Purchases and Sales Made in Q3 2022 in First Tr Fd Dow Jones (FDN)
This table provides information about the institutional ownership of First Tr Fd Dow Jones (FDN) during Q3 2022. The information is specifically focused on institutions that hold shares of FIRST TR FD DOW JONES.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 04, 2022
Q3 2022
|
Prudential Financial Inc
Newark, NJ |
SELL
|
- |
-1.12K- 41.07% |
$140K - $175K
|
1.61K
$423K
|
|
|
Nov 14, 2022
Q3 2022
|
Pacific Sun Financial Corp
|
SELL
|
- |
-1.13K- 3.11% |
$141K - $176K
|
35.1K
$9.23M
|
|
|
Nov 09, 2022
Q3 2022
|
Ten Capital Wealth Advisors, LLC
Spokane, WA |
SELL
|
- |
-1.21K- 30.21% |
$151K - $188K
|
2.79K
$734K
|
|
|
Feb 10, 2023
Q3 2022
|
Core Cap Advisors, LLC
Southfield, MI |
SELL
|
- |
-1.26K- 9.49% |
$158K - $197K
|
12K
$3.17M
|
|
|
Nov 14, 2022
Q3 2022
|
United Capital Financial Advisers, LLC
Newport Beach, CA |
SELL
|
- |
-1.39K- 0.65% |
$173K - $216K
|
211K
$55.5M
|
|
|
Nov 14, 2022
Q3 2022
|
Psagot Value Holdings Ltd.
Tel Aviv, L3 |
SELL
|
- |
-1.47K- 56.74% |
$184K - $230K
|
1.12K
$296K
|
|
|
Nov 04, 2022
Q3 2022
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-1.51K- 24.27% |
$188K - $235K
|
4.7K
$1.24M
|
|
|
Nov 14, 2022
Q3 2022
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-1.53K- 0.76% |
$191K - $239K
|
201K
$52.8M
|
|
|
Nov 14, 2022
Q3 2022
|
First Trust Advisors LP
Wheaton, IL |
SELL
|
- |
-1.55K- 5.34% |
$194K - $241K
|
27.4K
$7.22M
|
|
|
Nov 14, 2022
Q3 2022
|
Advisory Services Network, LLC
|
SELL
|
- |
-1.6K- 13.57% |
$200K - $249K
|
10.2K
$2.67M
|
|
|
Nov 14, 2022
Q3 2022
|
Choate Investment Advisors
Boston, MA |
SELL
|
- |
-1.63K- 22.54% |
$204K - $254K
|
5.61K
$1.47M
|
|
|
Nov 03, 2022
Q3 2022
|
Creative Planning
Overland Park, KS |
SELL
|
- |
-1.71K- 8.32% |
$214K - $266K
|
18.8K
$4.95M
|
|
|
Nov 14, 2022
Q3 2022
|
Oppenheimer & CO Inc
New York, NY |
SELL
|
- |
-1.81K- 18.61% |
$227K - $283K
|
7.93K
$2.09M
|
|
|
Nov 14, 2022
Q3 2022
|
Quad Cities Investment Group, LLC
Davenport, IA |
SELL
|
- |
-1.89K- 22.53% |
$237K - $295K
|
6.51K
$1.71M
|
|
|
Nov 15, 2022
Q3 2022
|
Regal Investment Advisors LLC
Kentwood, MI |
SELL
|
- |
-2.13K- 9.17% |
$267K - $333K
|
21.1K
$5.56M
|
|
|
Oct 27, 2022
Q3 2022
|
Bay Colony Advisory Group, Inc D
|
SELL
|
- |
-2.32K- 19.05% |
$291K - $362K
|
9.88K
$2.6M
|
|
|
Nov 10, 2022
Q3 2022
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-2.36K- 9.49% |
$295K - $368K
|
22.5K
$5.92M
|
|
|
Jul 10, 2024
Q3 2022
|
Strategic Financial Partners, Ltd.
Bend, OR |
SELL
|
- |
-2.37KClosed |
$297K - $370K
|
0
$0
|
|
|
Nov 01, 2022
Q3 2022
|
Woodward Diversified Capital, LLC
|
SELL
|
- |
-2.46K- 32.81% |
$308K - $384K
|
5.05K
$1.33M
|
|
|
Feb 13, 2023
Q3 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-2.61K- 5.87% |
$327K - $407K
|
41.9K
$11M
|
|
|
Nov 14, 2022
Q3 2022
|
Kraematon Investment Advisors, Inc
|
SELL
|
- |
-2.92K- 32.6% |
$366K - $456K
|
6.04K
$1.59M
|
|
|
Oct 26, 2022
Q3 2022
|
Sequoia Financial Advisors, LLC
|
SELL
|
- |
-2.96K- 4.12% |
$370K - $461K
|
68.9K
$18.1M
|
|
|
Oct 13, 2022
Q3 2022
|
Activest Wealth Management
|
SELL
|
- |
-3.05KClosed |
$381K - $475K
|
0
$0
|
|
|
Oct 24, 2022
Q3 2022
|
Tru Wealth Advisors, LLC
|
SELL
|
- |
-3.19K- 22.82% |
$399K - $497K
|
10.8K
$2.83M
|
|
|
Nov 07, 2022
Q3 2022
|
Spire Wealth Management
|
SELL
|
- |
-3.47K- 35.13% |
$434K - $541K
|
6.4K
$1.68M
|
|
|
Nov 04, 2022
Q3 2022
|
Western Wealth Management, LLC
|
SELL
|
- |
-3.7K- 11.76% |
$462K - $576K
|
27.7K
$7.29M
|
|
|
Oct 26, 2022
Q3 2022
|
Truist Financial Corp
|
SELL
|
- |
-3.98K- 2.3% |
$498K - $621K
|
169K
$44.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Ameriprise Financial Inc
Minneapolis, MN |
SELL
|
- |
-4.35K- 2.48% |
$544K - $678K
|
171K
$44.9M
|
|
|
Nov 10, 2022
Q3 2022
|
Connectus Wealth, LLC
Cincinnati, OH |
SELL
|
- |
-4.6K- 72.56% |
$576K - $718K
|
1.74K
$458K
|
|
|
Nov 14, 2022
Q3 2022
|
Financial Advocates Investment Management
Olympia, WA |
SELL
|
- |
-4.95K- 19.29% |
$619K - $772K
|
20.7K
$5.44M
|
|
|
Nov 14, 2022
Q3 2022
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-5.01K- 4.55% |
$626K - $781K
|
105K
$27.6M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
SELL
|
- |
-5.02K- 27.1% |
$628K - $782K
|
13.5K
$3.55M
|
|
|
Nov 09, 2022
Q3 2022
|
Beacon Pointe Advisors, LLC
Newport Beach, CA |
SELL
|
- |
-5.05K- 33.68% |
$632K - $788K
|
9.95K
$2.62M
|
|
|
Oct 28, 2022
Q3 2022
|
Ifg Advisory, LLC
|
SELL
|
- |
-5.08K- 28.54% |
$635K - $791K
|
12.7K
$3.34M
|
|
|
Nov 01, 2022
Q3 2022
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-5.12K- 14.45% |
$641K - $799K
|
30.3K
$7.98M
|
|
|
Nov 09, 2022
Q3 2022
|
Rollins Financial
|
SELL
|
- |
-5.31K- 15.89% |
$664K - $828K
|
28.1K
$7.39M
|
|
|
Oct 04, 2022
Q3 2022
|
Csenge Advisory Group
|
SELL
|
- |
-5.32K- 69.17% |
$665K - $829K
|
2.37K
$623K
|
|
|
Nov 02, 2022
Q3 2022
|
Flaharty Asset Management, LLC
|
SELL
|
- |
-5.55K- 21.2% |
$694K - $865K
|
20.6K
$5.42M
|
|
|
Nov 14, 2022
Q3 2022
|
Geneos Wealth Management Inc.
|
SELL
|
- |
-5.57K- 22.98% |
$697K - $869K
|
18.7K
$4.91M
|
|
|
Oct 31, 2022
Q3 2022
|
Center Star Asset Management, LLC
|
SELL
|
- |
-7.31K- 94.15% |
$914K - $1.14M
|
454
$119K
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-7.53K- 3.86% |
$942K - $1.17M
|
188K
$49.4M
|
|
|
Nov 14, 2022
Q3 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
SELL
|
- |
-8.38K- 23.84% |
$1.05M - $1.31M
|
26.8K
$7.04M
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
SELL
|
- |
-10.7K- 68.19% |
$1.34M - $1.67M
|
4.98K
$1.31M
|
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
SELL
|
- |
-10.9K- 12.67% |
$1.37M - $1.7M
|
75.2K
$19.8M
|
|
|
Nov 09, 2022
Q3 2022
|
Blair William & CO
Chicago, IL |
SELL
|
- |
-11.1K- 40.08% |
$1.38M - $1.72M
|
16.5K
$4.35M
|
|
|
Feb 16, 2023
Q3 2022
|
Bensler, LLC
Bellevue, WA |
SELL
|
- |
-13.3K- 18.26% |
$1.66M - $2.07M
|
59.5K
$15.6M
|
|
|
Nov 14, 2022
Q3 2022
|
Quantitative Investment Management, LLC
Charlottesville, VA |
SELL
|
- |
-13.5K- 57.7% |
$1.68M - $2.1M
|
9.87K
$2.59M
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-13.7K- 99.11% |
$1.71M - $2.13M
|
123
$32.3K
|
|
|
Oct 28, 2022
Q3 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-17K- 39.59% |
$2.12M - $2.65M
|
25.9K
$6.81M
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-17.5K- 6.73% |
$2.19M - $2.73M
|
242K
$63.8M
|