Purchases and Sales Made in Q2 2022 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q2 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 12, 2022
Q2 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
27.7K+ 53.5% |
$1.42M - $1.68M
|
79.6K
$5.39M
|
|
|
Aug 08, 2022
Q2 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
15.6K+ 9.43% |
$801K - $949K
|
182K
$12.3M
|
|
|
Aug 15, 2022
Q2 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
7.74K+ 51.02% |
$396K - $469K
|
22.9K
$1.55M
|
|
|
Aug 02, 2022
Q2 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
7.25K+ 16.31% |
$371K - $440K
|
51.7K
$3.51M
|
|
|
Aug 15, 2022
Q2 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
4.05K+ 48.66% |
$207K - $245K
|
12.4K
$838K
|
|
|
Aug 04, 2022
Q2 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
3.04K+ 2.58% |
$155K - $184K
|
121K
$8.19M
|
|
|
Sep 06, 2022
Q2 2022
|
Ifp Advisors, Inc
|
BUY
|
- |
2.75KNew |
$141K - $167K
|
2.75K
$186K
|
|
|
Aug 12, 2022
Q2 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
2.27KNew |
$116K - $138K
|
2.27K
$154K
|
|
|
Aug 08, 2022
Q2 2022
|
Aire Advisors, LLC
Beverly Hills, CA |
BUY
|
- |
1.01K+ 22.67% |
$51.6K - $61.2K
|
5.46K
$370K
|
|
|
Aug 11, 2022
Q2 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
934New |
$47.8K - $56.6K
|
934
$63.3K
|
|
|
Aug 08, 2022
Q2 2022
|
Bay Colony Advisory Group, Inc D
|
BUY
|
- |
920+ 10.47% |
$47.1K - $55.8K
|
9.71K
$658K
|
|
|
Aug 10, 2022
Q2 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
595+ 4.52% |
$30.5K - $36.1K
|
13.7K
$932K
|
|
|
Sep 16, 2022
Q2 2022
|
Private Trust CO Na
|
BUY
|
- |
580New |
$29.7K - $35.2K
|
580
$39.3K
|
|
|
Jul 15, 2022
Q2 2022
|
Marquette Asset Management, LLC
|
BUY
|
- |
350New |
$17.9K - $21.2K
|
350
$23.7K
|
|
|
Aug 15, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
317+ 0.24% |
$16.2K - $19.2K
|
134K
$9.1M
|
|
|
Oct 27, 2022
Q2 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
317+ 0.24% |
$16.2K - $19.2K
|
134K
$9.1M
|
|
|
Jul 28, 2022
Q2 2022
|
Pacific Sun Financial Corp
|
BUY
|
- |
310+ 3.75% |
$15.9K - $18.8K
|
8.58K
$582K
|
|
|
Jul 22, 2022
Q2 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
218+ 53.43% |
$11.2K - $13.2K
|
626
$42.4K
|
|
|
Aug 04, 2022
Q2 2022
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
140+ 3.55% |
$7.17K - $8.49K
|
4.09K
$277K
|
|
|
Aug 12, 2022
Q2 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
67+ 1.04% |
$3.43K - $4.06K
|
6.49K
$440K
|
|
|
Jul 26, 2022
Q2 2022
|
Venture Visionary Partners LLC
|
BUY
|
- |
44New |
$2.25K - $2.67K
|
44
$2.98K
|
|
|
Aug 15, 2022
Q2 2022
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
35+ 0.5% |
$1.79K - $2.12K
|
7.03K
$477K
|
|
|
Aug 09, 2022
Q2 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
20+ 0.19% |
$1.02K - $1.21K
|
10.4K
$707K
|
|
|
Aug 01, 2022
Q2 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
2+ 0.51% |
$102 - $121
|
395
$26.8K
|
|
|
Aug 09, 2022
Q2 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Lloyd Advisory Services, Llc.
Suwanee, GA |
SELL
|
- |
-1Closed |
$51.2 - $60.6
|
0
$0
|
|
|
Aug 15, 2022
Q2 2022
|
Frontier Wealth Management LLC
Kansas City, MO |
SELL
|
- |
-1- 0.01% |
$51.2 - $60.6
|
7K
$475K
|
|
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-18- 0.56% |
$921 - $1.09K
|
3.19K
$216K
|
|
|
Jul 13, 2022
Q2 2022
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-21- 0.48% |
$1.07K - $1.27K
|
4.39K
$298K
|
|
|
Aug 04, 2022
Q2 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-25- 1.31% |
$1.28K - $1.52K
|
1.88K
$128K
|
|
|
Aug 08, 2022
Q2 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-150Closed |
$7.68K - $9.1K
|
0
$0
|
|
|
Jul 28, 2022
Q2 2022
|
Cwm, LLC
|
SELL
|
- |
-151- 33.48% |
$7.73K - $9.16K
|
300
$20.3K
|
|
|
Aug 11, 2022
Q2 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-188- 2.12% |
$9.62K - $11.4K
|
8.67K
$588K
|
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-253Closed |
$12.9K - $15.3K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-449- 9.56% |
$23K - $27.2K
|
4.25K
$288K
|
|
|
Aug 11, 2022
Q2 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-618- 6.88% |
$31.6K - $37.5K
|
8.37K
$568K
|
|
|
Aug 09, 2022
Q2 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-829- 8.23% |
$42.4K - $50.3K
|
9.24K
$627K
|
|
|
Aug 10, 2022
Q2 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.24K- 15.6% |
$63.7K - $75.4K
|
6.73K
$456K
|
|
|
Aug 10, 2022
Q2 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-1.55K- 16.96% |
$79.2K - $93.9K
|
7.58K
$514K
|
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.56K- 9.43% |
$79.7K - $94.5K
|
15K
$1.01M
|
|
|
Jul 22, 2022
Q2 2022
|
Truist Financial Corp
|
SELL
|
- |
-1.71K- 14.46% |
$87.6K - $104K
|
10.1K
$687K
|
|
|
Aug 15, 2022
Q2 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-1.76K- 11.1% |
$89.9K - $106K
|
14.1K
$954K
|
|
|
Aug 12, 2022
Q2 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.93K- 22.43% |
$98.8K - $117K
|
6.68K
$453K
|
|
|
Jul 18, 2022
Q2 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-2.16K- 6.7% |
$111K - $131K
|
30.1K
$2.04M
|
|
|
Aug 12, 2022
Q2 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.23K- 10.29% |
$114K - $135K
|
19.4K
$1.32M
|
|
|
Aug 12, 2022
Q2 2022
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-2.42K- 1.88% |
$124K - $147K
|
126K
$8.57M
|
|
|
Aug 03, 2022
Q2 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-2.56K- 9.79% |
$131K - $155K
|
23.6K
$1.6M
|
|
|
Aug 12, 2022
Q2 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-2.75KClosed |
$141K - $167K
|
0
$0
|
|
|
Jul 25, 2022
Q2 2022
|
Marshall Financial Group LLC
|
SELL
|
- |
-3.74KClosed |
$191K - $227K
|
0
$0
|
|
|
Aug 12, 2022
Q2 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
SELL
|
- |
-3.76KClosed |
$192K - $228K
|
0
$0
|