Purchases and Sales Made in Q1 2023 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Noble Family Wealth, LLC
Clearwater, FL |
BUY
|
- |
31.1KNew |
$1.61M - $1.9M
|
31.1K
$2.25M
|
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
10.2K+ 7.64% |
$531K - $625K
|
144K
$10.4M
|
|
|
May 03, 2023
Q1 2023
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
9.79K+ 55.99% |
$508K - $598K
|
27.3K
$1.97M
|
|
|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
8.47K+ 6.59% |
$440K - $518K
|
137K
$9.89M
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.62K+ 21.84% |
$188K - $221K
|
20.2K
$1.46M
|
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
3.44K+ 65.79% |
$178K - $210K
|
8.66K
$625K
|
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
2.85K+ 2.48% |
$148K - $174K
|
118K
$8.5M
|
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
2.22K+ 46.59% |
$115K - $136K
|
6.98K
$504K
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
1.43K+ 17.1% |
$74K - $87.1K
|
9.76K
$704K
|
|
|
May 11, 2023
Q1 2023
|
Citigroup Inc
|
BUY
|
- |
1KNew |
$52K - $61.3K
|
1K
$72.3K
|
|
|
May 15, 2023
Q1 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
994+ 7.69% |
$51.6K - $60.8K
|
13.9K
$1M
|
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
623+ 4.21% |
$32.3K - $38.1K
|
15.4K
$1.11M
|
|
|
May 22, 2023
Q1 2023
|
American Trust
Lexington, KY |
BUY
|
- |
616+ 12.85% |
$32K - $37.7K
|
5.41K
$390K
|
|
|
Apr 20, 2023
Q1 2023
|
Smithbridge Asset Management Inc
|
BUY
|
- |
549+ 9.03% |
$28.5K - $33.6K
|
6.63K
$478K
|
|
|
May 15, 2023
Q1 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
BUY
|
- |
403+ 4.56% |
$20.9K - $24.6K
|
9.24K
$667K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
374+ 2.96% |
$19.4K - $22.9K
|
13K
$939K
|
|
|
Apr 13, 2023
Q1 2023
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
228New |
$11.8K - $13.9K
|
228
$16.5K
|
|
|
May 05, 2023
Q1 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
50+ 28.41% |
$2.6K - $3.06K
|
226
$16.3K
|
|
|
May 17, 2023
Q1 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
44+ 0.61% |
$2.28K - $2.69K
|
7.23K
$522K
|
|
|
May 04, 2023
Q1 2023
|
Larson Financial Group LLC
|
BUY
|
- |
5+ 0.32% |
$260 - $306
|
1.55K
$112K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
5New |
$260 - $306
|
5
$361
|
|
|
May 15, 2023
Q1 2023
|
Mercer Global Advisors Inc
Denver, CO |
BUY
|
- |
3+ 0.06% |
$156 - $183
|
5.06K
$365K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-9- 0.2% |
$467 - $550
|
4.52K
$327K
|
|
|
May 12, 2023
Q1 2023
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-36- 0.43% |
$1.87K - $2.2K
|
8.26K
$596K
|
|
|
May 12, 2023
Q1 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-36- 0.6% |
$1.87K - $2.2K
|
5.96K
$430K
|
|
|
Apr 17, 2023
Q1 2023
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-50- 1.25% |
$2.6K - $3.06K
|
3.96K
$286K
|
|
|
May 04, 2023
Q1 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-81- 0.82% |
$4.2K - $4.95K
|
9.81K
$708K
|
|
|
Apr 27, 2023
Q1 2023
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-120- 1.33% |
$6.23K - $7.34K
|
8.91K
$643K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-163- 2.19% |
$8.46K - $9.96K
|
7.29K
$526K
|
|
|
May 15, 2023
Q1 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-241- 3.6% |
$12.5K - $14.7K
|
6.45K
$466K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-313- 35.09% |
$16.2K - $19.1K
|
579
$41.8K
|
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-374- 2.88% |
$19.4K - $22.9K
|
12.6K
$912K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-464- 9.82% |
$24.1K - $28.4K
|
4.26K
$308K
|
|
|
May 09, 2023
Q1 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-658- 1.35% |
$34.2K - $40.2K
|
48K
$3.47M
|
|
|
Apr 20, 2023
Q1 2023
|
Camelot Portfolios, LLC
|
SELL
|
- |
-788- 3.13% |
$40.9K - $48.2K
|
24.4K
$1.76M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-934- 6.7% |
$48.5K - $57.1K
|
13K
$939K
|
|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.11K- 5.78% |
$57.8K - $68K
|
18.2K
$1.31M
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-1.34K- 43.82% |
$69.8K - $82.2K
|
1.72K
$124K
|
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
SELL
|
- |
-1.55K- 8.42% |
$80.6K - $94.9K
|
16.9K
$1.22M
|
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-1.57K- 29.51% |
$81.6K - $96.1K
|
3.76K
$271K
|
|
|
May 01, 2023
Q1 2023
|
Marquette Asset Management, LLC
|
SELL
|
- |
-1.81K- 2.06% |
$93.8K - $110K
|
85.9K
$6.2M
|
|
|
Apr 12, 2023
Q1 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
SELL
|
- |
-1.9K- 24.91% |
$98.6K - $116K
|
5.73K
$413K
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.28KClosed |
$118K - $140K
|
0
$0
|
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.43K- 14.72% |
$126K - $149K
|
14.1K
$1.02M
|
|
|
May 05, 2023
Q1 2023
|
Truist Financial Corp
|
SELL
|
- |
-3.1K- 43.81% |
$161K - $190K
|
3.98K
$287K
|
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-3.34K- 3.46% |
$173K - $204K
|
93K
$6.72M
|
|
|
May 04, 2023
Q1 2023
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-3.69K- 9.15% |
$192K - $226K
|
36.6K
$2.64M
|
|
|
May 11, 2023
Q1 2023
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-3.98K- 45.42% |
$207K - $244K
|
4.79K
$346K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.71K- 36.03% |
$296K - $349K
|
10.1K
$732K
|