Purchases and Sales Made in Q2 2020 in First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information about the institutional ownership of First Trust/Aberdeen Emerging Opportunity Fund (FEO) during Q2 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Aug 13, 2020
Q2 2020
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
87.1K+ 103.52% |
$836K - $1.06M
|
171K
$0
|
|
|
Jul 17, 2020
Q2 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
19.5KNew |
$187K - $238K
|
19.5K
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wolverine Asset Management LLC
|
BUY
|
- |
12.3K+ 82.98% |
$118K - $151K
|
27.2K
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
8.15K+ 1.16% |
$78.3K - $99.6K
|
713K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.04K+ 18.6% |
$38.8K - $49.3K
|
25.7K
$0
|
|
|
Aug 17, 2020
Q2 2020
|
Private Advisor Group, LLC
|
BUY
|
- |
2.54K+ 3.33% |
$24.4K - $31K
|
78.9K
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Column Capital Advisors, LLC
|
BUY
|
- |
2.45KNew |
$23.5K - $29.9K
|
2.45K
$0
|
|
|
Aug 12, 2020
Q2 2020
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
1.2K+ 10.5% |
$11.5K - $14.7K
|
12.6K
$0
|
|
|
Sep 15, 2021
Q2 2020
|
Cwm, LLC
|
BUY
|
- |
917+ 105.77% |
$8.8K - $11.2K
|
1.78K
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
137+ 1.27% |
$1.32K - $1.67K
|
11K
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-174- 0.63% |
$1.67K - $2.13K
|
27.6K
$0
|
|
|
Jul 22, 2020
Q2 2020
|
Cwm, LLC
|
SELL
|
- |
-917- 51.4% |
$8.8K - $11.2K
|
867
$0
|
|
|
Mar 24, 2023
Q2 2020
|
American Portfolios Advisors
Holbrook, NY |
SELL
|
- |
-920Closed |
$8.83K - $11.2K
|
0
$0
|
|
|
Aug 14, 2020
Q2 2020
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-1K- 0.76% |
$9.6K - $12.2K
|
131K
$0
|
|
|
Aug 06, 2020
Q2 2020
|
Shaker Financial Services, LLC
|
SELL
|
- |
-1.18K- 4.99% |
$11.3K - $14.4K
|
22.4K
$0
|
|
|
Jul 31, 2020
Q2 2020
|
Ubs Group Ag
|
SELL
|
- |
-1.96K- 20.7% |
$18.8K - $23.9K
|
7.49K
$0
|
|
|
Aug 13, 2020
Q2 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-16.5K- 7.78% |
$159K - $202K
|
196K
$0
|
|
|
Aug 14, 2020
Q2 2020
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-35.4KClosed |
$340K - $432K
|
0
$0
|
|
|
Aug 05, 2020
Q2 2020
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-40.4KClosed |
$388K - $494K
|
0
$0
|