Purchases and Sales Made in Q3 2020 in First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information about the institutional ownership of First Trust/Aberdeen Emerging Opportunity Fund (FEO) during Q3 2020. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 13, 2020
Q3 2020
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
19K+ 11.1% |
$226K - $258K
|
190K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Shaker Financial Services, LLC
|
BUY
|
- |
5.43K+ 24.24% |
$64.6K - $73.7K
|
27.8K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.53K+ 17.59% |
$53.8K - $61.5K
|
30.3K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Ubs Group Ag
|
BUY
|
- |
2.96K+ 39.52% |
$35.2K - $40.2K
|
10.4K
$0
|
|
|
Oct 19, 2020
Q3 2020
|
Cwm, LLC
|
BUY
|
- |
2.81K+ 157.46% |
$33.4K - $38.1K
|
4.59K
$0
|
|
|
Nov 09, 2020
Q3 2020
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
2.54K+ 23.2% |
$30.2K - $34.5K
|
13.5K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Sowell Financial Services LLC
North Little Rock, AR |
BUY
|
- |
6New |
$71.3 - $81.4
|
6
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Commonwealth Equity Services, LLC
|
SELL
|
- |
-800- 6.33% |
$9.51K - $10.9K
|
11.8K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Lazard Asset Management LLC
New York, NY |
SELL
|
- |
-1.6K- 0.22% |
$19K - $21.7K
|
711K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Benjamin F. Edwards & Company, Inc.
St. Louis, MO |
SELL
|
- |
-2.1KClosed |
$25K - $28.5K
|
0
$0
|
|
|
Nov 05, 2020
Q3 2020
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-2.36K- 1.2% |
$28K - $32K
|
194K
$0
|
|
|
Nov 12, 2020
Q3 2020
|
Column Capital Advisors, LLC
|
SELL
|
- |
-2.45KClosed |
$29.1K - $33.2K
|
0
$0
|
|
|
Sep 15, 2021
Q3 2020
|
Cwm, LLC
|
SELL
|
- |
-2.81K- 61.16% |
$33.4K - $38.1K
|
1.78K
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
SELL
|
- |
-5.7K- 29.23% |
$67.8K - $77.4K
|
13.8K
$0
|
|
|
Nov 16, 2020
Q3 2020
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-8.31K- 30.15% |
$98.8K - $113K
|
19.2K
$0
|
|
|
Nov 13, 2020
Q3 2020
|
Wolverine Asset Management LLC
|
SELL
|
- |
-25.9K- 95.26% |
$308K - $352K
|
1.29K
$0
|
|
|
Nov 04, 2020
Q3 2020
|
Matisse Capital
|
SELL
|
- |
-29.6KClosed |
$352K - $402K
|
0
$0
|