Purchases and Sales Made in Q4 2024 in First Trust Senior Floating Rate Income Fund Ii (FCT)
This table provides information about the institutional ownership of First Trust Senior Floating Rate Income Fund Ii (FCT) during Q4 2024. The information is specifically focused on institutions that hold shares of FIRST TRUST SENIOR FLOATING RATE INCOME FUND II.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 27, 2025
Q4 2024
|
Strategic Financial Concepts, LLC
San Antonio, TX |
BUY
|
- |
306K+ 1098.23% |
$3.13M - $3.22M
|
334K
$3.42M
|
|
|
Feb 14, 2025
Q4 2024
|
Pathstone Holdings, LLC
Englewood, NJ |
BUY
|
- |
190K+ 38.37% |
$1.94M - $1.99M
|
684K
$6.99M
|
|
|
Feb 04, 2025
Q4 2024
|
Ifp Advisors, Inc
|
BUY
|
- |
147K+ 26719.45% |
$1.5M - $1.54M
|
148K
$1.51M
|
|
|
Feb 18, 2025
Q4 2024
|
Helium Advisors LLC
Everett, WA |
BUY
|
- |
119KNew |
$1.21M - $1.25M
|
119K
$1.22M
|
|
|
Feb 10, 2025
Q4 2024
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
115K+ 25.62% |
$1.18M - $1.21M
|
565K
$5.77M
|
|
|
Feb 14, 2025
Q4 2024
|
Morgan Stanley
New York, NY |
BUY
|
- |
114K+ 6.81% |
$1.16M - $1.19M
|
1.78M
$18.2M
|
|
|
Feb 13, 2025
Q4 2024
|
Shaker Financial Services, LLC
|
BUY
|
- |
87.2K+ 152.1% |
$889K - $916K
|
144K
$1.48M
|
|
|
Feb 13, 2025
Q4 2024
|
Guggenheim Capital LLC
Chicago, IL |
BUY
|
- |
83.1K+ 14.39% |
$848K - $873K
|
661K
$6.75M
|
|
|
Feb 06, 2025
Q4 2024
|
Raymond James Financial Inc
St. Petersburg, FL |
BUY
|
- |
38.4KNew |
$391K - $403K
|
38.4K
$392K
|
|
|
Feb 12, 2025
Q4 2024
|
Equitable Holdings, Inc.
New York, NY |
BUY
|
- |
36.9KNew |
$376K - $388K
|
36.9K
$377K
|
|
|
Feb 12, 2025
Q4 2024
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
32.6K+ 40.6% |
$333K - $343K
|
113K
$1.16M
|
|
|
Feb 13, 2025
Q4 2024
|
Penserra Capital Management LLC
Orinda, CA |
BUY
|
- |
30.9K+ 4.18% |
$315K - $324K
|
768K
$7.85M
|
|
|
Feb 10, 2025
Q4 2024
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
26.5K+ 7.7% |
$270K - $278K
|
370K
$3.78M
|
|
|
Feb 07, 2025
Q4 2024
|
Independent Advisor Alliance
|
BUY
|
- |
25.9KNew |
$264K - $272K
|
25.9K
$265K
|
|
|
Jan 21, 2025
Q4 2024
|
Geneos Wealth Management Inc.
|
BUY
|
- |
24.9K+ 235.96% |
$254K - $262K
|
35.5K
$363K
|
|
|
Feb 24, 2025
Q4 2024
|
Ameriflex Group, Inc.
Las Vegas, NV |
BUY
|
- |
17.7KNew |
$181K - $186K
|
17.7K
$181K
|
|
|
Jan 15, 2025
Q4 2024
|
Moss Adams Wealth Advisors LLC
Seattle, WA |
BUY
|
- |
16.5KNew |
$168K - $173K
|
16.5K
$168K
|
|
|
Feb 14, 2025
Q4 2024
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12KNew |
$122K - $126K
|
12K
$123K
|
|
|
Feb 14, 2025
Q4 2024
|
Kovitz Investment Group Partners, LLC
|
BUY
|
- |
11.7K+ 3.27% |
$119K - $123K
|
369K
$3.77M
|
|
|
Feb 14, 2025
Q4 2024
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
9.56K+ 13.6% |
$97.5K - $100K
|
79.9K
$816K
|
|
|
Feb 13, 2025
Q4 2024
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
7.38K+ 15.34% |
$75.3K - $77.5K
|
55.5K
$567K
|
|
|
Jan 22, 2025
Q4 2024
|
Kingswood Wealth Advisors, LLC
San Diego, CA |
BUY
|
- |
6.8K+ 27.03% |
$69.4K - $71.5K
|
32K
$327K
|
|
|
Feb 14, 2025
Q4 2024
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
6.28K+ 4.83% |
$64.1K - $66K
|
136K
$1.39M
|
|
|
Jan 21, 2025
Q4 2024
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
4.84K+ 22.57% |
$49.4K - $50.9K
|
26.3K
$269K
|
|
|
Feb 10, 2025
Q4 2024
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.77K+ 41.7% |
$48.6K - $50.1K
|
16.2K
$165K
|
|
|
Feb 04, 2025
Q4 2024
|
Granite Shares Advisors LLC
|
BUY
|
- |
4.03K+ 1.73% |
$41.1K - $42.4K
|
237K
$2.43M
|
|
|
Jan 28, 2025
Q4 2024
|
Tfg Advisers LLC
|
BUY
|
- |
3.45K+ 1.63% |
$35.1K - $36.2K
|
215K
$2.2M
|
|
|
Feb 03, 2025
Q4 2024
|
Concurrent Investment Advisors, LLC
Tampa, FL |
BUY
|
- |
3.1K+ 27.8% |
$31.6K - $32.6K
|
14.3K
$146K
|
|
|
Feb 14, 2025
Q4 2024
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
3K+ 8.06% |
$30.6K - $31.5K
|
40.2K
$411K
|
|
|
Feb 14, 2025
Q4 2024
|
Mai Capital Management
|
BUY
|
- |
2.95KNew |
$30.1K - $31K
|
2.95K
$30.1K
|
|
|
Feb 12, 2025
Q4 2024
|
Envestnet Asset Management Inc
|
BUY
|
- |
2.9K+ 10.6% |
$29.6K - $30.5K
|
30.2K
$309K
|
|
|
Feb 13, 2025
Q4 2024
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.67K+ 5.73% |
$27.3K - $28.1K
|
49.3K
$504K
|
|
|
Feb 13, 2025
Q4 2024
|
Invesco Ltd.
Atlanta, GA |
BUY
|
- |
2.56K+ 0.68% |
$26.1K - $26.9K
|
381K
$3.89M
|
|
|
Jan 14, 2025
Q4 2024
|
Sea Crest Wealth Management, LLC
Purchase, NY |
BUY
|
- |
1.67K+ 10.78% |
$17K - $17.5K
|
17.2K
$175K
|
|
|
Jan 17, 2025
Q4 2024
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
1.4K+ 22.05% |
$14.3K - $14.7K
|
7.75K
$79.2K
|
|
|
Feb 13, 2025
Q4 2024
|
Td Waterhouse Canada Inc.
Toronto, A6 |
BUY
|
- |
1.4KNew |
$14.3K - $14.7K
|
1.4K
$14.3K
|
|
|
Feb 12, 2025
Q4 2024
|
National Bank Of Canada
|
BUY
|
- |
1K+ 100.0% |
$10.2K - $10.5K
|
2K
$20.4K
|
|
|
Jan 31, 2025
Q4 2024
|
Truist Financial Corp
|
BUY
|
- |
835+ 2.91% |
$8.52K - $8.78K
|
29.6K
$302K
|
|
|
Feb 14, 2025
Q4 2024
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
477+ 0.79% |
$4.87K - $5.01K
|
60.9K
$622K
|
|
|
Feb 14, 2025
Q4 2024
|
Comerica Bank
|
BUY
|
- |
91+ 9.03% |
$928 - $956
|
1.1K
$11.2K
|
|
|
Jan 31, 2025
Q4 2024
|
Global Retirement Partners, LLC
|
BUY
|
- |
58+ 1.77% |
$592 - $610
|
3.34K
$34.1K
|
|
|
Feb 07, 2025
Q4 2024
|
Pnc Financial Services Group, Inc.
Pittsburgh, PA |
BUY
|
- |
18+ 2.49% |
$184 - $189
|
740
$7.56K
|
|
|
Feb 07, 2025
Q4 2024
|
Hexagon Capital Partners LLC
|
BUY
|
- |
13+ 2.7% |
$133 - $137
|
495
$5.06K
|
|
|
Feb 13, 2025
Q4 2024
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 14, 2025
Q4 2024
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-130- 35.04% |
$1.33K - $1.37K
|
241
$2.46K
|
|
|
Jan 30, 2025
Q4 2024
|
Nations Financial Group Inc,
Cedar Rapids, IA |
SELL
|
- |
-1.27K- 6.22% |
$13K - $13.4K
|
19.2K
$196K
|
|
|
Feb 13, 2025
Q4 2024
|
Sit Investment Associates Inc
Minneapolis, MN |
SELL
|
- |
-2.38K- 2.11% |
$24.3K - $25K
|
111K
$1.13M
|
|
|
Jan 22, 2025
Q4 2024
|
Nbc Securities, Inc.
Birmingham, AL |
SELL
|
- |
-2.81K- 99.93% |
$28.6K - $29.5K
|
2
$20.4
|
|
|
Feb 25, 2025
Q4 2024
|
Shufro Rose & CO LLC
|
SELL
|
- |
-3.5K- 4.29% |
$35.7K - $36.8K
|
78.1K
$798K
|
|
|
Jan 31, 2025
Q4 2024
|
Sanctuary Advisors, LLC
Indianapolis, IN |
SELL
|
- |
-4.05K- 10.11% |
$41.3K - $42.6K
|
36K
$368K
|