Purchases and Sales Made in Q3 2021 in Angel Oak Financial Strategies Income Term Trust (FINS)
This table provides information about the institutional ownership of Angel Oak Financial Strategies Income Term Trust (FINS) during Q3 2021. The information is specifically focused on institutions that hold shares of Angel Oak Financial Strategies Income Term Trust.
| Report Date | Institution (Fund) | Operation | Option | Shares change | Value Range | Shares Held | Trade History |
|---|---|---|---|---|---|---|---|
|
Nov 15, 2021
Q3 2021
|
Morgan Stanley
New York, NY |
BUY
|
- |
1.21MNew |
$20.5M - $22.2M
|
1.21M
$15.5M
|
|
|
Nov 12, 2021
Q3 2021
|
City Of London Investment Management CO LTD
London, X0 |
BUY
|
- |
235KNew |
$3.98M - $4.33M
|
235K
$3.01M
|
|
|
Nov 02, 2021
Q3 2021
|
Shaker Financial Services, LLC
|
BUY
|
- |
78.4K+ 79.79% |
$1.33M - $1.45M
|
177K
$2.27M
|
|
|
Nov 12, 2021
Q3 2021
|
Rockefeller Capital Management L.P.
New York, NY |
BUY
|
- |
77KNew |
$1.31M - $1.42M
|
77K
$987K
|
|
|
Nov 12, 2021
Q3 2021
|
Sit Investment Associates Inc
Minneapolis, MN |
BUY
|
- |
63KNew |
$1.07M - $1.16M
|
63K
$807K
|
|
|
Nov 09, 2021
Q3 2021
|
Barclays PLC
London, X0 |
BUY
|
- |
36.7KNew |
$623K - $677K
|
36.7K
$470K
|
|
|
Nov 15, 2021
Q3 2021
|
Royal Bank Of Canada
Toronto, A6 |
BUY
|
- |
29.1K+ 7.6% |
$493K - $536K
|
411K
$5.27M
|
|
|
Oct 21, 2021
Q3 2021
|
Foresight Wealth Management, LLC
|
BUY
|
- |
26.7KNew |
$453K - $493K
|
26.7K
$342K
|
|
|
Nov 15, 2021
Q3 2021
|
Lpl Financial LLC
Fort Mill, SC |
BUY
|
- |
18.3K+ 7.18% |
$310K - $337K
|
273K
$3.5M
|
|
|
Nov 15, 2021
Q3 2021
|
Ubs Group Ag
|
BUY
|
- |
13.1K+ 1.58% |
$222K - $241K
|
842K
$10.8M
|
|
|
Nov 15, 2021
Q3 2021
|
Boothbay Fund Management, LLC
New York, NY |
BUY
|
- |
12.5KNew |
$212K - $231K
|
12.5K
$160K
|
|
|
Nov 15, 2021
Q3 2021
|
Claybrook Capital, LLC
|
BUY
|
- |
11.2KNew |
$190K - $207K
|
11.2K
$144K
|
|
|
Nov 15, 2021
Q3 2021
|
Wells Fargo & Company
San Francisco, CA |
BUY
|
- |
9.65K+ 9.53% |
$164K - $178K
|
111K
$1.42M
|
|
|
Nov 12, 2021
Q3 2021
|
Chicago Partners Investment Group LLC
|
BUY
|
- |
7.7K+ 8.98% |
$131K - $142K
|
93.4K
$1.2M
|
|
|
Nov 05, 2021
Q3 2021
|
Advisor Group Holdings, Inc.
Phoenix, AZ |
BUY
|
- |
4.36K+ 26.5% |
$74K - $80.5K
|
20.8K
$267K
|
|
|
Nov 15, 2021
Q3 2021
|
Stifel Financial Corp
St. Louis, MO |
BUY
|
- |
4.32K+ 24.03% |
$73.4K - $79.8K
|
22.3K
$286K
|
|
|
Nov 15, 2021
Q3 2021
|
D.A. Davidson & Co.
|
BUY
|
- |
2.14K+ 2.68% |
$36.3K - $39.4K
|
81.9K
$1.05M
|
|
|
Nov 15, 2021
Q3 2021
|
Bank Of America Corp
Charlotte, NC |
BUY
|
- |
2.1K+ 3.66% |
$35.6K - $38.7K
|
59.5K
$763K
|
|
|
Nov 12, 2021
Q3 2021
|
Thomas J. Herzfeld Advisors, Inc.
Miami Beach, FL |
BUY
|
- |
1.56KNew |
$26.4K - $28.7K
|
1.56K
$19.9K
|
|
|
Oct 08, 2021
Q3 2021
|
Wedbush Securities Inc
|
BUY
|
- |
101+ 0.35% |
$1.71K - $1.86K
|
29.2K
$375K
|
|
|
Nov 12, 2021
Q3 2021
|
Wolverine Trading, LLC
Chicago, IL |
BUY
|
- |
3+ 0.0% |
$50.9 - $55.3
|
432K
$5.54M
|
|
|
Nov 09, 2021
Q3 2021
|
Concourse Financial Group Securities, Inc.
Birmingham, AL |
BUY
|
- |
0New |
$0 - $0
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Arkadios Wealth Advisors
|
SELL
|
- |
-921Closed |
$15.6K - $17K
|
0
$0
|
|
|
Oct 19, 2021
Q3 2021
|
Howard Wealth Management, LLC
Madison, CT |
SELL
|
- |
-2.5K- 14.55% |
$42.4K - $46.1K
|
14.7K
$188K
|
|
|
Nov 15, 2021
Q3 2021
|
Hrt Financial LP
New York, NY |
SELL
|
- |
-11.7KClosed |
$199K - $216K
|
0
$0
|
|
|
Nov 16, 2021
Q3 2021
|
Jane Street Group, LLC
New York, NY |
SELL
|
- |
-13.8KClosed |
$234K - $255K
|
0
$0
|
|
|
Nov 02, 2021
Q3 2021
|
Raymond James & Associates
St Petersburg, FL |
SELL
|
- |
-34.5K- 7.68% |
$586K - $637K
|
415K
$5.32M
|
|
|
Nov 16, 2021
Q3 2021
|
Vivaldi Capital Management LP
Chicago, IL |
SELL
|
- |
-576K- 64.11% |
$9.77M - $10.6M
|
322K
$4.13M
|