Purchases and Sales Made in Q1 2020 in First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information about the institutional ownership of First Trust/Aberdeen Emerging Opportunity Fund (FEO) during Q1 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2020
Q1 2020
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
212KNew |
$1.86M - $3.19M
|
212K
$0
|
|
|
May 15, 2020
Q1 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
35.4KNew |
$310K - $531K
|
35.4K
$0
|
|
|
May 07, 2020
Q1 2020
|
Matisse Capital
|
BUY
|
- |
29.6KNew |
$260K - $444K
|
29.6K
$0
|
|
|
May 18, 2020
Q1 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
21.7KNew |
$190K - $326K
|
21.7K
$0
|
|
|
May 13, 2020
Q1 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
14.8K+ 92800.0% |
$130K - $223K
|
14.9K
$0
|
|
|
May 01, 2020
Q1 2020
|
Shaker Financial Services, LLC
|
BUY
|
- |
13.3K+ 129.1% |
$117K - $199K
|
23.6K
$0
|
|
|
May 12, 2020
Q1 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
12.4K+ 19.36% |
$109K - $186K
|
76.3K
$0
|
|
|
May 14, 2020
Q1 2020
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
2.4K+ 0.34% |
$21K - $36K
|
705K
$0
|
|
|
Sep 15, 2021
Q1 2020
|
Cwm, LLC
|
BUY
|
- |
1.78KNew |
$15.6K - $26.8K
|
1.78K
$0
|
|
|
Mar 24, 2023
Q1 2020
|
American Portfolios Advisors
Holbrook, NY |
BUY
|
- |
920New |
$8.07K - $13.8K
|
920
$0
|
|
|
May 07, 2020
Q1 2020
|
Truvestments Capital LLC
Sarasota, FL |
BUY
|
- |
750New |
$6.58K - $11.3K
|
750
$0
|
|
|
May 14, 2020
Q1 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
400+ 3.84% |
$3.51K - $6K
|
10.8K
$0
|
|
|
May 13, 2020
Q1 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
May 01, 2020
Q1 2020
|
Ubs Group Ag
|
SELL
|
- |
-958- 9.21% |
$8.4K - $14.4K
|
9.44K
$0
|
|
|
Apr 28, 2020
Q1 2020
|
Cwm, LLC
|
SELL
|
- |
-1.78KClosed |
$15.6K - $26.8K
|
0
$0
|
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-4.86KClosed |
$42.6K - $72.9K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.84K- 22.05% |
$68.8K - $118K
|
27.7K
$0
|
|
|
May 13, 2020
Q1 2020
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-12.5K- 12.94% |
$110K - $188K
|
84.2K
$0
|
|
|
May 13, 2020
Q1 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-18.6KClosed |
$163K - $279K
|
0
$0
|
|
|
Apr 21, 2020
Q1 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-28.4KClosed |
$249K - $426K
|
0
$0
|
|
|
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-34KClosed |
$298K - $510K
|
0
$0
|
|
|
May 15, 2020
Q1 2020
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-66.1K- 33.3% |
$580K - $991K
|
132K
$0
|