Purchases and Sales Made in Q3 2023 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q3 2023. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
David A. Siegel
Two Sigma Advisers, LP | New York, Ny
|
BUY
|
- |
319K+ 269.48% |
$6M - $6.69M
|
438K
$9.89M
|
|
|
Nov 14, 2023
Q3 2023
|
Two Sigma Investments, LP
New York, NY |
BUY
|
- |
294K+ 231.49% |
$5.54M - $6.18M
|
422K
$9.53M
|
|
|
Nov 13, 2023
Q3 2023
|
Acadian Asset Management LLC
Boston, MA |
BUY
|
- |
243KNew |
$4.57M - $5.1M
|
243K
$5.49M
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
154KNew |
$2.9M - $3.24M
|
154K
$3.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
152K+ 461.76% |
$2.86M - $3.19M
|
185K
$4.18M
|
|
|
Nov 14, 2023
Q3 2023
|
Quadrature Capital LTD
London, X0 |
BUY
|
- |
148K+ 266.25% |
$2.79M - $3.11M
|
204K
$4.61M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
123KNew |
$2.31M - $2.58M
|
123K
$2.78M
|
|
|
Nov 13, 2023
Q3 2023
|
Connor, Clark & Lunn Investment Management Ltd.
|
BUY
|
- |
98.8KNew |
$1.86M - $2.07M
|
98.8K
$2.23M
|
|
|
Oct 16, 2023
Q3 2023
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
71.3KNew |
$1.34M - $1.5M
|
71.3K
$1.61M
|
|
|
Nov 14, 2023
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
BUY
|
- |
67.6KNew |
$1.27M - $1.42M
|
67.6K
$1.53M
|
|
|
Nov 15, 2023
Q3 2023
|
Paul Tudor Jones
Tudor Investment Corp Et Al | Stamford, Ct
|
BUY
|
- |
41.6K+ 191.96% |
$782K - $873K
|
63.3K
$1.43M
|
|
|
Nov 15, 2023
Q3 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
39K+ 11.44% |
$732K - $817K
|
380K
$8.58M
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
31KNew |
$584K - $651K
|
31K
$702K
|
|
|
Nov 08, 2023
Q3 2023
|
Van Eck Associates Corp
|
BUY
|
- |
29.1K+ 7.92% |
$547K - $610K
|
397K
$8.97M
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
27.6KNew |
$518K - $578K
|
27.6K
$623K
|
|
|
Nov 08, 2023
Q3 2023
|
Campbell & CO Investment Adviser LLC
Baltimore, MD |
BUY
|
- |
26.3KNew |
$494K - $552K
|
26.3K
$594K
|
|
|
Oct 21, 2024
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
21K+ 182.61% |
$395K - $441K
|
32.5K
$735K
|
|
|
Nov 07, 2023
Q3 2023
|
Jump Financial, LLC
Chicago, IL |
BUY
|
- |
21K+ 182.61% |
$395K - $441K
|
32.5K
$735K
|
|
|
Nov 14, 2023
Q3 2023
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
19.3K+ 107.0% |
$363K - $405K
|
37.4K
$845K
|
|
|
Nov 13, 2023
Q3 2023
|
Winton Group LTD
London, X0 |
BUY
|
- |
19.3KNew |
$363K - $405K
|
19.3K
$436K
|
|
|
Nov 07, 2023
Q3 2023
|
Virtus ETF Advisers LLC
New York, NY |
BUY
|
- |
14.2K+ 103.62% |
$267K - $298K
|
27.9K
$631K
|
|
|
Nov 14, 2023
Q3 2023
|
Dynamic Technology Lab Private LTD
Singapore, U0 |
BUY
|
- |
12.7KNew |
$238K - $265K
|
12.7K
$286K
|
|
|
Nov 14, 2023
Q3 2023
|
Jane Street Group, LLC
New York, NY |
BUY
|
- |
12.6KNew |
$236K - $263K
|
12.6K
$284K
|
|
|
Nov 13, 2023
Q3 2023
|
Trexquant Investment LP
Stamford, CT |
BUY
|
- |
11.5K+ 77.97% |
$217K - $242K
|
26.3K
$595K
|
|
|
Nov 14, 2023
Q3 2023
|
Marshall Wace, LLP
London, X0 |
BUY
|
- |
10.9K+ 65.42% |
$206K - $230K
|
27.7K
$625K
|
|
|
Nov 14, 2023
Q3 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
10.8K+ 896.25% |
$202K - $226K
|
12K
$270K
|
|
|
Nov 13, 2023
Q3 2023
|
Wealth Enhancement Advisory Services, LLC
|
BUY
|
- |
10.7KNew |
$201K - $224K
|
10.7K
$242K
|
|
|
Nov 01, 2023
Q3 2023
|
Simplex Trading, LLC
|
BUY
|
- |
8.74KNew |
$164K - $183K
|
8.74K
$198K
|
|
|
Nov 14, 2023
Q3 2023
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
8.64K+ 47.6% |
$162K - $181K
|
26.8K
$606K
|
|
|
Nov 14, 2023
Q3 2023
|
Aquatic Capital Management LLC
Chicago, IL |
BUY
|
- |
8.4KNew |
$158K - $176K
|
8.4K
$190K
|
|
|
Nov 02, 2023
Q3 2023
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
7.3KNew |
$137K - $153K
|
7.3K
$165K
|
|
|
Nov 07, 2023
Q3 2023
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
5.25K+ 162.87% |
$98.7K - $110K
|
8.48K
$192K
|
|
|
Nov 14, 2023
Q3 2023
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.11K+ 5.56% |
$96.1K - $107K
|
97K
$2.19M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
4.77K+ 38.65% |
$89.7K - $100K
|
17.1K
$387K
|
|
|
Nov 08, 2023
Q3 2023
|
Janney Montgomery Scott LLC
|
BUY
|
- |
4.07K+ 10.53% |
$76.6K - $85.4K
|
42.8K
$967K
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
3.53KNew |
$66.3K - $74K
|
3.53K
$79.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Tower Research Capital LLC (Trc)
New York, NY |
BUY
|
- |
3.08KNew |
$57.8K - $64.5K
|
3.08K
$69.5K
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.72K+ 4.24% |
$51K - $57K
|
66.7K
$1.51M
|
|
|
Nov 13, 2023
Q3 2023
|
Muzinich & Co., Inc.
New York, NY |
BUY
|
- |
2.34K+ 3.68% |
$43.9K - $49K
|
65.7K
$1.49M
|
|
|
Nov 14, 2023
Q3 2023
|
Raymond James Trust N.A.
|
BUY
|
- |
2K+ 5.35% |
$37.5K - $41.9K
|
39.3K
$888K
|
|
|
Oct 13, 2023
Q3 2023
|
Pfg Advisors
|
BUY
|
- |
1.84K+ 1.4% |
$34.6K - $38.6K
|
133K
$3.01M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisory Research Inc
Chicago, IL |
BUY
|
- |
1.73K+ 3.74% |
$32.5K - $36.3K
|
48K
$1.09M
|
|
|
Nov 02, 2023
Q3 2023
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
1.64K+ 4.78% |
$30.9K - $34.4K
|
36K
$813K
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
1.43K+ 4.03% |
$26.9K - $30K
|
36.9K
$834K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
1.38K+ 8.91% |
$25.9K - $28.9K
|
16.9K
$381K
|
|
|
Nov 14, 2023
Q3 2023
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
1.29K+ 5.64% |
$24.3K - $27.1K
|
24.2K
$548K
|
|
|
Nov 13, 2023
Q3 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.28K+ 6.52% |
$24K - $26.8K
|
20.9K
$472K
|
|
|
Nov 14, 2023
Q3 2023
|
Kingfisher Capital LLC
|
BUY
|
- |
966+ 3.77% |
$18.2K - $20.3K
|
26.6K
$601K
|
|
|
Nov 14, 2023
Q3 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
901+ 6.75% |
$16.9K - $18.9K
|
14.3K
$322K
|
|
|
Nov 13, 2023
Q3 2023
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
801+ 2.9% |
$15.1K - $16.8K
|
28.4K
$643K
|