Purchases and Sales Made in Q3 2022 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
181KNew |
$9.06M - $11M
|
181K
$13.1M
|
|
|
Oct 19, 2022
Q3 2022
|
Hb Wealth Management, LLC
|
BUY
|
- |
25KNew |
$1.25M - $1.52M
|
25K
$1.8M
|
|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
16KNew |
$801K - $973K
|
16K
$1.16M
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
BUY
|
- |
10.9K+ 13.73% |
$546K - $663K
|
90.5K
$6.53M
|
|
|
Nov 16, 2022
Q3 2022
|
Captrust Financial Advisors
Raleigh, NC |
BUY
|
- |
6.7KNew |
$335K - $407K
|
6.7K
$484K
|
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
6.01K+ 89.98% |
$300K - $365K
|
12.7K
$916K
|
|
|
Nov 10, 2022
Q3 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
5.96KNew |
$298K - $362K
|
5.96K
$430K
|
|
|
Oct 25, 2022
Q3 2022
|
Smithbridge Asset Management Inc
|
BUY
|
- |
5.36KNew |
$268K - $326K
|
5.36K
$387K
|
|
|
Oct 06, 2022
Q3 2022
|
Marquette Asset Management, LLC
|
BUY
|
- |
5.18K+ 1478.57% |
$259K - $314K
|
5.53K
$399K
|
|
|
Nov 01, 2022
Q3 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
4.66KNew |
$233K - $283K
|
4.66K
$336K
|
|
|
Nov 16, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
4.12KNew |
$206K - $250K
|
4.12K
$298K
|
|
|
Nov 09, 2022
Q3 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
3.39K+ 2.81% |
$170K - $206K
|
124K
$8.96M
|
|
|
Nov 14, 2022
Q3 2022
|
Almanack Investment Partners, Llc.
Wayne, PA |
BUY
|
- |
2.49KNew |
$124K - $151K
|
2.49K
$180K
|
|
|
Nov 14, 2022
Q3 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
1.48K+ 22.82% |
$74.1K - $89.9K
|
7.97K
$575K
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
1.15K+ 0.63% |
$57.5K - $69.8K
|
183K
$13.2M
|
|
|
Nov 14, 2022
Q3 2022
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
410+ 5.83% |
$20.5K - $24.9K
|
7.44K
$537K
|
|
|
Oct 28, 2022
Q3 2022
|
Walkner Condon Financial Advisors LLC
|
BUY
|
- |
350+ 8.56% |
$17.5K - $21.2K
|
4.44K
$320K
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
334+ 2.69% |
$16.7K - $20.3K
|
12.8K
$920K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
281+ 6.62% |
$14.1K - $17.1K
|
4.53K
$327K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
240+ 393.44% |
$12K - $14.6K
|
301
$21.7K
|
|
|
Oct 11, 2022
Q3 2022
|
Householder Group Estate & Retirement Specialist, LLC
|
BUY
|
- |
228New |
$11.4K - $13.8K
|
228
$16.5K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
160+ 1.16% |
$8K - $9.71K
|
13.9K
$1M
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
61+ 1.39% |
$3.05K - $3.7K
|
4.45K
$321K
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
50New |
$2.5K - $3.04K
|
50
$3.61K
|
|
|
Nov 09, 2022
Q3 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
BUY
|
- |
41+ 0.39% |
$2.05K - $2.49K
|
10.5K
$755K
|
|
|
Nov 14, 2022
Q3 2022
|
Pacific Sun Financial Corp
|
BUY
|
- |
20+ 0.23% |
$1K - $1.21K
|
8.6K
$621K
|
|
|
Nov 14, 2022
Q3 2022
|
Ellis Investment Partners, LLC
|
BUY
|
- |
2+ 0.51% |
$100 - $121
|
397
$28.7K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-10- 0.08% |
$500 - $607
|
12.3K
$891K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisors LLC
Denver, CO |
SELL
|
- |
-35- 0.42% |
$1.75K - $2.12K
|
8.34K
$602K
|
|
|
Nov 03, 2022
Q3 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-89- 4.73% |
$4.45K - $5.4K
|
1.79K
$129K
|
|
|
Nov 09, 2022
Q3 2022
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-141- 1.86% |
$7.05K - $8.56K
|
7.44K
$537K
|
|
|
Nov 14, 2022
Q3 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-186- 2.15% |
$9.3K - $11.3K
|
8.48K
$612K
|
|
|
Nov 15, 2022
Q3 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-197- 2.93% |
$9.85K - $12K
|
6.53K
$471K
|
|
|
Nov 08, 2022
Q3 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-274- 9.98% |
$13.7K - $16.6K
|
2.47K
$178K
|
|
|
Nov 14, 2022
Q3 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-314- 3.4% |
$15.7K - $19.1K
|
8.93K
$644K
|
|
|
Nov 03, 2022
Q3 2022
|
Global Retirement Partners, LLC
|
SELL
|
- |
-346- 66.28% |
$17.3K - $21K
|
176
$12.7K
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-406- 4.01% |
$20.3K - $24.6K
|
9.72K
$702K
|
|
|
Oct 28, 2022
Q3 2022
|
Aire Advisors, LLC
Beverly Hills, CA |
SELL
|
- |
-430- 7.88% |
$21.5K - $26.1K
|
5.03K
$363K
|
|
|
Oct 27, 2022
Q3 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-450- 4.64% |
$22.5K - $27.3K
|
9.26K
$668K
|
|
|
Nov 02, 2022
Q3 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.28K- 2.47% |
$63.8K - $77.5K
|
50.4K
$3.64M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-1.52K- 7.83% |
$76.1K - $92.4K
|
17.9K
$1.29M
|
|
|
Nov 14, 2022
Q3 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
SELL
|
- |
-2.27KClosed |
$113K - $138K
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-2.64K- 17.66% |
$132K - $160K
|
12.3K
$890K
|
|
|
Oct 31, 2022
Q3 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-2.82K- 9.37% |
$141K - $171K
|
27.3K
$1.97M
|
|
|
Nov 02, 2022
Q3 2022
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-2.9K- 6.67% |
$145K - $176K
|
40.6K
$2.93M
|
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
SELL
|
- |
-3.06K- 13.88% |
$153K - $186K
|
19K
$1.37M
|
|
|
Nov 10, 2022
Q3 2022
|
Envestnet Asset Management Inc
|
SELL
|
- |
-3.15K- 13.38% |
$158K - $191K
|
20.4K
$1.47M
|
|
|
Nov 14, 2022
Q3 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-3.47K- 24.7% |
$174K - $211K
|
10.6K
$764K
|
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-6.88K- 5.13% |
$344K - $418K
|
127K
$9.19M
|