Purchases and Sales Made in Q1 2023 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q1 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 11, 2023
Q1 2023
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
57+ 0.13% |
$1.19K - $1.29K
|
44.1K
$987K
|
|
|
May 17, 2023
Q1 2023
|
Advisory Services Network, LLC
|
BUY
|
- |
46+ 7.54% |
$958 - $1.04K
|
656
$14.7K
|
|
|
Apr 03, 2023
Q1 2023
|
M&R Capital Management Inc
|
BUY
|
- |
46+ 104.55% |
$958 - $1.04K
|
90
$2.01K
|
|
|
May 15, 2023
Q1 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
21+ 0.2% |
$437 - $474
|
10.3K
$231K
|
|
|
May 12, 2023
Q1 2023
|
Financial Gravity Asset Management, Inc.
|
BUY
|
- |
21New |
$437 - $474
|
21
$470
|
|
|
Apr 25, 2023
Q1 2023
|
Creative Financial Designs Inc
|
BUY
|
- |
5+ 0.48% |
$104 - $113
|
1.04K
$23.3K
|
|
|
Apr 04, 2023
Q1 2023
|
Luken Investment Analytics, LLC
Brentwood, TN |
BUY
|
- |
5New |
$104 - $113
|
5
$112
|
|
|
May 04, 2023
Q1 2023
|
Larson Financial Group LLC
|
BUY
|
- |
2+ 0.12% |
$41.7 - $45.2
|
1.66K
$37.2K
|
|
|
May 11, 2023
Q1 2023
|
Tucker Asset Management LLC
Littleton, CO |
SELL
|
- |
-10- 1.44% |
$208 - $226
|
684
$15.3K
|
|
|
Apr 14, 2023
Q1 2023
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-25- 0.04% |
$521 - $565
|
67K
$1.5M
|
|
|
Apr 14, 2023
Q1 2023
|
Signal Point Asset Management, LLC
|
SELL
|
- |
-81- 0.19% |
$1.69K - $1.83K
|
42.4K
$947K
|
|
|
May 15, 2023
Q1 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
SELL
|
- |
-135- 1.77% |
$2.81K - $3.05K
|
7.5K
$168K
|
|
|
Apr 14, 2023
Q1 2023
|
Aprio Wealth Management, LLC
|
SELL
|
- |
-183- 0.42% |
$3.81K - $4.13K
|
43.6K
$975K
|
|
|
May 03, 2023
Q1 2023
|
Element Wealth, LLC
|
SELL
|
- |
-253- 2.14% |
$5.27K - $5.72K
|
11.6K
$259K
|
|
|
May 12, 2023
Q1 2023
|
New Edge Advisors, LLC
New Orleans, LA |
SELL
|
- |
-293- 16.76% |
$6.1K - $6.62K
|
1.46K
$32.5K
|
|
|
Apr 18, 2023
Q1 2023
|
American Financial Advisors, LLC
|
SELL
|
- |
-314- 2.38% |
$6.54K - $7.09K
|
12.9K
$288K
|
|
|
May 15, 2023
Q1 2023
|
Belpointe Asset Management LLC
|
SELL
|
- |
-487- 23.72% |
$10.1K - $11K
|
1.57K
$35K
|
|
|
Apr 12, 2023
Q1 2023
|
Private Trust CO Na
|
SELL
|
- |
-527- 14.85% |
$11K - $11.9K
|
3.02K
$67.6K
|
|
|
May 15, 2023
Q1 2023
|
Epg Wealth Management LLC
Atlanta, GA |
SELL
|
- |
-652- 10.7% |
$13.6K - $14.7K
|
5.44K
$122K
|
|
|
May 12, 2023
Q1 2023
|
Rathbones Group PLC
Liverpool, X0 |
SELL
|
- |
-671- 4.11% |
$14K - $15.2K
|
15.7K
$350K
|
|
|
May 05, 2023
Q1 2023
|
Sigma Planning Corp
Ann Arbor, MI |
SELL
|
- |
-696- 2.72% |
$14.5K - $15.7K
|
24.9K
$556K
|
|
|
May 15, 2023
Q1 2023
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-784- 14.61% |
$16.3K - $17.7K
|
4.58K
$102K
|
|
|
May 10, 2023
Q1 2023
|
Signature Securities Group Corporation
|
SELL
|
- |
-814- 7.15% |
$17K - $18.4K
|
10.6K
$236K
|
|
|
Sep 12, 2023
Q1 2023
|
Farther Finance Advisors, LLC
San Francisco, CA |
SELL
|
- |
-881- 30.41% |
$18.4K - $19.9K
|
2.02K
$45.1K
|
|
|
May 12, 2023
Q1 2023
|
Kestra Private Wealth Services, LLC
|
SELL
|
- |
-935- 1.74% |
$19.5K - $21.1K
|
52.6K
$1.18M
|
|
|
May 15, 2023
Q1 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
SELL
|
- |
-1.14K- 2.11% |
$23.7K - $25.7K
|
52.8K
$1.18M
|
|
|
Apr 28, 2023
Q1 2023
|
Janney Montgomery Scott LLC
|
SELL
|
- |
-1.38K- 4.14% |
$28.6K - $31.1K
|
31.9K
$713K
|
|
|
Apr 27, 2023
Q1 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-1.69K- 7.1% |
$35.2K - $38.2K
|
22.1K
$494K
|
|
|
Apr 17, 2023
Q1 2023
|
Claro Advisors LLC
Boston, MA |
SELL
|
- |
-2.16K- 9.66% |
$44.9K - $48.7K
|
20.2K
$451K
|
|
|
Apr 28, 2023
Q1 2023
|
Avantax Advisory Services, Inc.
|
SELL
|
- |
-2.85K- 3.73% |
$59.3K - $64.3K
|
73.5K
$1.64M
|
|
|
May 11, 2023
Q1 2023
|
Sebold Capital Management, Inc.
Lisle, IL |
SELL
|
- |
-3.62K- 3.62% |
$75.4K - $81.8K
|
96.3K
$2.15M
|
|
|
Aug 22, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-4.48K- 23.19% |
$93.3K - $101K
|
14.8K
$332K
|
|
|
Apr 28, 2023
Q1 2023
|
Ameritas Advisory Services, LLC
Lincoln, NE |
SELL
|
- |
-5.07K- 50.05% |
$106K - $114K
|
5.06K
$113K
|
|
|
May 11, 2023
Q1 2023
|
High Tower Advisors, LLC
Chicago, IL |
SELL
|
- |
-5.12K- 15.66% |
$107K - $116K
|
27.6K
$616K
|
|
|
Apr 18, 2023
Q1 2023
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
SELL
|
- |
-7.1K- 21.13% |
$148K - $160K
|
26.5K
$593K
|
|
|
May 10, 2023
Q1 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
SELL
|
- |
-9.33K- 38.6% |
$194K - $211K
|
14.8K
$332K
|
|
|
May 17, 2023
Q1 2023
|
Rockefeller Capital Management L.P.
New York, NY |
SELL
|
- |
-14.4K- 19.06% |
$300K - $325K
|
61.1K
$1.37M
|
|
|
May 09, 2023
Q1 2023
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
SELL
|
- |
-16.7K- 2.4% |
$347K - $377K
|
678K
$15.2M
|
|
|
Apr 10, 2023
Q1 2023
|
Dynamic Advisor Solutions LLC
|
SELL
|
- |
-17.8K- 23.86% |
$370K - $401K
|
56.7K
$1.27M
|
|
|
May 12, 2023
Q1 2023
|
Kestra Advisory Services, LLC
|
SELL
|
- |
-19.8K- 27.84% |
$413K - $447K
|
51.3K
$1.15M
|
|
|
Apr 18, 2023
Q1 2023
|
Ifp Advisors, Inc
|
SELL
|
- |
-22.3K- 48.68% |
$465K - $504K
|
23.5K
$526K
|
|
|
May 12, 2023
Q1 2023
|
Stifel Financial Corp
St. Louis, MO |
SELL
|
- |
-33.4K- 55.44% |
$695K - $754K
|
26.8K
$599K
|
|
|
May 15, 2023
Q1 2023
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-54K- 35.61% |
$1.13M - $1.22M
|
97.7K
$2.18M
|
|
|
May 15, 2023
Q1 2023
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-144K- 93.84% |
$2.99M - $3.25M
|
9.44K
$211K
|