Purchases and Sales Made in Q4 2022 in Fidus Investment Corp (FDUS)
This table provides information about the institutional ownership of Fidus Investment Corp (FDUS) during Q4 2022. The information is specifically focused on institutions that hold shares of FIDUS INVESTMENT Corp.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 14, 2023
Q4 2022
|
Davis Investment Partners, LLC
Charlotte, NC |
BUY
|
- |
105KNew |
$1.77M - $2.23M
|
105K
$2.15M
|
|
|
Jan 27, 2023
Q4 2022
|
Pfg Advisors
|
BUY
|
- |
96.2K+ 250.81% |
$1.62M - $2.04M
|
135K
$2.76M
|
|
|
Jan 19, 2023
Q4 2022
|
Wt Wealth Management
|
BUY
|
- |
68.6KNew |
$1.16M - $1.46M
|
68.6K
$1.4M
|
|
|
Feb 14, 2023
Q4 2022
|
Israel Englander
Millennium Management LLC | New York, Ny
|
BUY
|
- |
56.2K+ 331.15% |
$948K - $1.19M
|
73.1K
$1.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
49.8K+ 16.54% |
$841K - $1.06M
|
351K
$7.19M
|
|
|
Feb 14, 2023
Q4 2022
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
46.5K+ 69.0% |
$784K - $987K
|
114K
$2.33M
|
|
|
Feb 14, 2023
Q4 2022
|
Palogic Value Management, L.P.
Dallas, TX |
BUY
|
- |
35.4KNew |
$597K - $751K
|
35.4K
$724K
|
|
|
Feb 03, 2023
Q4 2022
|
Capital Investment Advisory Services, LLC
|
BUY
|
- |
30.6KNew |
$516K - $649K
|
30.6K
$626K
|
|
|
Jan 20, 2023
Q4 2022
|
Hb Wealth Management, LLC
|
BUY
|
- |
30.5KNew |
$514K - $647K
|
30.5K
$624K
|
|
|
Feb 13, 2023
Q4 2022
|
Level Four Advisory Services, LLC
Dallas, TX |
BUY
|
- |
25.3KNew |
$426K - $537K
|
25.3K
$517K
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
22.5K+ 74.06% |
$380K - $479K
|
53K
$1.08M
|
|
|
Feb 13, 2023
Q4 2022
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
19.4KNew |
$327K - $411K
|
19.4K
$397K
|
|
|
Feb 08, 2023
Q4 2022
|
Van Eck Associates Corp
|
BUY
|
- |
14.3K+ 4.71% |
$241K - $303K
|
317K
$6.48M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
12.2K+ 32.01% |
$206K - $259K
|
50.2K
$1.03M
|
|
|
Feb 14, 2023
Q4 2022
|
Legal & General Group PLC
London, X0 |
BUY
|
- |
11.7K+ 7.53% |
$198K - $249K
|
167K
$3.42M
|
|
|
Jan 20, 2023
Q4 2022
|
Davenport & CO LLC
|
BUY
|
- |
10.7K+ 36.73% |
$180K - $227K
|
39.8K
$815K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
8.81K+ 12.33% |
$149K - $187K
|
80.3K
$1.64M
|
|
|
Feb 09, 2023
Q4 2022
|
Legacy Capital Wealth Partners, LLC
Little Rock, AR |
BUY
|
- |
7.76K+ 14.22% |
$131K - $165K
|
62.3K
$1.28M
|
|
|
Feb 08, 2023
Q4 2022
|
Prospera Financial Services Inc
|
BUY
|
- |
7.31K+ 57.7% |
$123K - $155K
|
20K
$409K
|
|
|
Feb 02, 2023
Q4 2022
|
Nisa Investment Advisors, LLC
|
BUY
|
- |
7KNew |
$118K - $149K
|
7K
$143K
|
|
|
Feb 13, 2023
Q4 2022
|
Black Rock Inc.
New York, NY |
BUY
|
- |
5.15K+ 2.76% |
$87K - $109K
|
192K
$3.93M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
4.9K+ 15.47% |
$82.7K - $104K
|
36.6K
$749K
|
|
|
Feb 14, 2023
Q4 2022
|
One Wealth Advisors, LLC
San Francisco, CA |
BUY
|
- |
4.84KNew |
$81.7K - $103K
|
4.84K
$99.1K
|
|
|
Feb 08, 2023
Q4 2022
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
4.15K+ 39.02% |
$70K - $88.1K
|
14.8K
$303K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
4K+ 35.09% |
$67.5K - $84.9K
|
15.4K
$315K
|
|
|
Feb 14, 2023
Q4 2022
|
Iht Wealth Management, LLC
Chicago, IL |
BUY
|
- |
3.48K+ 30.91% |
$58.8K - $74K
|
14.8K
$302K
|
|
|
Jan 24, 2023
Q4 2022
|
Rfp Financial Group LLC
Atlanta, GA |
BUY
|
- |
2.98KNew |
$50.2K - $63.2K
|
2.98K
$60.9K
|
|
|
Feb 13, 2023
Q4 2022
|
Quantbot Technologies LP
New York, NY |
BUY
|
- |
2.62KNew |
$44.2K - $55.6K
|
2.62K
$53.7K
|
|
|
Feb 07, 2023
Q4 2022
|
Capital Advisors, Ltd. LLC
|
BUY
|
- |
2.25KNew |
$38K - $47.8K
|
2.25K
$46.1K
|
|
|
Feb 07, 2023
Q4 2022
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
2.04K+ 12.58% |
$34.4K - $43.2K
|
18.2K
$373K
|
|
|
Feb 15, 2023
Q4 2022
|
Apollon Wealth Management, LLC
Mount Pleasant, SC |
BUY
|
- |
1.79K+ 13.76% |
$30.2K - $38.1K
|
14.8K
$303K
|
|
|
Feb 15, 2023
Q4 2022
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
1.7K+ 9.57% |
$28.6K - $36K
|
19.4K
$397K
|
|
|
Feb 03, 2023
Q4 2022
|
Spire Wealth Management
|
BUY
|
- |
1.62KNew |
$27.4K - $34.5K
|
1.62K
$33.3K
|
|
|
Jan 11, 2023
Q4 2022
|
Mc Elhenny Sheffield Capital Management, LLC
|
BUY
|
- |
1.38KNew |
$23.3K - $29.3K
|
1.38K
$28.3K
|
|
|
Feb 03, 2023
Q4 2022
|
D.A. Davidson & Co.
|
BUY
|
- |
1K+ 4.68% |
$16.9K - $21.2K
|
22.4K
$458K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
947New |
$16K - $20.1K
|
947
$19.4K
|
|
|
Jan 09, 2023
Q4 2022
|
Minich Mac Gregor Wealth Management, LLC
|
BUY
|
- |
940New |
$15.9K - $20K
|
940
$19.3K
|
|
|
Jan 19, 2023
Q4 2022
|
Kingfisher Capital LLC
|
BUY
|
- |
741+ 3.2% |
$12.5K - $15.7K
|
23.9K
$489K
|
|
|
Feb 13, 2023
Q4 2022
|
Natixis
Paris, I0 |
BUY
|
- |
519+ 3.21% |
$8.76K - $11K
|
16.7K
$341K
|
|
|
Feb 10, 2023
Q4 2022
|
Great West Life Assurance CO
Winnipeg, A2 |
BUY
|
- |
443+ 1.48% |
$7.48K - $9.41K
|
30.4K
$623K
|
|
|
Jan 18, 2023
Q4 2022
|
Hanson & Doremus Investment Management
|
BUY
|
- |
400+ 62.99% |
$6.75K - $8.5K
|
1.04K
$21.2K
|
|
|
Jan 11, 2023
Q4 2022
|
Sound Income Strategies, LLC
|
BUY
|
- |
397+ 62.32% |
$6.7K - $8.43K
|
1.03K
$21.2K
|
|
|
Feb 13, 2023
Q4 2022
|
Bellwether Advisors, LLC
|
BUY
|
- |
262New |
$4.42K - $5.56K
|
262
$5.37K
|
|
|
Feb 01, 2023
Q4 2022
|
Janney Montgomery Scott LLC
|
BUY
|
- |
242+ 1.82% |
$4.08K - $5.14K
|
13.6K
$278K
|
|
|
Jan 18, 2023
Q4 2022
|
Oak Harbor Wealth Partners, LLC
|
BUY
|
- |
195+ 0.46% |
$3.29K - $4.14K
|
42.2K
$864K
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
94+ 6.56% |
$1.59K - $2K
|
1.53K
$31.3K
|
|
|
Feb 13, 2023
Q4 2022
|
Magnolia Capital Advisors LLC
Jackson, MS |
BUY
|
- |
69+ 0.36% |
$1.16K - $1.47K
|
19.1K
$392K
|
|
|
Feb 21, 2023
Q4 2022
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
47+ 0.27% |
$793 - $998
|
17.7K
$363K
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
41New |
$692 - $871
|
41
$840
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|