Purchases and Sales Made in Q3 2022 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q3 2022. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2022
Q3 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
50.1K+ 290.4% |
$848K - $1.03M
|
67.3K
$1.57M
|
|
|
Nov 14, 2022
Q3 2022
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
29.9K+ 92.15% |
$507K - $617K
|
62.4K
$1.45M
|
|
|
Oct 25, 2022
Q3 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
27KNew |
$457K - $557K
|
27K
$629K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
17.7K+ 3.04% |
$299K - $365K
|
600K
$14M
|
|
|
Nov 14, 2022
Q3 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
16.2KNew |
$274K - $334K
|
16.2K
$377K
|
|
|
Oct 11, 2022
Q3 2022
|
Novare Capital Management LLC
|
BUY
|
- |
15.7K+ 9.45% |
$265K - $323K
|
182K
$4.23M
|
|
|
Nov 08, 2022
Q3 2022
|
Advisors Asset Management, Inc.
Monument, CO |
BUY
|
- |
15.7K+ 6.05% |
$265K - $323K
|
275K
$6.4M
|
|
|
Mar 17, 2023
Q3 2022
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
15.1KNew |
$256K - $312K
|
15.1K
$353K
|
|
|
Nov 07, 2022
Q3 2022
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
14.9KNew |
$252K - $307K
|
14.9K
$347K
|
|
|
Nov 07, 2022
Q3 2022
|
Arete Wealth Advisors, LLC
Chicago, IL |
BUY
|
- |
14.7KNew |
$248K - $302K
|
14.7K
$341K
|
|
|
Nov 08, 2022
Q3 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
13KNew |
$220K - $269K
|
13K
$303K
|
|
|
Nov 22, 2022
Q3 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
11.3KNew |
$191K - $232K
|
11.3K
$263K
|
|
|
Nov 14, 2022
Q3 2022
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
10.8KNew |
$183K - $223K
|
10.8K
$251K
|
|
|
Nov 09, 2022
Q3 2022
|
Peterson Wealth Services
|
BUY
|
- |
10.1K+ 34.92% |
$171K - $208K
|
39K
$909K
|
|
|
Nov 14, 2022
Q3 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
9.34K+ 6.39% |
$158K - $193K
|
155K
$3.62M
|
|
|
Oct 31, 2022
Q3 2022
|
Raymond James Trust N.A.
|
BUY
|
- |
9.13K+ 28.03% |
$155K - $188K
|
41.7K
$972K
|
|
|
Nov 14, 2022
Q3 2022
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
8.13K+ 104.7% |
$138K - $168K
|
15.9K
$370K
|
|
|
Nov 14, 2022
Q3 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
7.8K+ 12.26% |
$132K - $161K
|
71.5K
$1.66M
|
|
|
Nov 14, 2022
Q3 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
6.56K+ 3.64% |
$111K - $135K
|
187K
$4.35M
|
|
|
Nov 14, 2022
Q3 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
3.94K+ 11.55% |
$66.7K - $81.3K
|
38.1K
$886K
|
|
|
Oct 25, 2022
Q3 2022
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
3.59K+ 0.48% |
$60.8K - $74.1K
|
749K
$17.4M
|
|
|
Nov 14, 2022
Q3 2022
|
O'Shaughnessy Asset Management, LLC
Stamford, CT |
BUY
|
- |
3.45K+ 20.45% |
$58.3K - $71.1K
|
20.3K
$473K
|
|
|
Nov 14, 2022
Q3 2022
|
Natixis
Paris, I0 |
BUY
|
- |
3.42K+ 26.88% |
$57.9K - $70.5K
|
16.1K
$376K
|
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
2K+ 7.03% |
$33.8K - $41.2K
|
30.4K
$709K
|
|
|
Nov 14, 2022
Q3 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
1.77K+ 3.36% |
$30K - $36.5K
|
54.5K
$1.27M
|
|
|
Oct 27, 2022
Q3 2022
|
First Personal Financial Services
|
BUY
|
- |
1.5KNew |
$25.4K - $30.9K
|
1.5K
$34.9K
|
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
1.43KNew |
$24.3K - $29.6K
|
1.43K
$33.4K
|
|
|
Nov 14, 2022
Q3 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
1.43K+ 17.34% |
$24.2K - $29.5K
|
9.7K
$226K
|
|
|
Nov 01, 2022
Q3 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.17K+ 4.04% |
$19.7K - $24K
|
30K
$698K
|
|
|
Nov 10, 2022
Q3 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
1.05K+ 3.43% |
$17.8K - $21.7K
|
31.7K
$738K
|
|
|
Oct 13, 2022
Q3 2022
|
Pfg Advisors
|
BUY
|
- |
851+ 2.27% |
$14.4K - $17.5K
|
38.3K
$893K
|
|
|
Nov 10, 2022
Q3 2022
|
Banque Pictet & Cie Sa
|
BUY
|
- |
783+ 2.52% |
$13.2K - $16.1K
|
31.9K
$743K
|
|
|
Nov 14, 2022
Q3 2022
|
Pictet North America Advisors Sa
|
BUY
|
- |
783+ 2.52% |
$13.2K - $16.1K
|
31.9K
$743K
|
|
|
Nov 14, 2022
Q3 2022
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
700+ 36.84% |
$11.8K - $14.4K
|
2.6K
$60.6K
|
|
|
Nov 01, 2022
Q3 2022
|
Kingfisher Capital LLC
|
BUY
|
- |
546+ 2.42% |
$9.24K - $11.3K
|
23.1K
$539K
|
|
|
Nov 01, 2022
Q3 2022
|
All Square Wealth Management LLC
Albany, NY |
BUY
|
- |
500New |
$8.46K - $10.3K
|
500
$11.6K
|
|
|
Oct 18, 2022
Q3 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
462+ 264.0% |
$7.82K - $9.53K
|
637
$14.8K
|
|
|
Nov 10, 2022
Q3 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
446+ 2.58% |
$7.55K - $9.2K
|
17.7K
$412K
|
|
|
Oct 17, 2022
Q3 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
318+ 3.08% |
$5.38K - $6.56K
|
10.6K
$248K
|
|
|
Oct 27, 2022
Q3 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
300+ 2.43% |
$5.08K - $6.19K
|
12.7K
$295K
|
|
|
Nov 03, 2022
Q3 2022
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
144+ 0.34% |
$2.44K - $2.97K
|
42K
$978K
|
|
|
Oct 07, 2022
Q3 2022
|
Massmutual Trust CO Fsb
|
BUY
|
- |
130New |
$2.2K - $2.68K
|
130
$3.03K
|
|
|
Nov 15, 2022
Q3 2022
|
Mai Capital Management
|
BUY
|
- |
57+ 0.43% |
$964 - $1.18K
|
13.3K
$310K
|
|
|
Oct 17, 2022
Q3 2022
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
33+ 0.68% |
$558 - $680
|
4.89K
$114K
|
|
|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-99- 1.18% |
$1.68K - $2.04K
|
8.28K
$193K
|
|
|
Nov 10, 2022
Q3 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-142- 12.76% |
$2.4K - $2.93K
|
971
$22.6K
|
|
|
Nov 14, 2022
Q3 2022
|
Jpmorgan Chase & CO
New York, NY |
SELL
|
- |
-200- 6.9% |
$3.38K - $4.12K
|
2.7K
$62.9K
|
|
|
Nov 14, 2022
Q3 2022
|
Magnolia Capital Advisors LLC
Jackson, MS |
SELL
|
- |
-221- 1.15% |
$3.74K - $4.56K
|
19K
$444K
|
|
|
Nov 14, 2022
Q3 2022
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-334- 0.64% |
$5.65K - $6.89K
|
51.4K
$1.2M
|