Purchases and Sales Made in Q1 2021 in First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information about the institutional ownership of First Trust/Aberdeen Emerging Opportunity Fund (FEO) during Q1 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
May 14, 2021
Q1 2021
|
Peapack Gladstone Financial Corp
Bedminster, NJ |
BUY
|
- |
18.4KNew |
$258K - $287K
|
18.4K
$0
|
|
|
May 14, 2021
Q1 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
4.32K+ 29.7% |
$60.7K - $67.7K
|
18.9K
$0
|
|
|
May 14, 2021
Q1 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
3.03K+ 7.65% |
$42.6K - $47.5K
|
42.6K
$0
|
|
|
May 17, 2021
Q1 2021
|
Eudaimonia Partners, LLC
Winchester, TN |
BUY
|
- |
901New |
$12.7K - $14.1K
|
901
$0
|
|
|
May 17, 2021
Q1 2021
|
Wealth Shield Partners, LLC
Cary, NC |
BUY
|
- |
566New |
$7.95K - $8.86K
|
566
$0
|
|
|
Aug 17, 2021
Q1 2021
|
Harbour Investments, Inc.
Madison, WI |
BUY
|
- |
400New |
$5.62K - $6.26K
|
400
$0
|
|
|
May 04, 2021
Q1 2021
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
290+ 2.55% |
$4.07K - $4.54K
|
11.7K
$0
|
|
|
Apr 23, 2021
Q1 2021
|
Parallel Advisors, LLC
|
BUY
|
- |
203New |
$2.85K - $3.18K
|
203
$0
|
|
|
Sep 15, 2021
Q1 2021
|
Cwm, LLC
|
BUY
|
- |
5+ 0.28% |
$70.3 - $78.3
|
1.78K
$0
|
|
|
May 13, 2021
Q1 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Apr 27, 2021
Q1 2021
|
Cwm, LLC
|
SELL
|
- |
-5- 0.28% |
$70.3 - $78.3
|
1.78K
$0
|
|
|
Apr 14, 2021
Q1 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-200- 2.88% |
$2.81K - $3.13K
|
6.74K
$0
|
|
|
May 18, 2021
Q1 2021
|
Truvestments Capital LLC
Sarasota, FL |
SELL
|
- |
-250- 33.33% |
$3.51K - $3.92K
|
500
$0
|
|
|
May 17, 2021
Q1 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-1.45K- 6.42% |
$20.4K - $22.7K
|
21.2K
$0
|
|
|
May 13, 2021
Q1 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-1.5K- 4.55% |
$21.1K - $23.5K
|
31.5K
$0
|
|
|
May 12, 2021
Q1 2021
|
Ubs Group Ag
|
SELL
|
- |
-1.57K- 26.11% |
$22.1K - $24.6K
|
4.45K
$0
|
|
|
Apr 12, 2021
Q1 2021
|
Fny Investment Advisers, LLC
|
SELL
|
- |
-1.7K- 76.57% |
$23.9K - $26.7K
|
521
$0
|
|
|
Apr 22, 2021
Q1 2021
|
Private Advisor Group, LLC
|
SELL
|
- |
-9.96K- 13.44% |
$140K - $156K
|
64.2K
$0
|
|
|
May 14, 2021
Q1 2021
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-12.6K- 1.78% |
$177K - $197K
|
696K
$0
|
|
|
May 17, 2021
Q1 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-14.8K- 9.47% |
$208K - $232K
|
141K
$0
|
|
|
May 13, 2021
Q1 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-29.3K- 16.2% |
$411K - $458K
|
151K
$0
|
|
|
May 14, 2021
Q1 2021
|
City Of London Investment Management CO LTD
London, X0 |
SELL
|
- |
-131K- 69.57% |
$1.84M - $2.05M
|
57.2K
$0
|