Purchases and Sales Made in Q3 2023 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q3 2023. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Oct 19, 2023
Q3 2023
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
454+ 1.9% |
$8.54K - $9.52K
|
24.3K
$511K
|
|
|
Nov 09, 2023
Q3 2023
|
Group One Trading, L.P.
Chicago, IL |
BUY
|
- |
381New |
$7.16K - $7.99K
|
381
$8.01K
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
371New |
$6.97K - $7.78K
|
371
$7.8K
|
|
|
Nov 14, 2023
Q3 2023
|
Truist Financial Corp
|
BUY
|
- |
277+ 0.53% |
$5.21K - $5.81K
|
52.6K
$1.11M
|
|
|
Oct 17, 2023
Q3 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
272New |
$5.11K - $5.71K
|
272
$5.72K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
248+ 1.54% |
$4.66K - $5.2K
|
16.3K
$344K
|
|
|
Nov 09, 2023
Q3 2023
|
Citigroup Inc
|
BUY
|
- |
182+ 910.0% |
$3.42K - $3.82K
|
202
$4.25K
|
|
|
Oct 25, 2023
Q3 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
59+ 1.17% |
$1.11K - $1.24K
|
5.09K
$107K
|
|
|
Nov 13, 2023
Q3 2023
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
14+ 0.08% |
$263 - $294
|
17.7K
$371K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
6+ 0.02% |
$113 - $126
|
29K
$610K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 30, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
SELL
|
- |
-124- 0.25% |
$2.33K - $2.6K
|
49.2K
$1.03M
|
|
|
Oct 17, 2023
Q3 2023
|
Davenport & CO LLC
|
SELL
|
- |
-150- 0.4% |
$2.82K - $3.15K
|
37.7K
$793K
|
|
|
Nov 03, 2023
Q3 2023
|
Nomura Asset Management CO LTD
Tokyo, M0 |
SELL
|
- |
-211- 57.97% |
$3.97K - $4.43K
|
153
$3.22K
|
|
|
Nov 14, 2023
Q3 2023
|
Legal & General Group PLC
London, X0 |
SELL
|
- |
-587- 0.32% |
$11K - $12.3K
|
183K
$3.85M
|
|
|
Oct 24, 2023
Q3 2023
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-732- 5.37% |
$13.8K - $15.4K
|
12.9K
$271K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-822- 0.13% |
$15.5K - $17.2K
|
615K
$12.9M
|
|
|
Nov 14, 2023
Q3 2023
|
Natixis
Paris, I0 |
SELL
|
- |
-866- 7.34% |
$16.3K - $18.2K
|
10.9K
$230K
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
SELL
|
- |
-927- 6.99% |
$17.4K - $19.4K
|
12.3K
$259K
|
|
|
Oct 23, 2023
Q3 2023
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-968- 5.38% |
$18.2K - $20.3K
|
17K
$358K
|
|
|
Nov 06, 2023
Q3 2023
|
Wilbanks Smith & Thomas Asset Management LLC
|
SELL
|
- |
-1.03K- 7.6% |
$19.3K - $21.5K
|
12.5K
$262K
|
|
|
Oct 23, 2023
Q3 2023
|
Hexagon Capital Partners LLC
|
SELL
|
- |
-2.01K- 5.96% |
$37.8K - $42.2K
|
31.8K
$667K
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.43K- 30.18% |
$45.7K - $51K
|
5.63K
$118K
|
|
|
Oct 18, 2023
Q3 2023
|
Capital Advisory Group Advisory Services, LLC
Bloomington, MN |
SELL
|
- |
-4.17K- 8.35% |
$78.3K - $87.4K
|
45.7K
$961K
|
|
|
Nov 08, 2023
Q3 2023
|
D.A. Davidson & Co.
|
SELL
|
- |
-4.5K- 18.78% |
$84.6K - $94.4K
|
19.5K
$409K
|
|
|
Nov 14, 2023
Q3 2023
|
Putnam Investments LLC
Boston, MA |
SELL
|
- |
-5.42K- 18.38% |
$102K - $114K
|
24.1K
$506K
|
|
|
May 14, 2024
Q3 2023
|
Goldman Sachs Group Inc
New York, NY |
SELL
|
- |
-10K- 12.88% |
$188K - $210K
|
67.6K
$1.42M
|
|
|
Oct 27, 2023
Q3 2023
|
Hennion & Walsh Asset Management, Inc.
|
SELL
|
- |
-15.6K- 32.47% |
$293K - $327K
|
32.4K
$682K
|
|
|
Nov 13, 2023
Q3 2023
|
Black Rock Inc.
New York, NY |
SELL
|
- |
-36.3K- 30.15% |
$683K - $762K
|
84.2K
$1.77M
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-39K- 7.91% |
$733K - $818K
|
454K
$9.54M
|