Purchases and Sales Made in Q3 2021 in First Trust/Aberdeen Emerging Opportunity Fund (FEO)
This table provides information about the institutional ownership of First Trust/Aberdeen Emerging Opportunity Fund (FEO) during Q3 2021. The information is specifically focused on institutions that hold shares of FIRST TRUST/ABERDEEN EMERGING OPPORTUNITY FUND.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
356KNew |
$5.01M - $5.45M
|
356K
$0
|
|
|
Oct 14, 2021
Q3 2021
|
Private Advisor Group, LLC
|
BUY
|
- |
39.2K+ 75.91% |
$551K - $600K
|
90.8K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Saba Capital Management, L.P.
New York, NY |
BUY
|
- |
22.6KNew |
$318K - $346K
|
22.6K
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James Financial Services Advisors, Inc.
St. Petersburg, FL |
BUY
|
- |
16.7K+ 43.77% |
$234K - $255K
|
54.7K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Lazard Asset Management LLC
New York, NY |
BUY
|
- |
12.5K+ 1.85% |
$175K - $191K
|
685K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
500+ 3.17% |
$7.03K - $7.66K
|
16.3K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
7+ 0.16% |
$98.4 - $107
|
4.32K
$0
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Invesco Ltd.
Atlanta, GA |
SELL
|
- |
-106- 0.5% |
$1.49K - $1.62K
|
20.9K
$0
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
SELL
|
- |
-618- 1.39% |
$8.69K - $9.46K
|
43.9K
$0
|
|
|
Nov 12, 2021
Q3 2021
|
Baird Financial Group, Inc.
Milwaukee, WI |
SELL
|
- |
-1.4K- 4.48% |
$19.7K - $21.4K
|
29.8K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
SELL
|
- |
-3.03K- 27.31% |
$42.6K - $46.3K
|
8.06K
$0
|
|
|
Oct 22, 2021
Q3 2021
|
Global Retirement Partners, LLC
|
SELL
|
- |
-4.64K- 68.87% |
$65.2K - $71K
|
2.1K
$0
|
|
|
Nov 15, 2021
Q3 2021
|
1607 Capital Partners, LLC
Richmond, VA |
SELL
|
- |
-28.7KClosed |
$404K - $440K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
SELL
|
- |
-31.1KClosed |
$437K - $476K
|
0
$0
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
SELL
|
- |
-83.4K- 75.32% |
$1.17M - $1.28M
|
27.3K
$0
|