Purchases and Sales Made in Q4 2022 in First Trust Dow Jones Select M (FDM)
This table provides information about the institutional ownership of First Trust Dow Jones Select M (FDM) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST DOW JONES SELECT M.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Jan 12, 2023
Q4 2022
|
Marquette Asset Management, LLC
|
BUY
|
- |
82.2K+ 1487.95% |
$4.2M - $4.88M
|
87.7K
$5.95M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
28.1K+ 32.34% |
$1.43M - $1.67M
|
115K
$7.79M
|
|
|
Feb 10, 2023
Q4 2022
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
22.6K+ 178.43% |
$1.16M - $1.34M
|
35.3K
$2.39M
|
|
|
Feb 06, 2023
Q4 2022
|
Arkansas Financial Group, Inc.
|
BUY
|
- |
17.5KNew |
$893K - $1.04M
|
17.5K
$1.19M
|
|
|
Feb 13, 2023
Q4 2022
|
Kayne Anderson Rudnick Investment Management LLC
Los Angeles, CA |
BUY
|
- |
13.9K+ 336.9% |
$710K - $825K
|
18K
$1.22M
|
|
|
Feb 09, 2023
Q4 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
9.66K+ 7.78% |
$493K - $574K
|
134K
$9.07M
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
6.94K+ 56.33% |
$355K - $412K
|
19.3K
$1.31M
|
|
|
Feb 16, 2023
Q4 2022
|
American Trust
Lexington, KY |
BUY
|
- |
4.79KNew |
$245K - $285K
|
4.79K
$325K
|
|
|
Feb 13, 2023
Q4 2022
|
Aire Advisors, LLC
Beverly Hills, CA |
BUY
|
- |
4.49K+ 89.22% |
$229K - $267K
|
9.52K
$645K
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
3.83K+ 30.02% |
$196K - $227K
|
16.6K
$1.12M
|
|
|
Feb 10, 2023
Q4 2022
|
Core Cap Advisors, LLC
Southfield, MI |
BUY
|
- |
1.46KNew |
$74.4K - $86.5K
|
1.46K
$98.7K
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.25K+ 0.98% |
$63.7K - $74.1K
|
129K
$8.72M
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
892New |
$45.6K - $53K
|
892
$60.5K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
887+ 6.38% |
$45.3K - $52.7K
|
14.8K
$1M
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
874+ 19.63% |
$44.7K - $51.9K
|
5.33K
$361K
|
|
|
Mar 01, 2023
Q4 2022
|
Smithbridge Asset Management Inc
|
BUY
|
- |
716+ 13.35% |
$36.6K - $42.5K
|
6.08K
$412K
|
|
|
Feb 13, 2023
Q4 2022
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
325+ 4.08% |
$16.6K - $19.3K
|
8.3K
$563K
|
|
|
Feb 13, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
281+ 2.28% |
$14.4K - $16.7K
|
12.6K
$856K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
225New |
$11.5K - $13.4K
|
225
$15.3K
|
|
|
Jan 30, 2023
Q4 2022
|
Geneos Wealth Management Inc.
|
BUY
|
- |
200New |
$10.2K - $11.9K
|
200
$13.6K
|
|
|
Feb 14, 2023
Q4 2022
|
Atlas Private Wealth Advisors
Matawan, NJ |
BUY
|
- |
185+ 2.49% |
$9.46K - $11K
|
7.63K
$517K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
75New |
$3.83K - $4.46K
|
75
$5.09K
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
69+ 1.48% |
$3.53K - $4.1K
|
4.73K
$321K
|
|
|
Jan 19, 2023
Q4 2022
|
Asset Dedication, LLC
|
BUY
|
- |
46New |
$2.35K - $2.73K
|
46
$3.12K
|
|
|
Feb 14, 2023
Q4 2022
|
Mariner, LLC
Overland Park, KS |
BUY
|
- |
36+ 0.6% |
$1.84K - $2.14K
|
5.99K
$406K
|
|
|
Feb 13, 2023
Q4 2022
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
24New |
$1.23K - $1.43K
|
24
$1.63K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
10+ 0.13% |
$511 - $594
|
7.45K
$505K
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
5+ 0.11% |
$256 - $297
|
4.53K
$307K
|
|
|
Jan 10, 2023
Q4 2022
|
Gradient Investments LLC
|
BUY
|
- |
3New |
$153 - $178
|
3
$203
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Feb 15, 2023
Q4 2022
|
Captrust Financial Advisors
Raleigh, NC |
SELL
|
- |
-5- 0.07% |
$256 - $297
|
6.7K
$454K
|
|
|
Jan 25, 2023
Q4 2022
|
Walkner Condon Financial Advisors LLC
|
SELL
|
- |
-60- 1.35% |
$3.07K - $3.56K
|
4.38K
$297K
|
|
|
Feb 09, 2023
Q4 2022
|
Td Ameritrade Investment Management, LLC
Omaha, NE |
SELL
|
- |
-93- 1.04% |
$4.75K - $5.52K
|
8.83K
$599K
|
|
|
Feb 15, 2023
Q4 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-125- 3.92% |
$6.39K - $7.43K
|
3.07K
$208K
|
|
|
Jan 20, 2023
Q4 2022
|
Naples Global Advisors, LLC
Naples, FL |
SELL
|
- |
-150- 3.61% |
$7.67K - $8.91K
|
4.01K
$272K
|
|
|
Feb 07, 2023
Q4 2022
|
Ifp Advisors, Inc
|
SELL
|
- |
-189- 7.65% |
$9.66K - $11.2K
|
2.28K
$155K
|
|
|
Feb 01, 2023
Q4 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-228- 2.46% |
$11.7K - $13.5K
|
9.03K
$612K
|
|
|
Feb 10, 2023
Q4 2022
|
Wescap Management Group, Inc.
Glendale, CA |
SELL
|
- |
-236- 0.58% |
$12.1K - $14K
|
40.3K
$2.73M
|
|
|
Feb 03, 2023
Q4 2022
|
Larson Financial Group LLC
|
SELL
|
- |
-247- 13.78% |
$12.6K - $14.7K
|
1.55K
$105K
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
SELL
|
- |
-468- 8.95% |
$23.9K - $27.8K
|
4.76K
$323K
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
SELL
|
- |
-544- 2.87% |
$27.8K - $32.3K
|
18.4K
$1.25M
|
|
|
Feb 03, 2023
Q4 2022
|
Ausdal Financial Partners, Inc.
Davenport, IA |
SELL
|
- |
-570- 5.45% |
$29.1K - $33.9K
|
9.9K
$671K
|
|
|
Feb 14, 2023
Q4 2022
|
Wagner Wealth Management, LLC
Greenville, SC |
SELL
|
- |
-1.29K- 15.25% |
$66.1K - $76.8K
|
7.19K
$487K
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-1.31K- 9.39% |
$66.9K - $77.7K
|
12.6K
$856K
|
|
|
Feb 08, 2023
Q4 2022
|
Mercer Global Advisors Inc
Denver, CO |
SELL
|
- |
-1.48K- 22.58% |
$75.4K - $87.6K
|
5.06K
$343K
|
|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-1.73K- 3.42% |
$88.2K - $102K
|
48.7K
$3.3M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-2.06K- 11.51% |
$105K - $122K
|
15.8K
$1.07M
|
|
|
Jan 25, 2023
Q4 2022
|
Camelot Portfolios, LLC
|
SELL
|
- |
-2.16K- 7.9% |
$110K - $128K
|
25.1K
$1.7M
|
|
|
Feb 17, 2023
Q4 2022
|
Truist Financial Corp
|
SELL
|
- |
-2.64K- 27.18% |
$135K - $157K
|
7.08K
$480K
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
SELL
|
- |
-3.11K- 19.38% |
$159K - $184K
|
12.9K
$876K
|