oct 17, 2022
Q3 2022
|
Aegon Usa Investment Management, LLC
|
BUY
|
- |
14.9KNew |
$142K - $162K
|
14.9K
$155K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
11.6K+ 14.43% |
$111K - $126K
|
91.8K
$958K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
9.65K+ 19.15% |
$92.2K - $105K
|
60K
$626K
|
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
7.9K+ 5.3% |
$75.5K - $86.2K
|
157K
$1.64M
|
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
7.46K+ 29.09% |
$71.3K - $81.4K
|
33.1K
$346K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
7.43K+ 9.21% |
$71K - $81.1K
|
88.1K
$920K
|
|
|
Nov 14, 2022
Q3 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
6.26K+ 15.86% |
$59.8K - $68.2K
|
45.7K
$477K
|
|
|
Oct 13, 2022
Q3 2022
|
Ewg Elevate Inc.
|
BUY
|
- |
3.13K+ 2.84% |
$29.9K - $34.1K
|
113K
$1.18M
|
|
|
Oct 24, 2022
Q3 2022
|
Shufro Rose & CO LLC
|
BUY
|
- |
2.5K+ 11.85% |
$23.9K - $27.3K
|
23.6K
$246K
|
|
|
Nov 14, 2022
Q3 2022
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
1.13KNew |
$10.8K - $12.3K
|
1.13K
$11.8K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
BUY
|
- |
1.12K+ 4.02% |
$10.7K - $12.2K
|
28.9K
$302K
|
|
|
Nov 01, 2022
Q3 2022
|
Sentinel Pension Advisors Inc
Wakefield, MA |
BUY
|
- |
261+ 2.1% |
$2.5K - $2.85K
|
12.7K
$133K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
250+ 1.39% |
$2.39K - $2.73K
|
18.2K
$190K
|
|
|
Oct 18, 2022
Q3 2022
|
Koshinski Asset Management, Inc.
|
BUY
|
- |
216+ 2.09% |
$2.06K - $2.36K
|
10.5K
$110K
|
|
|
Nov 08, 2022
Q3 2022
|
Edgemoor Investment Advisors, Inc.
|
BUY
|
- |
182+ 0.02% |
$1.74K - $1.99K
|
849K
$8.87M
|
|
|
Nov 14, 2022
Q3 2022
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
45+ 0.37% |
$430 - $491
|
12.1K
$126K
|
|
|
Nov 07, 2022
Q3 2022
|
Evoke Wealth, LLC
|
BUY
|
- |
45+ 0.06% |
$430 - $491
|
75K
$783K
|
|
|
Oct 17, 2022
Q3 2022
|
Hexagon Capital Partners LLC
|
BUY
|
- |
8+ 0.24% |
$76.5 - $87.3
|
3.36K
$35K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
1+ 0.08% |
$9.56 - $10.9
|
1.27K
$13.3K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 02, 2022
Q3 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-663- 1.28% |
$6.34K - $7.23K
|
51.1K
$533K
|
|
|
May 14, 2024
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-700- 3.44% |
$6.69K - $7.64K
|
19.7K
$205K
|
|
|
Nov 10, 2022
Q3 2022
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-700- 3.44% |
$6.69K - $7.64K
|
19.7K
$205K
|
|
|
Nov 14, 2022
Q3 2022
|
Dhjj Financial Advisors, Ltd.
|
SELL
|
- |
-800- 5.75% |
$7.65K - $8.73K
|
13.1K
$137K
|
|
|
Oct 27, 2022
Q3 2022
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
SELL
|
- |
-1.01K- 7.47% |
$9.63K - $11K
|
12.5K
$130K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.19K- 6.38% |
$20.9K - $23.8K
|
32.1K
$335K
|
|
|
Oct 14, 2022
Q3 2022
|
Granite Shares Advisors LLC
|
SELL
|
- |
-2.89K- 1.18% |
$27.7K - $31.6K
|
243K
$2.53M
|
|
|
Nov 14, 2022
Q3 2022
|
Apriem Advisors
Irvine, CA |
SELL
|
- |
-2.9K- 10.58% |
$27.7K - $31.6K
|
24.5K
$256K
|
|
|
Nov 14, 2022
Q3 2022
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-3.46K- 6.69% |
$33.1K - $37.7K
|
48.2K
$504K
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-5.12K- 2.96% |
$49K - $55.9K
|
168K
$1.76M
|
|
|
Oct 21, 2022
Q3 2022
|
Tfg Advisers LLC
|
SELL
|
- |
-7.11K- 3.56% |
$68K - $77.6K
|
193K
$2.01M
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-7.2K- 30.86% |
$68.8K - $78.5K
|
16.1K
$168K
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-7.45K- 17.66% |
$71.2K - $81.3K
|
34.7K
$363K
|
|
|
Nov 02, 2022
Q3 2022
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-8.46K- 27.64% |
$80.8K - $92.3K
|
22.1K
$231K
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-9.78K- 30.72% |
$93.5K - $107K
|
22.1K
$230K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-12K- 8.85% |
$115K - $131K
|
124K
$1.29M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-14.3K- 4.97% |
$137K - $156K
|
273K
$2.85M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-14.9K- 53.59% |
$143K - $163K
|
12.9K
$135K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-19.3K- 22.55% |
$185K - $211K
|
66.3K
$692K
|