Purchases and Sales Made in Q3 2021 in First Trust Mlp & Energy Income Fund (FEI)
This table provides information about the institutional ownership of First Trust Mlp & Energy Income Fund (FEI) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST MLP & ENERGY INCOME FUND.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
4.22MNew |
$29.1M - $33.7M
|
4.22M
$0
|
|
Oct 21, 2021
Q3 2021
|
Essex LLC
|
BUY
|
- |
805KNew |
$5.57M - $6.44M
|
805K
$0
|
|
Nov 15, 2021
Q3 2021
|
Rivernorth Capital Management, LLC
West Palm Beach, FL |
BUY
|
- |
117KNew |
$808K - $936K
|
117K
$0
|
|
Nov 15, 2021
Q3 2021
|
Quantedge Capital Pte LTD
Singapore, U0 |
BUY
|
- |
65.3K+ 97.36% |
$451K - $522K
|
132K
$0
|
|
Nov 18, 2021
Q3 2021
|
Wealthsource Partners, LLC
|
BUY
|
- |
40KNew |
$276K - $320K
|
40K
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
12.7KNew |
$88.1K - $102K
|
12.7K
$0
|
|
Nov 15, 2021
Q3 2021
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
12.3KNew |
$84.8K - $98.2K
|
12.3K
$0
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
11.5K+ 8.23% |
$79.2K - $91.6K
|
151K
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
10.5K+ 10.57% |
$72.8K - $84.3K
|
110K
$0
|
|
Oct 19, 2021
Q3 2021
|
Cambridge Advisors Inc.
|
BUY
|
- |
8.89K+ 4.84% |
$61.4K - $71.1K
|
192K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
6.4K+ 2.86% |
$44.2K - $51.2K
|
230K
$0
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
BUY
|
- |
5.6K+ 28.41% |
$38.7K - $44.8K
|
25.3K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ameriprise Financial Inc
Minneapolis, MN |
BUY
|
- |
5.12K+ 5.05% |
$35.4K - $41K
|
106K
$0
|
|
Oct 12, 2021
Q3 2021
|
Altfest L J & CO Inc
|
BUY
|
- |
5.12K+ 3.69% |
$35.4K - $40.9K
|
144K
$0
|
|
Nov 16, 2021
Q3 2021
|
Mbm Wealth Consultants, LLC
Chesterfield, MO |
BUY
|
- |
5K+ 3.19% |
$34.5K - $40K
|
162K
$0
|
|
Nov 05, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
BUY
|
- |
4.8K+ 21.62% |
$33.2K - $38.4K
|
27K
$0
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
3.81K+ 5.52% |
$26.3K - $30.5K
|
72.9K
$0
|
|
Nov 12, 2021
Q3 2021
|
Smith, Moore & Co.
Clayton, MO |
BUY
|
- |
3.48K+ 16.11% |
$24.1K - $27.9K
|
25.1K
$0
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.38K+ 33.84% |
$16.4K - $19K
|
9.41K
$0
|
|
Oct 29, 2021
Q3 2021
|
Janney Montgomery Scott LLC
|
BUY
|
- |
2.3K+ 7.72% |
$15.9K - $18.4K
|
32.1K
$0
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
1.95K+ 0.99% |
$13.5K - $15.6K
|
199K
$0
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
1.66K+ 9.01% |
$11.5K - $13.3K
|
20.1K
$0
|
|
Oct 08, 2021
Q3 2021
|
Ivc Wealth Advisors LLC
|
BUY
|
- |
1KNew |
$6.91K - $8K
|
1K
$0
|
|
Oct 22, 2021
Q3 2021
|
Spire Wealth Management
|
BUY
|
- |
400New |
$2.76K - $3.2K
|
400
$0
|
|
Feb 13, 2024
Q3 2021
|
Bartlett & Co. Wealth Management LLC
Cincinnati, OH |
BUY
|
- |
385New |
$2.66K - $3.08K
|
385
$0
|
|
Oct 15, 2021
Q3 2021
|
Bartlett & Co. LLC
|
BUY
|
- |
385New |
$2.66K - $3.08K
|
385
$0
|
|
Nov 10, 2021
Q3 2021
|
Dorsey & Whitney Trust CO LLC
Sioux Falls, SD |
BUY
|
- |
297+ 1.58% |
$2.05K - $2.38K
|
19.1K
$0
|
|
Nov 15, 2021
Q3 2021
|
Jacobi Capital Management LLC
|
BUY
|
- |
168+ 10.48% |
$1.16K - $1.34K
|
1.77K
$0
|
|
Nov 17, 2021
Q3 2021
|
Strategic Wealth Advisors Group, LLC
Sacramento, CA |
BUY
|
- |
68+ 0.19% |
$470 - $544
|
36K
$0
|
|
Nov 16, 2021
Q3 2021
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
60+ 0.49% |
$415 - $480
|
12.3K
$0
|
|
Nov 15, 2021
Q3 2021
|
Liberty Wealth Management LLC
Oakland, CA |
BUY
|
- |
9+ 2.06% |
$62.2 - $72
|
445
$0
|
|
Nov 12, 2021
Q3 2021
|
Smithfield Trust CO
Pittsburgh, PA |
BUY
|
- |
3+ 0.6% |
$20.7 - $24
|
503
$0
|
|
Nov 04, 2021
Q3 2021
|
Keel Point, LLC
Huntsville, AL |
SELL
|
- |
0Closed |
$0 - $0
|
0
$0
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-68- 0.14% |
$470 - $544
|
50.2K
$0
|
|
Nov 12, 2021
Q3 2021
|
Lee Financial CO
Dallas, TX |
SELL
|
- |
-227- 2.85% |
$1.57K - $1.82K
|
7.74K
$0
|
|
Nov 05, 2021
Q3 2021
|
Advisory Services Network, LLC
|
SELL
|
- |
-408Closed |
$2.82K - $3.26K
|
0
$0
|
|
Oct 21, 2021
Q3 2021
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-1.2K- 2.21% |
$8.31K - $9.62K
|
53.1K
$0
|
|
Oct 29, 2021
Q3 2021
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-1.74K- 10.0% |
$12K - $13.9K
|
15.6K
$0
|
|
Nov 12, 2021
Q3 2021
|
Beta Wealth Group, Inc.
|
SELL
|
- |
-2K- 4.52% |
$13.8K - $16K
|
42.4K
$0
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-3.19K- 34.2% |
$22K - $25.5K
|
6.14K
$0
|
|
Dec 08, 2021
Q3 2021
|
Moors & Cabot, Inc.
Boston, MA |
SELL
|
- |
-4.8K- 17.78% |
$33.2K - $38.4K
|
22.2K
$0
|
|
Nov 12, 2021
Q3 2021
|
Shepherd Kaplan Krochuk, LLC
Boston, MA |
SELL
|
- |
-4.89K- 19.41% |
$33.8K - $39.1K
|
20.3K
$0
|
|
Nov 15, 2021
Q3 2021
|
Northwestern Mutual Wealth Management CO
|
SELL
|
- |
-5.45K- 27.3% |
$37.7K - $43.6K
|
14.5K
$0
|
|
Nov 02, 2021
Q3 2021
|
Cambridge Investment Research Advisors, Inc.
|
SELL
|
- |
-7.02K- 4.21% |
$48.5K - $56.2K
|
160K
$0
|
|
Nov 16, 2021
Q3 2021
|
Creative One Wealth, LLC
Overland Park, KS |
SELL
|
- |
-7.13K- 14.33% |
$49.3K - $57K
|
42.6K
$0
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-8.15K- 3.91% |
$56.3K - $65.2K
|
200K
$0
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
SELL
|
- |
-8.15K- 2.69% |
$56.3K - $65.2K
|
295K
$0
|
|
Nov 05, 2021
Q3 2021
|
Truist Financial Corp
|
SELL
|
- |
-8.89K- 14.23% |
$61.4K - $71.1K
|
53.6K
$0
|
|
Nov 12, 2021
Q3 2021
|
Centaurus Financial, Inc.
|
SELL
|
- |
-12.2KClosed |
$84.6K - $98K
|
0
$0
|