Purchases and Sales Made in Q4 2023 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q4 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 13, 2024
Q4 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
241K+ 12.99% |
$2.3M - $2.43M
|
2.1M
$21.9M
|
|
|
Jan 30, 2024
Q4 2023
|
Granite Shares Advisors LLC
|
BUY
|
- |
149KNew |
$1.42M - $1.51M
|
149K
$1.56M
|
|
|
Feb 12, 2024
Q4 2023
|
Relative Value Partners Group, LLC
Northbrook, IL |
BUY
|
- |
141K+ 33.46% |
$1.34M - $1.42M
|
561K
$5.85M
|
|
|
Feb 14, 2024
Q4 2023
|
Jones Road Capital Management, L.P.
New York, NY |
BUY
|
- |
135K+ 57.47% |
$1.29M - $1.36M
|
370K
$3.86M
|
|
|
Jan 24, 2024
Q4 2023
|
International Assets Investment Management, LLC
Orlando, FL |
BUY
|
- |
94.2KNew |
$899K - $951K
|
94.2K
$984K
|
|
|
Feb 05, 2024
Q4 2023
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
63.8KNew |
$609K - $644K
|
63.8K
$666K
|
|
|
Feb 13, 2024
Q4 2023
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
60K+ 94.83% |
$573K - $606K
|
123K
$1.29M
|
|
|
Feb 13, 2024
Q4 2023
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
46.1K+ 7.3% |
$440K - $465K
|
677K
$7.07M
|
|
|
Feb 14, 2024
Q4 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
26.8KNew |
$256K - $271K
|
26.8K
$280K
|
|
|
Jan 16, 2024
Q4 2023
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
21.6KNew |
$206K - $218K
|
21.6K
$225K
|
|
|
Feb 14, 2024
Q4 2023
|
Elequin Capital LP
New York, NY |
BUY
|
- |
20.8KNew |
$199K - $210K
|
20.8K
$217K
|
|
|
Feb 01, 2024
Q4 2023
|
Cwm, LLC
|
BUY
|
- |
18.4KNew |
$176K - $186K
|
18.4K
$193K
|
|
|
Feb 14, 2024
Q4 2023
|
Nomura Holdings Inc
Tokyo, M0 |
BUY
|
- |
16.6KNew |
$159K - $168K
|
16.6K
$174K
|
|
|
Feb 06, 2024
Q4 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
13.7K+ 8.16% |
$131K - $138K
|
181K
$1.89M
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
13.5KNew |
$129K - $136K
|
13.5K
$141K
|
|
|
Jan 18, 2024
Q4 2023
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
10.7KNew |
$102K - $108K
|
10.7K
$111K
|
|
|
Apr 15, 2024
Q4 2023
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
10KNew |
$95.4K - $101K
|
10K
$104K
|
|
|
Feb 14, 2024
Q4 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
7.88K+ 7.85% |
$75.2K - $79.5K
|
108K
$1.13M
|
|
|
Feb 09, 2024
Q4 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
6.66K+ 18.63% |
$63.5K - $67.1K
|
42.4K
$442K
|
|
|
Feb 09, 2024
Q4 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
4.59KNew |
$43.8K - $46.3K
|
4.59K
$47.9K
|
|
|
Feb 14, 2024
Q4 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.57K+ 2.54% |
$43.6K - $46.1K
|
185K
$1.93M
|
|
|
Feb 13, 2024
Q4 2023
|
Jones Financial Companies Lllp
|
BUY
|
- |
2.7KNew |
$25.8K - $27.2K
|
2.7K
$28.2K
|
|
|
Jan 19, 2024
Q4 2023
|
Coastal Investment Advisors, Inc.
Wilmington, DE |
BUY
|
- |
2.52K+ 21.18% |
$24K - $25.4K
|
14.4K
$150K
|
|
|
Jan 16, 2024
Q4 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
2.18K+ 21.27% |
$20.7K - $21.9K
|
12.4K
$129K
|
|
|
Feb 14, 2024
Q4 2023
|
Aqr Arbitrage LLC
Greenwich, CT |
BUY
|
- |
2.16K+ 1.71% |
$20.6K - $21.8K
|
129K
$1.34M
|
|
|
May 15, 2024
Q4 2023
|
Clear Point Advisors Inc.
Melville, NY |
BUY
|
- |
2.15KNew |
$20.5K - $21.7K
|
2.15K
$22.4K
|
|
|
Feb 07, 2024
Q4 2023
|
Shaker Financial Services, LLC
|
BUY
|
- |
2K+ 8.1% |
$19.1K - $20.2K
|
26.7K
$278K
|
|
|
Feb 05, 2024
Q4 2023
|
Shufro Rose & CO LLC
|
BUY
|
- |
800+ 1.55% |
$7.63K - $8.07K
|
52.4K
$547K
|
|
|
Feb 09, 2024
Q4 2023
|
Tidemark, LLC
San Diego, CA |
BUY
|
- |
653New |
$6.23K - $6.59K
|
653
$6.82K
|
|
|
Feb 13, 2024
Q4 2023
|
Tfg Advisers LLC
|
BUY
|
- |
473+ 0.25% |
$4.51K - $4.77K
|
189K
$1.97M
|
|
|
Feb 09, 2024
Q4 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
393+ 0.57% |
$3.75K - $3.97K
|
68.8K
$718K
|
|
|
Feb 14, 2024
Q4 2023
|
Comerica Bank
|
BUY
|
- |
339+ 33.04% |
$3.23K - $3.42K
|
1.37K
$14.3K
|
|
|
Feb 14, 2024
Q4 2023
|
Kestra Advisory Services, LLC
|
BUY
|
- |
32+ 0.3% |
$305 - $323
|
10.9K
$114K
|
|
|
Jan 18, 2024
Q4 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
2+ 0.16% |
$19.1 - $20.2
|
1.28K
$13.3K
|
|
|
Feb 07, 2024
Q4 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 05, 2024
Q4 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-137- 4.03% |
$1.31K - $1.38K
|
3.26K
$34K
|
|
|
Jan 23, 2024
Q4 2023
|
Carmichael Hill & Associates, Inc.
|
SELL
|
- |
-140- 48.44% |
$1.34K - $1.41K
|
149
$1.56K
|
|
|
Jan 26, 2024
Q4 2023
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-200- 2.13% |
$1.91K - $2.02K
|
9.17K
$95.8K
|
|
|
Jan 10, 2024
Q4 2023
|
Whitener Capital Management, Inc.
Rocky Mount, NC |
SELL
|
- |
-450- 3.07% |
$4.29K - $4.54K
|
14.2K
$148K
|
|
|
Jan 09, 2024
Q4 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-565- 50.67% |
$5.39K - $5.7K
|
550
$5.74K
|
|
|
Jan 30, 2024
Q4 2023
|
Wealth Enhancement Advisory Services, LLC
|
SELL
|
- |
-2K- 14.06% |
$19.1K - $20.2K
|
12.2K
$128K
|
|
|
Feb 13, 2024
Q4 2023
|
Cetera Investment Advisers
Schaumburg, IL |
SELL
|
- |
-5.39K- 17.07% |
$51.4K - $54.4K
|
26.2K
$273K
|
|
|
Feb 14, 2024
Q4 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-5.94K- 13.2% |
$56.7K - $59.9K
|
39.1K
$408K
|
|
|
Feb 14, 2024
Q4 2023
|
Guggenheim Capital LLC
Chicago, IL |
SELL
|
- |
-8.48K- 1.83% |
$80.9K - $85.6K
|
454K
$4.74M
|
|
|
Feb 12, 2024
Q4 2023
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-8.62K- 1.63% |
$82.3K - $87K
|
520K
$5.43M
|
|
|
Feb 12, 2024
Q4 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-10.8K- 10.53% |
$103K - $109K
|
92K
$960K
|
|
|
Mar 15, 2024
Q4 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-11.2K- 28.61% |
$107K - $113K
|
28K
$292K
|
|
|
Jan 19, 2024
Q4 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-14.6K- 4.77% |
$140K - $148K
|
292K
$3.05M
|
|
|
Feb 09, 2024
Q4 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-14.9K- 6.33% |
$142K - $151K
|
221K
$2.31M
|
|
|
Feb 14, 2024
Q4 2023
|
Advisors Asset Management, Inc.
Monument, CO |
SELL
|
- |
-15.9K- 5.71% |
$152K - $161K
|
263K
$2.75M
|