Purchases and Sales Made in Q3 2019 in First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information about the institutional ownership of First Trust/Aberdeen Emerging Opportunity Fund (FEO) during Q3 2019. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 14, 2019
Q3 2019
|
Wolverine Asset Management LLC
|
BUY
|
- |
21.7KNew |
$284K - $311K
|
21.7K
$0
|
|
|
Nov 12, 2019
Q3 2019
|
Geode Capital Management, LLC
Boston, MA |
BUY
|
- |
4.57K+ 14.01% |
$59.9K - $65.6K
|
37.2K
$0
|
|
|
Nov 08, 2019
Q3 2019
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
2.71K+ 3.13% |
$35.5K - $38.9K
|
89.1K
$0
|
|
|
Sep 14, 2021
Q3 2019
|
Cwm, LLC
|
BUY
|
- |
1.78KNew |
$23.4K - $25.6K
|
1.78K
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Ubs Group Ag
|
BUY
|
- |
813+ 9.09% |
$10.7K - $11.7K
|
9.76K
$0
|
|
|
Oct 30, 2019
Q3 2019
|
Commonwealth Equity Services, LLC
|
BUY
|
- |
450+ 3.96% |
$5.9K - $6.46K
|
11.8K
$0
|
|
|
Nov 14, 2019
Q3 2019
|
1607 Capital Partners, LLC
Richmond, VA |
BUY
|
- |
100+ 0.05% |
$1.31K - $1.44K
|
208K
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 08, 2019
Q3 2019
|
Resources Investment Advisors, Llc.
Overland Park, KS |
SELL
|
- |
-41Closed |
$537 - $588
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Lpl Financial LLC
Fort Mill, SC |
SELL
|
- |
-1.38K- 11.62% |
$18.1K - $19.8K
|
10.5K
$0
|
|
|
Oct 22, 2019
Q3 2019
|
Cwm, LLC
|
SELL
|
- |
-1.78KClosed |
$23.4K - $25.6K
|
0
$0
|
|
|
Oct 18, 2019
Q3 2019
|
Vanguard Capital Wealth Advisors
|
SELL
|
- |
-3.14K- 11.31% |
$41.1K - $45K
|
24.6K
$0
|
|
|
Nov 07, 2019
Q3 2019
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-4.22K- 12.88% |
$55.2K - $60.5K
|
28.5K
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-7.78K- 17.94% |
$102K - $112K
|
35.6K
$0
|
|
|
Nov 14, 2019
Q3 2019
|
Susquehanna International Group, LLP
Bala Cynwyd, PA |
SELL
|
- |
-14.1KClosed |
$184K - $202K
|
0
$0
|
|
|
Nov 13, 2019
Q3 2019
|
Private Advisor Group, LLC
|
SELL
|
- |
-31.4K- 40.88% |
$412K - $451K
|
45.5K
$0
|