Purchases and Sales Made in Q4 2022 in First Trust Emerging Markets A (FEM)
This table provides information about the institutional ownership of First Trust Emerging Markets A (FEM) during Q4 2022. The information is specifically focused on institutions that hold shares of FIRST TRUST EMERGING MARKETS A.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Feb 09, 2023
Q4 2022
|
First Trust Advisors LP
Wheaton, IL |
BUY
|
- |
1.2M+ 3913.16% |
$22.1M - $25.7M
|
1.23M
$27.7M
|
|
|
Feb 01, 2023
Q4 2022
|
Cwm, LLC
|
BUY
|
- |
637K+ 306.86% |
$11.7M - $13.6M
|
845K
$19M
|
|
|
Feb 14, 2023
Q4 2022
|
Morgan Stanley
New York, NY |
BUY
|
- |
185K+ 11.64% |
$3.41M - $3.96M
|
1.78M
$40M
|
|
|
Feb 14, 2023
Q4 2022
|
Bank Of New York Mellon Corp
New York, NY |
BUY
|
- |
167KNew |
$3.07M - $3.57M
|
167K
$3.75M
|
|
|
Feb 07, 2023
Q4 2022
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
142K+ 22.63% |
$2.61M - $3.03M
|
768K
$17.3M
|
|
|
Feb 07, 2023
Q4 2022
|
Empirical Financial Services, LLC D.B.A. Empirical Wealth Management
|
BUY
|
- |
107K+ 18.3% |
$1.98M - $2.3M
|
695K
$15.6M
|
|
|
May 11, 2023
Q4 2022
|
Sebold Capital Management, Inc.
Lisle, IL |
BUY
|
- |
100KNew |
$1.84M - $2.14M
|
100K
$2.25M
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Investment Advisers
Schaumburg, IL |
BUY
|
- |
96.9K+ 36.84% |
$1.78M - $2.07M
|
360K
$8.09M
|
|
|
Feb 13, 2023
Q4 2022
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
96.3K+ 7.51% |
$1.77M - $2.06M
|
1.38M
$31M
|
|
|
Feb 08, 2023
Q4 2022
|
Ubs Group Ag
|
BUY
|
- |
95.8K+ 21.96% |
$1.76M - $2.05M
|
532K
$12M
|
|
|
Feb 08, 2023
Q4 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
80.7K+ 30.04% |
$1.48M - $1.73M
|
349K
$7.86M
|
|
|
Mar 06, 2023
Q4 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
74.9K+ 12592.77% |
$1.38M - $1.6M
|
75.5K
$1.7M
|
|
|
Feb 14, 2023
Q4 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
39K+ 7.55% |
$718K - $835K
|
556K
$12.5M
|
|
|
Feb 14, 2023
Q4 2022
|
Money Concepts Capital Corp
|
BUY
|
- |
35.8K+ 772.32% |
$658K - $765K
|
40.4K
$909K
|
|
|
Feb 17, 2023
Q4 2022
|
Coppell Advisory Solutions Corp.
Coppell, TX |
BUY
|
- |
35KNew |
$644K - $750K
|
35K
$788K
|
|
|
Oct 27, 2023
Q4 2022
|
Iams Wealth Management, LLC
Omaha, NE |
BUY
|
- |
31.4KNew |
$577K - $671K
|
31.4K
$705K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisor Networks LLC
El Segundo, CA |
BUY
|
- |
29.4K+ 119.83% |
$541K - $630K
|
54K
$1.21M
|
|
|
Feb 09, 2023
Q4 2022
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
29.2K+ 36.49% |
$538K - $626K
|
109K
$2.46M
|
|
|
Feb 01, 2023
Q4 2022
|
Bank Of Montreal
Toronto, A6 |
BUY
|
- |
25.8KNew |
$475K - $553K
|
25.8K
$581K
|
|
|
Feb 14, 2023
Q4 2022
|
Cetera Advisors LLC
Denver, CO |
BUY
|
- |
14.3KNew |
$264K - $307K
|
14.3K
$322K
|
|
|
Feb 15, 2023
Q4 2022
|
Virtu Financial LLC
New York, NY |
BUY
|
- |
14KNew |
$257K - $299K
|
14K
$314K
|
|
|
Feb 14, 2023
Q4 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
13.6KNew |
$251K - $292K
|
13.6K
$306K
|
|
|
Feb 14, 2023
Q4 2022
|
Walleye Capital LLC
Plymouth, MN |
BUY
|
- |
10.9KNew |
$201K - $234K
|
10.9K
$246K
|
|
|
Feb 16, 2023
Q4 2022
|
Wealth Plan Partners, LLC
Omaha, NE |
BUY
|
- |
10.2K+ 18.49% |
$187K - $218K
|
65.2K
$1.47M
|
|
|
Jan 19, 2023
Q4 2022
|
S.C. Financial Services, Inc.
|
BUY
|
- |
10.1KNew |
$186K - $217K
|
10.1K
$228K
|
|
|
Feb 10, 2023
Q4 2022
|
Ameritas Advisory Services, LLC
Lincoln, NE |
BUY
|
- |
10.1KNew |
$186K - $217K
|
10.1K
$228K
|
|
|
Feb 07, 2023
Q4 2022
|
Envestnet Asset Management Inc
|
BUY
|
- |
9.84K+ 2.31% |
$181K - $211K
|
437K
$9.82M
|
|
|
Feb 13, 2023
Q4 2022
|
Kingsview Wealth Management, LLC
Grants Pass, OR |
BUY
|
- |
9.66K+ 9.41% |
$178K - $207K
|
112K
$2.52M
|
|
|
Jan 31, 2023
Q4 2022
|
Kestra Advisory Services, LLC
|
BUY
|
- |
7.65K+ 12.05% |
$141K - $164K
|
71.1K
$1.6M
|
|
|
Feb 10, 2023
Q4 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
7.59K+ 3.4% |
$140K - $162K
|
231K
$5.19M
|
|
|
Feb 13, 2023
Q4 2022
|
R Pg Family Wealth Advisory, LLC
Burlington, MA |
BUY
|
- |
7.48K+ 28.63% |
$138K - $160K
|
33.6K
$756K
|
|
|
Feb 13, 2023
Q4 2022
|
Snowden Capital Advisors LLC
New York, NY |
BUY
|
- |
6.95K+ 14.97% |
$128K - $149K
|
53.4K
$1.2M
|
|
|
Jan 12, 2023
Q4 2022
|
Dynamic Advisor Solutions LLC
|
BUY
|
- |
6.26K+ 9.17% |
$115K - $134K
|
74.5K
$1.68M
|
|
|
Feb 10, 2023
Q4 2022
|
Comerica Securities,Inc.
|
BUY
|
- |
5.88KNew |
$108K - $126K
|
5.88K
$132K
|
|
|
Jan 31, 2023
Q4 2022
|
Ae Wealth Management LLC
|
BUY
|
- |
5.32K+ 13.23% |
$97.7K - $114K
|
45.5K
$1.02M
|
|
|
Aug 30, 2023
Q4 2022
|
Atria Wealth Solutions, Inc.
New York, NY |
BUY
|
- |
4.85K+ 25.1% |
$89.2K - $104K
|
24.2K
$543K
|
|
|
Feb 13, 2023
Q4 2022
|
Avantax Advisory Services, Inc.
|
BUY
|
- |
4.84K+ 6.77% |
$88.9K - $103K
|
76.3K
$1.72M
|
|
|
Sep 11, 2023
Q4 2022
|
Farther Finance Advisors, LLC
San Francisco, CA |
BUY
|
- |
2.9KNew |
$53.3K - $62K
|
2.9K
$65.2K
|
|
|
Feb 07, 2023
Q4 2022
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
BUY
|
- |
2.19K+ 10.14% |
$40.3K - $46.9K
|
23.8K
$535K
|
|
|
Jan 12, 2023
Q4 2022
|
Clarus Wealth Advisors
|
BUY
|
- |
2.16K+ 16.41% |
$39.7K - $46.2K
|
15.3K
$344K
|
|
|
Feb 08, 2023
Q4 2022
|
Belpointe Asset Management LLC
|
BUY
|
- |
2.05KNew |
$37.8K - $43.9K
|
2.05K
$46.2K
|
|
|
Feb 14, 2023
Q4 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
1.75KNew |
$32.1K - $37.4K
|
1.75K
$39.3K
|
|
|
Feb 15, 2023
Q4 2022
|
Wealth Plan Investment Management, LLC
Omaha, NE |
BUY
|
- |
1.63K+ 2.57% |
$30K - $34.9K
|
65.2K
$1.47M
|
|
|
Feb 14, 2023
Q4 2022
|
Claro Advisors LLC
Boston, MA |
BUY
|
- |
1.29K+ 6.13% |
$23.7K - $27.6K
|
22.3K
$502K
|
|
|
Feb 10, 2023
Q4 2022
|
Signature Securities Group Corporation
|
BUY
|
- |
1.23K+ 12.05% |
$22.5K - $26.2K
|
11.4K
$256K
|
|
|
Feb 13, 2023
Q4 2022
|
Advisory Services Network, LLC
|
BUY
|
- |
610New |
$11.2K - $13.1K
|
610
$13.7K
|
|
|
Feb 10, 2023
Q4 2022
|
Creative Planning
Overland Park, KS |
BUY
|
- |
437New |
$8.04K - $9.35K
|
437
$9.83K
|
|
|
Feb 08, 2023
Q4 2022
|
High Tower Advisors, LLC
Chicago, IL |
BUY
|
- |
433+ 1.34% |
$7.96K - $9.27K
|
32.7K
$735K
|
|
|
Jan 30, 2023
Q4 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
376+ 5.18% |
$6.91K - $8.05K
|
7.63K
$172K
|
|
|
Jan 18, 2023
Q4 2022
|
Private Trust CO Na
|
BUY
|
- |
187+ 5.56% |
$3.44K - $4K
|
3.55K
$79.8K
|