Latest Institutional Transactions on First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information on the latest institutional transactions involving First Trust/Aberdeen Emerging Opportunity Fund (FEO) stock. The table includes the name of the institution, the type of operation (buy or sell), whether options were involved, the number of shares exchanged, the range of values for the transaction, and the number of shares held by the institution after the transaction has occurred.
Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
---|---|---|---|---|---|---|---|
Nov 15, 2022
Q3 2022
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
Nov 14, 2022
Q3 2022
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-1.55K- 96.57% |
$12.9K - $14.7K
|
55
$0
|
|
Nov 14, 2022
Q3 2022
|
Clough Capital Partners L P
Boston, MA |
BUY
|
- |
186KNew |
$1.55M - $1.77M
|
186K
$0
|
|
Nov 14, 2022
Q3 2022
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-4.34K- 18.02% |
$36.3K - $41.3K
|
19.7K
$0
|
|
Nov 14, 2022
Q3 2022
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
159K+ 44.55% |
$1.33M - $1.52M
|
516K
$0
|
|
Nov 14, 2022
Q3 2022
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-17.1K- 2.54% |
$143K - $163K
|
656K
$0
|
|
Nov 14, 2022
Q3 2022
|
Css LLC
Chicago, IL |
BUY
|
- |
90.9KNew |
$760K - $866K
|
90.9K
$0
|
|
Nov 14, 2022
Q3 2022
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
293+ 1.81% |
$2.45K - $2.79K
|
16.5K
$0
|
|
Nov 14, 2022
Q3 2022
|
Morgan Stanley
New York, NY |
SELL
|
- |
-132K- 75.75% |
$1.11M - $1.26M
|
42.4K
$0
|
|
Nov 14, 2022
Q3 2022
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-4.07K- 8.3% |
$34K - $38.8K
|
44.9K
$0
|
|
Nov 10, 2022
Q3 2022
|
Ubs Group Ag
|
BUY
|
- |
4.1K+ 348.85% |
$34.3K - $39.1K
|
5.27K
$0
|
|
Nov 10, 2022
Q3 2022
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
SELL
|
- |
-390- 2.43% |
$3.26K - $3.72K
|
15.7K
$0
|
|
Nov 09, 2022
Q3 2022
|
Shaker Financial Services, LLC
|
BUY
|
- |
13KNew |
$109K - $124K
|
13K
$0
|
|
Oct 27, 2022
Q3 2022
|
Cwm, LLC
|
BUY
|
- |
40+ 2.77% |
$334 - $381
|
1.48K
$0
|
|
Oct 25, 2022
Q3 2022
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-20.9K- 62.6% |
$175K - $199K
|
12.5K
$0
|
|
Oct 14, 2022
Q3 2022
|
Private Advisor Group, LLC
|
BUY
|
- |
4.15K+ 8.3% |
$34.7K - $39.6K
|
54.2K
$0
|
|
Q2 2022 | |||||||
Aug 15, 2022
Q2 2022
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
BUY
|
- |
14.5KNew |
$125K - $150K
|
14.5K
$0
|
|
Aug 15, 2022
Q2 2022
|
Harbour Investments, Inc.
Madison, WI |
SELL
|
- |
-300Closed |
$2.59K - $3.12K
|
0
$0
|
|
Aug 15, 2022
Q2 2022
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-419- 2.61% |
$3.62K - $4.36K
|
15.6K
$0
|
|
Aug 12, 2022
Q2 2022
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
1.47KNew |
$12.7K - $15.3K
|
1.47K
$0
|
|
Aug 09, 2022
Q2 2022
|
New Edge Advisors, LLC
New Orleans, LA |
BUY
|
- |
5.2K+ 10.3% |
$44.9K - $54.1K
|
55.7K
$0
|
|
Aug 05, 2022
Q2 2022
|
Landscape Capital Management, L.L.C.
|
BUY
|
- |
16.5KNew |
$142K - $171K
|
16.5K
$0
|
|
Aug 03, 2022
Q2 2022
|
Wolverine Asset Management LLC
|
BUY
|
- |
25.8K+ 49.91% |
$222K - $268K
|
77.4K
$0
|
|
Aug 01, 2022
Q2 2022
|
Castle Wealth Management LLC
|
BUY
|
- |
2KNew |
$17.3K - $20.8K
|
2K
$0
|
|
Jul 27, 2022
Q2 2022
|
Advisor Resource Council
|
BUY
|
- |
20.9K+ 14040.94% |
$181K - $218K
|
21.1K
$0
|
|
Jul 19, 2022
Q2 2022
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-10.2KClosed |
$87.7K - $106K
|
0
$0
|
|
Jul 15, 2022
Q2 2022
|
Global Retirement Partners, LLC
|
BUY
|
- |
2.9K+ 138.29% |
$25K - $30.2K
|
5K
$0
|
|
Q1 2022 | |||||||
May 12, 2022
Q1 2022
|
Tower Research Capital LLC (Trc)
New York, NY |
SELL
|
- |
-2Closed |
$19.2 - $27
|
0
$0
|
|
May 11, 2022
Q1 2022
|
Bank Of New York Mellon Corp
New York, NY |
SELL
|
- |
-14KClosed |
$135K - $189K
|
0
$0
|
|
Q4 2021 | |||||||
Feb 14, 2022
Q4 2021
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-250Closed |
$3.25K - $3.68K
|
0
$0
|
|
Feb 09, 2022
Q4 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-29.8KClosed |
$388K - $439K
|
0
$0
|
|
Q3 2021 | |||||||
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-28.7KClosed |
$404K - $440K
|
0
$0
|
|
Oct 22, 2021
Q3 2021
|
Parallel Advisors, LLC
|
BUY
|
CALL |
203New |
$2.85K - $3.11K
|
203
$0
|
|
Q2 2021 | |||||||
Aug 13, 2021
Q2 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
SELL
|
- |
-901Closed |
$12.7K - $14.3K
|
0
$0
|
|
Aug 13, 2021
Q2 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-57.2KClosed |
$807K - $906K
|
0
$0
|
|
Aug 06, 2021
Q2 2021
|
Wealth Shield Partners, LLC
Cary, NC |
SELL
|
- |
-566Closed |
$7.98K - $8.97K
|
0
$0
|
|
Aug 05, 2021
Q2 2021
|
Sowell Financial Services LLC
North Little Rock, AR |
SELL
|
- |
-6Closed |
$84.6 - $95
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
International Assets Investment Management, LLC
Orlando, FL |
SELL
|
- |
-516Closed |
$7.28K - $8.17K
|
0
$0
|
|
Jul 14, 2021
Q2 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-521Closed |
$7.35K - $8.25K
|
0
$0
|
|
Q1 2021 | |||||||
Apr 23, 2021
Q1 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
203New |
$2.85K - $3.18K
|
203
$0
|
|
Q4 2020 | |||||||
Feb 12, 2021
Q4 2020
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-13.5KClosed |
$164K - $197K
|
0
$0
|
|
Feb 12, 2021
Q4 2020
|
Ancora Advisors, LLC
Cleveland, OH |
SELL
|
- |
-209Closed |
$2.53K - $3.05K
|
0
$0
|
|
Q3 2020 | |||||||
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.1KClosed |
$25K - $28.5K
|
0
$0
|
|
Nov 12, 2020
Q3 2020
|
Column Capital Advisors, LLC
|
SELL
|
- |
-2.45KClosed |
$29.1K - $33.2K
|
0
$0
|
|
Nov 04, 2020
Q3 2020
|
Matisse Capital
|
SELL
|
- |
-29.6KClosed |
$352K - $402K
|
0
$0
|
|
Q2 2020 | |||||||
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-920Closed |
$8.83K - $11.2K
|
0
$0
|
|
Aug 05, 2020
Q2 2020
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-40.4KClosed |
$388K - $494K
|
0
$0
|
|
Q1 2020 | |||||||
May 14, 2020
Q1 2020
|
Geode Capital Management, LLC
Boston, MA |
SELL
|
- |
-34KClosed |
$298K - $510K
|
0
$0
|
|
May 13, 2020
Q1 2020
|
Cornerstone Advisors, LLC
Asheville, NC |
SELL
|
- |
-18.6KClosed |
$163K - $279K
|
0
$0
|
|
Apr 24, 2020
Q1 2020
|
Tfg Advisers LLC
|
SELL
|
- |
-4.86KClosed |
$42.6K - $72.9K
|
0
$0
|