Purchases and Sales Made in Q1 2023 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
May 15, 2023
Q1 2023
|
Morgan Stanley
New York, NY |
BUY
|
- |
523K+ 29.44% |
$10.9M - $11.8M
|
2.3M
$51.4M
|
|
May 12, 2023
Q1 2023
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
333K+ 143.62% |
$6.94M - $7.53M
|
565K
$12.6M
|
|
Apr 14, 2023
Q1 2023
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
272K+ 77.76% |
$5.66M - $6.14M
|
621K
$13.9M
|
|
May 15, 2023
Q1 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
197K+ 35.37% |
$4.1M - $4.44M
|
753K
$16.8M
|
|
May 09, 2023
Q1 2023
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
168KNew |
$3.49M - $3.78M
|
168K
$3.75M
|
|
May 10, 2023
Q1 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
140K+ 18.16% |
$2.91M - $3.15M
|
908K
$20.3M
|
|
May 12, 2023
Q1 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
92.1K+ 6.68% |
$1.92M - $2.08M
|
1.47M
$32.9M
|
|
Apr 20, 2023
Q1 2023
|
Midwest Financial Group LLC
Overland Park, KS |
BUY
|
- |
78.2KNew |
$1.63M - $1.77M
|
78.2K
$1.75M
|
|
May 16, 2023
Q1 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
61.4K+ 450.72% |
$1.28M - $1.39M
|
75K
$1.68M
|
|
May 15, 2023
Q1 2023
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
59K+ 4.8% |
$1.23M - $1.33M
|
1.29M
$28.8M
|
|
May 11, 2023
Q1 2023
|
Cambridge Investment Research Advisors, Inc.
|
BUY
|
- |
46K+ 21.14% |
$957K - $1.04M
|
263K
$5.89M
|
|
May 11, 2023
Q1 2023
|
Envestnet Asset Management Inc
|
BUY
|
- |
39.3K+ 8.99% |
$818K - $887K
|
476K
$10.6M
|
|
Apr 26, 2023
Q1 2023
|
Ifg Advisory, LLC
|
BUY
|
- |
36.8KNew |
$767K - $832K
|
36.8K
$823K
|
|
May 10, 2023
Q1 2023
|
Private Advisor Group, LLC
|
BUY
|
- |
36.5KNew |
$760K - $824K
|
36.5K
$816K
|
|
May 12, 2023
Q1 2023
|
Ubs Group Ag
|
BUY
|
- |
32.7K+ 6.15% |
$682K - $740K
|
565K
$12.6M
|
|
May 11, 2023
Q1 2023
|
Stone X Group Inc.
|
BUY
|
- |
31.3KNew |
$653K - $708K
|
31.3K
$701K
|
|
May 10, 2023
Q1 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
29KNew |
$604K - $655K
|
29K
$649K
|
|
May 12, 2023
Q1 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
23.7K+ 10.25% |
$493K - $535K
|
255K
$5.69M
|
|
May 10, 2023
Q1 2023
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
14.9K+ 42.53% |
$310K - $337K
|
49.9K
$1.12M
|
|
May 19, 2023
Q1 2023
|
Coppell Advisory Solutions LLC
Coppell, TX |
BUY
|
- |
14.9K+ 42.53% |
$310K - $337K
|
49.9K
$1.12M
|
|
Apr 28, 2023
Q1 2023
|
Cwm, LLC
|
BUY
|
- |
14.2K+ 1.68% |
$295K - $320K
|
859K
$19.2M
|
|
Apr 18, 2023
Q1 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
11.4KNew |
$237K - $257K
|
11.4K
$254K
|
|
May 10, 2023
Q1 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
11.1K+ 16.99% |
$231K - $250K
|
76.3K
$1.71M
|
|
May 10, 2023
Q1 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
11.1KNew |
$230K - $250K
|
11.1K
$247K
|
|
May 10, 2023
Q1 2023
|
Nelson, Van Denburg & Campbell Wealth Management Group, LLC
Omaha, NE |
BUY
|
- |
11KNew |
$229K - $249K
|
11K
$246K
|
|
Apr 17, 2023
Q1 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
11KNew |
$229K - $248K
|
11K
$246K
|
|
May 15, 2023
Q1 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
9.42KNew |
$196K - $213K
|
9.42K
$211K
|
|
Jun 14, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
9.33K+ 62.88% |
$194K - $211K
|
24.2K
$540K
|
|
May 15, 2023
Q1 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
7.41K+ 6.6% |
$154K - $167K
|
120K
$2.68M
|
|
Apr 14, 2023
Q1 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
6.73K+ 14.79% |
$140K - $152K
|
52.2K
$1.17M
|
|
Apr 27, 2023
Q1 2023
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
3.87K+ 142.68% |
$80.6K - $87.4K
|
6.58K
$147K
|
|
May 12, 2023
Q1 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
3.44K+ 19.17% |
$71.7K - $77.8K
|
21.4K
$478K
|
|
May 11, 2023
Q1 2023
|
Jpmorgan Chase & CO
New York, NY |
BUY
|
- |
2.85K+ 3280.46% |
$59.4K - $64.5K
|
2.94K
$65.8K
|
|
Apr 25, 2023
Q1 2023
|
D.A. Davidson & Co.
|
BUY
|
- |
2.32K+ 7.01% |
$48.3K - $52.4K
|
35.5K
$793K
|
|
May 15, 2023
Q1 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
2.3K+ 0.64% |
$48K - $52K
|
362K
$8.1M
|
|
Apr 26, 2023
Q1 2023
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
1.19K+ 1.09% |
$24.8K - $26.9K
|
111K
$2.47M
|
|
May 03, 2023
Q1 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
1.08K+ 2.58% |
$22.4K - $24.3K
|
42.8K
$957K
|
|
May 15, 2023
Q1 2023
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
1.01K+ 1.89% |
$21K - $22.8K
|
54.4K
$1.22M
|
|
May 13, 2024
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
953+ 89.65% |
$19.9K - $21.5K
|
2.02K
$45.1K
|
|
May 15, 2023
Q1 2023
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
900+ 8.22% |
$18.7K - $20.3K
|
11.8K
$265K
|
|
Oct 30, 2023
Q1 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
831+ 2.65% |
$17.3K - $18.8K
|
32.2K
$720K
|
|
Oct 12, 2023
Q1 2023
|
Cape Investment Advisory, Inc.
Mcdonough, GA |
BUY
|
- |
635New |
$13.2K - $14.3K
|
635
$14.2K
|
|
May 17, 2023
Q1 2023
|
Sunbelt Securities, Inc.
Houston, TX |
BUY
|
- |
422New |
$8.79K - $9.53K
|
422
$9.44K
|
|
May 15, 2023
Q1 2023
|
Northwestern Mutual Wealth Management CO
|
BUY
|
- |
384+ 1.0% |
$8K - $8.67K
|
38.9K
$869K
|
|
May 15, 2023
Q1 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
187+ 1.3% |
$3.9K - $4.22K
|
14.5K
$325K
|
|
Apr 17, 2023
Q1 2023
|
Gps Wealth Strategies Group, LLC
|
BUY
|
- |
182New |
$3.79K - $4.11K
|
182
$4.07K
|
|
May 15, 2023
Q1 2023
|
Steward Partners Investment Advisory, LLC
|
BUY
|
- |
102+ 0.23% |
$2.12K - $2.3K
|
44.4K
$992K
|
|
May 08, 2023
Q1 2023
|
South State Corp
|
BUY
|
- |
100New |
$2.08K - $2.26K
|
100
$2.24K
|
|
May 09, 2023
Q1 2023
|
Spire Wealth Management
|
BUY
|
- |
97+ 4.57% |
$2.02K - $2.19K
|
2.22K
$49.6K
|
|
Apr 04, 2023
Q1 2023
|
Cedar Brook Financial Partners, LLC
Cleveland, OH |
BUY
|
- |
88+ 0.35% |
$1.83K - $1.99K
|
25.2K
$563K
|