Purchases and Sales Made in Q3 2024 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q3 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 12, 2024
Q3 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
737KNew |
$7.24M - $7.71M
|
737K
$7.6M
|
|
|
Nov 07, 2024
Q3 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
415K+ 522.36% |
$4.08M - $4.34M
|
495K
$5.1M
|
|
|
Nov 14, 2024
Q3 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
357KNew |
$3.51M - $3.74M
|
357K
$3.68M
|
|
|
Nov 13, 2024
Q3 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
221K+ 61.93% |
$2.17M - $2.31M
|
578K
$5.96M
|
|
|
Oct 15, 2024
Q3 2024
|
True Mark Investments, LLC
Chicago, IL |
BUY
|
- |
90.1KNew |
$885K - $943K
|
90.1K
$929K
|
|
|
Nov 08, 2024
Q3 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
76.3K+ 20.43% |
$749K - $798K
|
450K
$4.64M
|
|
|
Nov 12, 2024
Q3 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
59.9K+ 18.82% |
$588K - $627K
|
378K
$3.9M
|
|
|
Nov 12, 2024
Q3 2024
|
Everstar Asset Management, LLC
Mooresville, NC |
BUY
|
- |
46.3KNew |
$455K - $485K
|
46.3K
$478K
|
|
|
Oct 18, 2024
Q3 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
38.3K+ 12.53% |
$376K - $400K
|
344K
$3.54M
|
|
|
Oct 28, 2024
Q3 2024
|
Granite Shares Advisors LLC
|
BUY
|
- |
37.9K+ 19.4% |
$372K - $397K
|
233K
$2.41M
|
|
|
Nov 13, 2024
Q3 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
22.9K+ 39.8% |
$225K - $239K
|
80.4K
$829K
|
|
|
Nov 04, 2024
Q3 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
BUY
|
- |
20.5KNew |
$201K - $214K
|
20.5K
$211K
|
|
|
Nov 14, 2024
Q3 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
18.2K+ 16.27% |
$179K - $190K
|
130K
$1.34M
|
|
|
Nov 13, 2024
Q3 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
9.68K+ 26.22% |
$95.1K - $101K
|
46.6K
$481K
|
|
|
Nov 13, 2024
Q3 2024
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
9.05K+ 2.15% |
$88.9K - $94.7K
|
431K
$4.44M
|
|
|
Oct 16, 2024
Q3 2024
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
8.6K+ 66.96% |
$84.5K - $90K
|
21.5K
$221K
|
|
|
Nov 08, 2024
Q3 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
5.5K+ 647.82% |
$54K - $57.5K
|
6.35K
$65.5K
|
|
|
Nov 14, 2024
Q3 2024
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
3.11K+ 1.89% |
$30.5K - $32.5K
|
167K
$1.73M
|
|
|
Nov 13, 2024
Q3 2024
|
Truist Financial Corp
|
BUY
|
- |
2.11K+ 7.94% |
$20.7K - $22.1K
|
28.7K
$296K
|
|
|
Nov 06, 2024
Q3 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.11K+ 8.38% |
$20.7K - $22.1K
|
27.3K
$282K
|
|
|
Nov 14, 2024
Q3 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
2.08K+ 24.51% |
$20.4K - $21.7K
|
10.6K
$109K
|
|
|
Nov 13, 2024
Q3 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
2.05K+ 3.51% |
$20.1K - $21.4K
|
60.4K
$622K
|
|
|
Oct 16, 2024
Q3 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
2K+ 156.68% |
$19.7K - $21K
|
3.28K
$33.8K
|
|
|
Oct 16, 2024
Q3 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.54K+ 11.06% |
$15.1K - $16.1K
|
15.5K
$160K
|
|
|
Nov 14, 2024
Q3 2024
|
Apriem Advisors
Irvine, CA |
BUY
|
- |
1K+ 5.0% |
$9.82K - $10.5K
|
21K
$217K
|
|
|
Nov 08, 2024
Q3 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
722New |
$7.09K - $7.55K
|
722
$7.44K
|
|
|
Oct 04, 2024
Q3 2024
|
Gamma Investing LLC
Foster City, CA |
BUY
|
- |
517New |
$5.08K - $5.41K
|
517
$5.33K
|
|
|
Oct 28, 2024
Q3 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
300+ 0.81% |
$2.95K - $3.14K
|
37.2K
$384K
|
|
|
Oct 08, 2024
Q3 2024
|
Cwm, LLC
|
BUY
|
- |
193+ 0.91% |
$1.9K - $2.02K
|
21.4K
$221K
|
|
|
Nov 14, 2024
Q3 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
76+ 0.16% |
$746 - $795
|
48.1K
$496K
|
|
|
Nov 08, 2024
Q3 2024
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
65+ 2.86% |
$638 - $680
|
2.34K
$24.1K
|
|
|
Nov 13, 2024
Q3 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
46+ 0.4% |
$452 - $481
|
11.4K
$118K
|
|
|
Oct 08, 2024
Q3 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
13+ 2.77% |
$128 - $136
|
482
$4.97K
|
|
|
Oct 10, 2024
Q3 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 15, 2024
Q3 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-32- 1.13% |
$314 - $335
|
2.81K
$29K
|
|
|
Nov 14, 2024
Q3 2024
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-203- 0.24% |
$1.99K - $2.12K
|
82.7K
$852K
|
|
|
Nov 14, 2024
Q3 2024
|
Comerica Bank
|
SELL
|
- |
-1.13K- 52.9% |
$11.1K - $11.8K
|
1.01K
$10.4K
|
|
|
Nov 13, 2024
Q3 2024
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-2.19K- 4.49% |
$21.5K - $22.9K
|
46.7K
$481K
|
|
|
Oct 18, 2024
Q3 2024
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-2.54K- 19.13% |
$25K - $26.6K
|
10.8K
$111K
|
|
|
Nov 14, 2024
Q3 2024
|
Ubs Group Ag
|
SELL
|
- |
-2.83K- 1.42% |
$27.8K - $29.6K
|
197K
$2.03M
|
|
|
Oct 22, 2024
Q3 2024
|
Tfg Advisers LLC
|
SELL
|
- |
-4.48K- 2.07% |
$43.9K - $46.8K
|
212K
$2.18M
|
|
|
Nov 13, 2024
Q3 2024
|
D.A. Davidson & Co.
|
SELL
|
- |
-7.24K- 3.0% |
$71K - $75.7K
|
234K
$2.41M
|
|
|
Oct 31, 2024
Q3 2024
|
Shaker Financial Services, LLC
|
SELL
|
- |
-7.87K- 12.07% |
$77.2K - $82.3K
|
57.3K
$591K
|
|
|
Nov 08, 2024
Q3 2024
|
Landscape Capital Management, L.L.C.
|
SELL
|
- |
-13.7K- 34.21% |
$134K - $143K
|
26.3K
$271K
|
|
|
Oct 21, 2024
Q3 2024
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
SELL
|
- |
-14.1K- 35.91% |
$138K - $147K
|
25.2K
$259K
|
|
|
Nov 14, 2024
Q3 2024
|
Virtus ETF Advisers LLC
New York, NY |
SELL
|
- |
-14.8K- 17.39% |
$145K - $155K
|
70.3K
$725K
|
|
|
Nov 12, 2024
Q3 2024
|
Edgemoor Investment Advisors, Inc.
|
SELL
|
- |
-15.2K- 2.12% |
$149K - $159K
|
704K
$7.25M
|
|
|
Nov 14, 2024
Q3 2024
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-64.9K- 17.72% |
$637K - $679K
|
301K
$3.11M
|
|
|
Nov 14, 2024
Q3 2024
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-71.9K- 9.04% |
$707K - $753K
|
724K
$7.47M
|
|
|
Nov 12, 2024
Q3 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
SELL
|
- |
-238K- 89.49% |
$2.33M - $2.49M
|
27.9K
$288K
|