Purchases and Sales Made in Q2 2023 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q2 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jul 31, 2023
Q2 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.8K+ 20.16% |
$927K - $1.08M
|
112K
$7.58M
|
|
|
Aug 07, 2023
Q2 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
10K+ 6.94% |
$494K - $575K
|
154K
$10.4M
|
|
|
Jul 11, 2023
Q2 2023
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
7.77K+ 28.51% |
$384K - $447K
|
35K
$2.38M
|
|
|
Aug 11, 2023
Q2 2023
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
7.49KNew |
$370K - $430K
|
7.49K
$508K
|
|
|
Aug 11, 2023
Q2 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
5.6K+ 64.69% |
$277K - $322K
|
14.3K
$967K
|
|
|
Aug 14, 2023
Q2 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
5.2K+ 74.42% |
$257K - $299K
|
12.2K
$826K
|
|
|
Aug 04, 2023
Q2 2023
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
3.57K+ 62.36% |
$176K - $205K
|
9.3K
$631K
|
|
|
Aug 14, 2023
Q2 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.88K+ 1.37% |
$92.7K - $108K
|
139K
$9.42M
|
|
|
Jul 20, 2023
Q2 2023
|
Smithbridge Asset Management Inc
|
BUY
|
- |
1.57K+ 25.79% |
$77.5K - $90.1K
|
7.65K
$519K
|
|
|
Aug 14, 2023
Q2 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
1.5K+ 9.33% |
$74.1K - $86.2K
|
17.6K
$1.19M
|
|
|
Aug 03, 2023
Q2 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.31K+ 10.36% |
$64.6K - $75.1K
|
13.9K
$945K
|
|
|
Aug 14, 2023
Q2 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
563+ 2.79% |
$27.8K - $32.3K
|
20.8K
$1.41M
|
|
|
Aug 14, 2023
Q2 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
483+ 83.42% |
$23.9K - $27.7K
|
1.06K
$72K
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
199+ 1.96% |
$9.83K - $11.4K
|
10.3K
$701K
|
|
|
Jul 28, 2023
Q2 2023
|
Wagner Wealth Management, LLC
Greenville, SC |
BUY
|
- |
68+ 0.94% |
$3.36K - $3.91K
|
7.3K
$495K
|
|
|
Aug 01, 2023
Q2 2023
|
Truist Financial Corp
|
BUY
|
- |
42+ 1.06% |
$2.07K - $2.41K
|
4.02K
$273K
|
|
|
Aug 10, 2023
Q2 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
35+ 0.23% |
$1.73K - $2.01K
|
15.5K
$1.05M
|
|
|
Aug 03, 2023
Q2 2023
|
Larson Financial Group LLC
|
BUY
|
- |
10+ 0.64% |
$494 - $575
|
1.56K
$106K
|
|
|
Aug 10, 2023
Q2 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Jul 31, 2023
Q2 2023
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-16- 0.16% |
$790 - $919
|
9.8K
$664K
|
|
|
Jul 25, 2023
Q2 2023
|
Camelot Portfolios, LLC
|
SELL
|
- |
-24- 0.1% |
$1.19K - $1.38K
|
24.3K
$1.65M
|
|
|
Aug 14, 2023
Q2 2023
|
Steward Partners Investment Advisory, LLC
|
SELL
|
- |
-42- 13.95% |
$2.07K - $2.41K
|
259
$17.6K
|
|
|
Aug 11, 2023
Q2 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-52- 1.22% |
$2.57K - $2.99K
|
4.21K
$286K
|
|
|
Aug 14, 2023
Q2 2023
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-81- 1.26% |
$4K - $4.65K
|
6.37K
$432K
|
|
|
Jul 13, 2023
Q2 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-136- 3.62% |
$6.72K - $7.81K
|
3.62K
$245K
|
|
|
Aug 14, 2023
Q2 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-154- 2.11% |
$7.61K - $8.85K
|
7.13K
$484K
|
|
|
Aug 11, 2023
Q2 2023
|
Smith, Moore & Co.
Clayton, MO |
SELL
|
- |
-159- 1.92% |
$7.85K - $9.13K
|
8.1K
$549K
|
|
|
Jul 17, 2023
Q2 2023
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-200- 5.05% |
$9.88K - $11.5K
|
3.76K
$255K
|
|
|
Jul 28, 2023
Q2 2023
|
Marquette Asset Management, LLC
|
SELL
|
- |
-262- 0.3% |
$12.9K - $15.1K
|
85.7K
$5.81M
|
|
|
Aug 10, 2023
Q2 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-279- 1.54% |
$13.8K - $16K
|
17.9K
$1.21M
|
|
|
Jul 25, 2023
Q2 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-289- 6.39% |
$14.3K - $16.6K
|
4.24K
$287K
|
|
|
Aug 09, 2023
Q2 2023
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-309- 3.35% |
$15.3K - $17.8K
|
8.93K
$605K
|
|
|
Jul 21, 2023
Q2 2023
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-400- 9.13% |
$19.8K - $23K
|
3.98K
$270K
|
|
|
Jul 18, 2023
Q2 2023
|
Smithbridge Asset Management Inc
|
SELL
|
- |
-549- 8.28% |
$27.1K - $31.5K
|
6.08K
$412K
|
|
|
Aug 10, 2023
Q2 2023
|
Citigroup Inc
|
SELL
|
- |
-575- 57.39% |
$28.4K - $33K
|
427
$29K
|
|
|
Aug 14, 2023
Q2 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-584- 33.89% |
$28.8K - $33.6K
|
1.14K
$77.2K
|
|
|
Jul 18, 2023
Q2 2023
|
Noble Family Wealth, LLC
Clearwater, FL |
SELL
|
- |
-886- 2.85% |
$43.8K - $50.9K
|
30.2K
$2.05M
|
|
|
Aug 11, 2023
Q2 2023
|
Mariner, LLC
Overland Park, KS |
SELL
|
- |
-968- 16.26% |
$47.8K - $55.6K
|
4.99K
$338K
|
|
|
Aug 04, 2023
Q2 2023
|
Envestnet Asset Management Inc
|
SELL
|
- |
-1.15K- 8.13% |
$56.7K - $65.9K
|
13K
$878K
|
|
|
Aug 14, 2023
Q2 2023
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.2K- 23.74% |
$59.3K - $69K
|
3.86K
$262K
|
|
|
Aug 11, 2023
Q2 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.49K- 3.11% |
$73.7K - $85.7K
|
46.5K
$3.16M
|
|
|
Aug 11, 2023
Q2 2023
|
Ubs Group Ag
|
SELL
|
- |
-2.72K- 16.09% |
$134K - $156K
|
14.2K
$961K
|
|
|
Aug 11, 2023
Q2 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-3.5K- 2.05% |
$173K - $201K
|
167K
$11.3M
|
|
|
Aug 14, 2023
Q2 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-10.3K- 73.86% |
$508K - $590K
|
3.64K
$247K
|
|
|
Aug 15, 2023
Q2 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-11K- 9.33% |
$542K - $631K
|
107K
$7.24M
|
|
|
Aug 10, 2023
Q2 2023
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-12.5K- 34.06% |
$616K - $717K
|
24.2K
$1.64M
|