Purchases and Sales Made in Q3 2023 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q3 2023. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2023
Q3 2023
|
Old Mission Capital LLC
|
BUY
|
- |
506K+ 5071.05% |
$10.5M - $11.8M
|
516K
$11.5M
|
|
|
Nov 14, 2023
Q3 2023
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
125K+ 14.24% |
$2.58M - $2.91M
|
1M
$22.4M
|
|
|
Nov 07, 2023
Q3 2023
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
109K+ 90.73% |
$2.26M - $2.54M
|
229K
$5.13M
|
|
|
Nov 09, 2023
Q3 2023
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
108KNew |
$2.23M - $2.51M
|
108K
$2.41M
|
|
|
Nov 14, 2023
Q3 2023
|
Flow Traders U.S. LLC
New York, NY |
BUY
|
- |
98.6KNew |
$2.04M - $2.3M
|
98.6K
$2.2M
|
|
|
Nov 13, 2023
Q3 2023
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
82.7K+ 5.21% |
$1.71M - $1.92M
|
1.67M
$37.3M
|
|
|
Nov 14, 2023
Q3 2023
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
45.8KNew |
$947K - $1.07M
|
45.8K
$1.02M
|
|
|
Nov 13, 2023
Q3 2023
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
45.7K+ 16.91% |
$945K - $1.06M
|
316K
$7.06M
|
|
|
Nov 21, 2023
Q3 2023
|
Comerica Bank
|
BUY
|
- |
43.6KNew |
$903K - $1.02M
|
43.6K
$975K
|
|
|
Nov 13, 2023
Q3 2023
|
Envestnet Portfolio Solutions, Inc.
Berwyn, PA |
BUY
|
- |
34.7KNew |
$718K - $807K
|
34.7K
$775K
|
|
|
Nov 14, 2023
Q3 2023
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
31.5KNew |
$652K - $734K
|
31.5K
$704K
|
|
|
Oct 27, 2023
Q3 2023
|
Assetmark, Inc
|
BUY
|
- |
28.2K+ 126.69% |
$584K - $657K
|
50.5K
$1.13M
|
|
|
Nov 13, 2023
Q3 2023
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
22.7K+ 2.46% |
$470K - $529K
|
945K
$21.1M
|
|
|
Nov 09, 2023
Q3 2023
|
Ubs Group Ag
|
BUY
|
- |
19.5K+ 2.92% |
$404K - $455K
|
689K
$15.4M
|
|
|
Nov 14, 2023
Q3 2023
|
Ken Griffin
Citadel Advisors LLC | Chicago, Il
|
BUY
|
- |
18.4KNew |
$381K - $429K
|
18.4K
$412K
|
|
|
Nov 14, 2023
Q3 2023
|
Waterloo Capital, L.P.
Austin, TX |
BUY
|
- |
16.3KNew |
$337K - $379K
|
16.3K
$364K
|
|
|
Oct 24, 2023
Q3 2023
|
Raymond James & Associates
St Petersburg, FL |
BUY
|
- |
16.1K+ 26.77% |
$332K - $374K
|
76K
$1.7M
|
|
|
Nov 13, 2023
Q3 2023
|
Rathbones Group PLC
Liverpool, X0 |
BUY
|
- |
14.5K+ 118.06% |
$300K - $338K
|
26.8K
$598K
|
|
|
Nov 15, 2023
Q3 2023
|
Integrated Wealth Concepts LLC
|
BUY
|
- |
14.2K+ 29.61% |
$293K - $330K
|
62K
$1.39M
|
|
|
Oct 11, 2023
Q3 2023
|
Ae Wealth Management LLC
|
BUY
|
- |
12.1K+ 20.56% |
$250K - $282K
|
70.9K
$1.58M
|
|
|
Nov 03, 2023
Q3 2023
|
Nbc Securities, Inc.
Birmingham, AL |
BUY
|
- |
7.8KNew |
$161K - $182K
|
7.8K
$174K
|
|
|
Oct 13, 2023
Q3 2023
|
Global Retirement Partners, LLC
|
BUY
|
- |
6.66K+ 1198.02% |
$138K - $155K
|
7.22K
$161K
|
|
|
Nov 14, 2023
Q3 2023
|
Gateway Wealth Partners, LLC
Appleton, WI |
BUY
|
- |
6.46K+ 37.19% |
$134K - $150K
|
23.8K
$532K
|
|
|
Nov 01, 2023
Q3 2023
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
6.33K+ 6.24% |
$131K - $147K
|
108K
$2.41M
|
|
|
Nov 01, 2023
Q3 2023
|
Orion Portfolio Solutions, LLC
|
BUY
|
- |
5.03K+ 33.6% |
$104K - $117K
|
20K
$446K
|
|
|
Oct 26, 2023
Q3 2023
|
Park Avenue Securities LLC
|
BUY
|
- |
4.76K+ 24.97% |
$98.5K - $111K
|
23.8K
$532K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
4.46K+ 1.23% |
$92.2K - $104K
|
367K
$8.2M
|
|
|
Oct 17, 2023
Q3 2023
|
Midwest Financial Group LLC
Overland Park, KS |
BUY
|
- |
4.11K+ 4.93% |
$85.1K - $95.7K
|
87.4K
$1.95M
|
|
|
Dec 01, 2023
Q3 2023
|
National Asset Management, Inc.
Boca Raton, FL |
BUY
|
- |
3.65K+ 36.48% |
$75.5K - $84.9K
|
13.7K
$305K
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
3.56K+ 19.2% |
$73.7K - $82.9K
|
22.1K
$494K
|
|
|
Oct 16, 2023
Q3 2023
|
Rfg Advisory, LLC
Birmingham, AL |
BUY
|
- |
3.06K+ 31.12% |
$63.3K - $71.2K
|
12.9K
$288K
|
|
|
Nov 13, 2023
Q3 2023
|
Qube Research & Technologies LTD
London, X0 |
BUY
|
- |
2.84KNew |
$58.7K - $66.1K
|
2.84K
$63.4K
|
|
|
Nov 08, 2023
Q3 2023
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
2.75K+ 9.84% |
$56.9K - $64.1K
|
30.7K
$686K
|
|
|
Oct 13, 2023
Q3 2023
|
One Ascent Financial Services LLC
Birmingham, AL |
BUY
|
- |
2.64K+ 15.12% |
$54.5K - $61.3K
|
20.1K
$448K
|
|
|
Nov 07, 2023
Q3 2023
|
Oppenheimer & CO Inc
New York, NY |
BUY
|
- |
1.55K+ 5.38% |
$32.1K - $36.1K
|
30.4K
$679K
|
|
|
Nov 08, 2023
Q3 2023
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
802+ 4.15% |
$16.6K - $18.7K
|
20.1K
$449K
|
|
|
Nov 08, 2023
Q3 2023
|
Pine Valley Investments LTD Liability CO
Marlton, NJ |
BUY
|
- |
634+ 6.26% |
$13.1K - $14.8K
|
10.8K
$241K
|
|
|
Oct 11, 2023
Q3 2023
|
Geneos Wealth Management Inc.
|
BUY
|
- |
540+ 24.41% |
$11.2K - $12.6K
|
2.75K
$61.5K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
512+ 0.94% |
$10.6K - $11.9K
|
54.7K
$1.22M
|
|
|
Nov 15, 2023
Q3 2023
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
458+ 4.18% |
$9.48K - $10.7K
|
11.4K
$255K
|
|
|
Nov 14, 2023
Q3 2023
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
444+ 3.23% |
$9.19K - $10.3K
|
14.2K
$317K
|
|
|
Oct 10, 2023
Q3 2023
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
367+ 1.92% |
$7.59K - $8.54K
|
19.5K
$435K
|
|
|
Oct 12, 2023
Q3 2023
|
Ifp Advisors, Inc
|
BUY
|
- |
355+ 1.48% |
$7.34K - $8.26K
|
24.3K
$544K
|
|
|
Dec 04, 2023
Q3 2023
|
Tucker Asset Management LLC
Littleton, CO |
BUY
|
- |
337+ 44.11% |
$6.97K - $7.85K
|
1.1K
$24.6K
|
|
|
Nov 09, 2023
Q3 2023
|
Wealthsource Partners, LLC
|
BUY
|
- |
270+ 2.62% |
$5.59K - $6.29K
|
10.6K
$237K
|
|
|
Oct 13, 2023
Q3 2023
|
Signal Point Asset Management, LLC
|
BUY
|
- |
163+ 0.36% |
$3.37K - $3.79K
|
46.1K
$1.03M
|
|
|
Nov 13, 2023
Q3 2023
|
Benjamin Edwards Inc
Clayton, MO |
BUY
|
- |
147+ 1.62% |
$3.04K - $3.42K
|
9.2K
$205K
|
|
|
Oct 25, 2023
Q3 2023
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
95+ 1.62% |
$1.97K - $2.21K
|
5.96K
$133K
|
|
|
Nov 13, 2023
Q3 2023
|
Epg Wealth Management LLC
Atlanta, GA |
BUY
|
- |
76+ 1.68% |
$1.57K - $1.77K
|
4.6K
$103K
|
|
|
Nov 08, 2023
Q3 2023
|
Spire Wealth Management
|
BUY
|
- |
49+ 2.16% |
$1.01K - $1.14K
|
2.32K
$51.8K
|